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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.15%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.23B
AUM Growth
+$28.2M
Cap. Flow
-$167M
Cap. Flow %
-13.57%
Top 10 Hldgs %
30.38%
Holding
553
New
191
Increased
38
Reduced
38
Closed
238

Top Buys

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$88.5M
2
PFSI icon
PennyMac Financial
PFSI
+$40.7M
3
PMT
PennyMac Mortgage Investment
PMT
+$16M
4
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$16M
5
CHWAU
CHW Acquisition Corporation Unit
CHWAU
+$9.92M

Top Sells

Rank Stock Value
1
SKIN icon
SkinHealth Systems
SKIN
+$21.8M
2
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$15.1M
3
GACQU
Global Consumer Acquisition Corp. Unit
GACQU
+$12.2M
4
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$10.2M
5
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.78M

Sector Composition

Rank Sector Weight
1 Financials 18.24%
2 Real Estate 4.79%
3 Healthcare 4.26%
4 Technology 2.93%
5 Communication Services 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAUD
76
DELISTED
Collective Audience, Inc.. Common Stock
CAUD
$3.42M 0.28%
+350,000
New +$3.41M
COOP
77
CALL
DELISTED
Mr. Cooper
COOP
$3.39M 0.28%
82,300
-16,500
-17% -$622K
DFLI icon
78
Dragonfly Energy
DFLI
$16.8M
$3.23M 0.26%
+3,611
New +$3.21M
HRC
79
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$3.22M 0.26%
+21,491
New +$2.9M
BNIXU
80
DELISTED
Bannix Acquisition Corp. Unit
BNIXU
$3.08M 0.25%
+300,000
New +$3.06M
OXUSU
81
DELISTED
Oxus Acquisition Corp. Unit
OXUSU
$3.05M 0.25%
+300,000
New +$3.03M
MERC icon
82
CALL
Mercer International
MERC
$45.6M
$3.01M 0.24%
260,000
-432,900
-62% -$5.02M
ADM icon
83
PUT
Archer Daniels Midland
ADM
$40.1B
$3M 0.24%
+50,000
New +$3M
GSD
84
DELISTED
Global Systems Dynamics Inc. Class A Common Stock
GSD
$2.97M 0.24%
+300,000
New +$2.95M
GSKY
85
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$2.96M 0.24%
+264,621
New +$2.08M
ESM
86
DELISTED
ESM Acquisition Corporation
ESM
$2.93M 0.24%
300,000
– –
BZFD icon
87
BuzzFeed
BZFD
$104M
$2.91M 0.24%
73,498
-69,939
-49% -$2.77M
FTVI
88
DELISTED
FinTech Acquisition Corp. VI Class A Common Stock
FTVI
$2.85M 0.23%
+292,200
New +$2.85M
ESLA icon
89
Estrella Immunopharma
ESLA
$32.2M
$2.85M 0.23%
+287,894
New +$2.83M
IIII
90
DELISTED
INSU Acquisition Corp. III Class A Common Stock
IIII
$2.82M 0.23%
287,167
– –
MACU
91
DELISTED
Mallard Acquisition Corp. Common stock
MACU
$2.8M 0.23%
281,220
-200,600
-42% -$1.99M
SPK
92
DELISTED
SPK Acquisition Corp. Common Stock
SPK
$2.72M 0.22%
+275,000
New +$2.72M
TSLA icon
93
CALL
Tesla
TSLA
$1.21T
$2.71M 0.22%
+10,500
New +$2.47M
SII
94
Sprott
SII
$2.73B
$2.66M 0.22%
57,175
-28,830
-34% -$1.06M
THCA
95
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$2.65M 0.22%
262,362
-50,000
-16% -$503K
SJR
96
DELISTED
Shaw Communications Inc.
SJR
$2.63M 0.21%
+71,300
New +$2.07M
HZON
97
DELISTED
Horizon Acquisition Corporation II
HZON
$2.62M 0.21%
267,196
-534,298
-67% -$5.21M
AEHAU
98
DELISTED
Aesther Healthcare Acquisition Corp Units
AEHAU
$2.54M 0.21%
+250,000
New +$2.52M
COVA
99
DELISTED
COVA Acquisition Corp. Class A Ordinary Share
COVA
$2.53M 0.21%
259,607
+4,057
+2% +$39.3K
DSAQ.U
100
DELISTED
Direct Selling Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of redeemable warrant
DSAQ.U
$2.52M 0.2%
+250,000
New +$2.52M
2 3
4
5 6

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WIM
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LCG
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CCM
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SMA
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SCA
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K2 Principal Fund's Q3 2021 Portfolio in Review

As of Q3 2021, K2 Principal Fund held 553 positions worth $1.23B, up 2.3% from $1.2B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund withdrew a net $167M in Q3 2021, closing 238 positions and reducing 38 holdings. Its most notable exit was CC Neuberger Principal Holdings II Class A Ordinary Shares, an estimated $15.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 15% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, K2 Principal Fund opened a new position in Perception Capital Corp. III Unit worth $15.9M.

  • K2 Principal Fund's largest Q3 2021 buy was Perception Capital Corp. III Unit: 1,600,000 shares worth $15.9M.
  • K2 Principal Fund added most to CI Financial Corp. in Q3 2021, an estimated $88.5M increase.
  • K2 Principal Fund's biggest Q3 2021 reduction was SkinHealth Systems, cutting an estimated $21.8M.
  • K2 Principal Fund fully exited CC Neuberger Principal Holdings II Class A Ordinary Shares in Q3 2021, selling an estimated $15.1M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.23B portfolio in Q3 2021.
  • K2 Principal Fund opened 191 new positions and closed 238 in Q3 2021.
  • K2 Principal Fund's portfolio value rose 2.3% quarter-over-quarter to $1.23B.

Based on K2 Principal Fund's 13F filing for Q3 2021, filed 12 Nov 2021.