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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.27B
AUM Growth
+$124M
Cap. Flow
-$50.2M
Cap. Flow %
-3.97%
Top 10 Hldgs %
32.68%
Holding
503
New
191
Increased
39
Reduced
29
Closed
203

Top Buys

Rank Stock Value
1
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$9.53M
2
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.94M
3
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
+$7.93M
4
VWE
Vintage Wine Estates, Inc. Common Stock
VWE
+$7.15M
5
MGLN
Magellan Health Services, Inc.
MGLN
+$5.69M

Top Sells

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$27M
2
PFSI icon
PennyMac Financial
PFSI
+$18.5M
3
LCID icon
Lucid Motors
LCID
+$13.2M
4
VHAQ.U
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
+$12.8M
5
NOACU
Natural Order Acquisition Corp. Unit
NOACU
+$10.9M

Sector Composition

Rank Sector Weight
1 Financials 10.19%
2 Healthcare 3.67%
3 Technology 2.91%
4 Real Estate 2.06%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWJ icon
76
CALL
iShares MSCI Japan ETF
EWJ
$21.4B
$3.43M 0.27%
50,000
-10,000
-17% -$693K
SPB icon
77
CALL
Spectrum Brands
SPB
$2.05B
$3.4M 0.27%
+40,000
New +$3.26M
AMP icon
78
CALL
Ameriprise Financial
AMP
$48.1B
$3.39M 0.27%
+14,600
New +$3.16M
BAX icon
79
CALL
Baxter International
BAX
$12.7B
$3.37M 0.27%
+40,000
New +$3.18M
TSLA icon
80
CALL
Tesla
TSLA
$1.2T
$3.34M 0.26%
+15,000
New +$3.77M
INTC icon
81
CALL
Intel
INTC
$427B
$3.2M 0.25%
+50,000
New +$2.98M
THCA
82
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$3.15M 0.25%
312,362
-257,419
-45% -$2.74M
RCOR
83
DELISTED
Renovacor, Inc.
RCOR
$3.15M 0.25%
313,443
+209,023
+200% +$2.16M
DOMA
84
DELISTED
Doma Holdings, Inc.
DOMA
$3.07M 0.24%
+12,165
New +$3.09M
STX icon
85
PUT
Seagate
STX
$179B
$3.07M 0.24%
+40,000
New +$2.78M
ESM.U
86
DELISTED
ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ESM.U
$2.98M 0.24%
+300,000
New +$2.98M
AFAQU
87
DELISTED
AF Acquisition Corp Units
AFAQU
$2.96M 0.23%
+300,000
New +$2.95M
CBB
88
DELISTED
Cincinnati Bell Inc.
CBB
$2.86M 0.23%
186,526
+51,450
+38% +$787K
IIII
89
DELISTED
INSU Acquisition Corp. III Class A Common Stock
IIII
$2.86M 0.23%
+287,167
New +$2.93M
COOP
90
DELISTED
Mr. Cooper
COOP
$2.75M 0.22%
79,135
-3,747
-5% -$118K
XLE icon
91
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.1B
$2.75M 0.22%
+112,000
New +$2.58M
HCIC
92
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
$2.75M 0.22%
+279,862
New +$2.79M
CRHM
93
DELISTED
CRH Medical Corporation
CRHM
$2.73M 0.22%
+692,086
New +$2.24M
CELU icon
94
Celularity
CELU
$20.6M
$2.73M 0.22%
27,093
+7,093
+35% +$727K
XLNX
95
DELISTED
Xilinx Inc
XLNX
$2.73M 0.22%
22,000
+7,726
+54% +$1.03M
WPM icon
96
Wheaton Precious Metals
WPM
$49.9B
$2.67M 0.21%
+70,000
New +$2.78M
MDB icon
97
CALL
MongoDB
MDB
$26.3B
$2.67M 0.21%
+10,000
New +$3.54M
HIG icon
98
Hartford Financial Services
HIG
$39.9B
$2.67M 0.21%
+40,000
New +$2.16M
EEM icon
99
CALL
iShares MSCI Emerging Markets ETF
EEM
$27.8B
$2.67M 0.21%
50,000
-50,000
-50% -$2.74M
PBF icon
100
CALL
PBF Energy
PBF
$7.54B
$2.55M 0.2%
+180,000
New +$2.15M
2 3
4
5 6

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WIM
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LCG
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CCM
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K2 Principal Fund's Q1 2021 Portfolio in Review

As of Q1 2021, K2 Principal Fund held 503 positions worth $1.27B, up 11% from $1.14B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

K2 Principal Fund withdrew a net $50.2M in Q1 2021, closing 203 positions and reducing 29 holdings. Its most notable exit was Lucid Motors, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Healthcare and Technology.

Against the trend, K2 Principal Fund opened a new position in CC Neuberger Principal Holdings II Class A Ordinary Shares worth $8.96M.

  • K2 Principal Fund's largest Q1 2021 buy was CC Neuberger Principal Holdings II Class A Ordinary Shares: 909,258 shares worth $8.96M.
  • K2 Principal Fund added most to Varian Medical Systems, Inc. in Q1 2021, an estimated $5.13M increase.
  • K2 Principal Fund's biggest Q1 2021 reduction was CI Financial Corp., cutting an estimated $27M.
  • K2 Principal Fund fully exited Lucid Motors in Q1 2021, selling an estimated $13.2M.
  • K2 Principal Fund's ten largest holdings make up 33% of its $1.27B portfolio in Q1 2021.
  • K2 Principal Fund opened 191 new positions and closed 203 in Q1 2021.
  • K2 Principal Fund's portfolio value rose 11% quarter-over-quarter to $1.27B.

Based on K2 Principal Fund's 13F filing for Q1 2021, filed 14 May 2021.