KPF

K2 Principal Fund Portfolio holdings

AUM $545M
This Quarter Return
+4.85%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$499M
AUM Growth
+$499M
Cap. Flow
+$100M
Cap. Flow %
20.14%
Top 10 Hldgs %
24.04%
Holding
328
New
84
Increased
24
Reduced
16
Closed
54

Top Buys

1
PFSI icon
PennyMac Financial
PFSI
$16.5M
2
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
$10.1M
3
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$8.34M
4
WPF
Foley Trasimene Acquisition Corp.
WPF
$7.26M
5
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$7.07M

Top Sells

1
GB
Global Blue Group Holding
GB
$13.5M
2
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
$10.5M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
$9.71M
4
FSR
Fisker Inc.
FSR
$7.79M
5
OPEN icon
Opendoor
OPEN
$6.16M

Sector Composition

1 Financials 12.84%
2 Technology 8.07%
3 Consumer Discretionary 5.98%
4 Consumer Staples 5.79%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CNP icon
76
CenterPoint Energy
CNP
$24.6B
$1.72M 0.26%
88,901
-25,228
-22% -$488K
NBL
77
DELISTED
Noble Energy, Inc.
NBL
$1.7M 0.25%
+199,112
New +$1.7M
OBIO icon
78
Orchestra BioMed
OBIO
$147M
$1.64M 0.25%
+149,000
New +$1.64M
PMT
79
PennyMac Mortgage Investment
PMT
$1.08B
$1.61M 0.24%
+100,232
New +$1.61M
PCG icon
80
PG&E
PCG
$33.7B
$1.57M 0.23%
166,932
+56,932
+52% +$534K
SCHW icon
81
Charles Schwab
SCHW
$175B
$1.56M 0.23%
43,152
-43,244
-50% -$1.57M
FCACU
82
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
$1.54M 0.23%
+150,000
New +$1.54M
IMMU
83
DELISTED
Immunomedics Inc
IMMU
$1.5M 0.22%
+17,582
New +$1.5M
ABEV icon
84
Ambev
ABEV
$33.5B
$1.46M 0.22%
647,895
+627,722
+3,112% +$1.42M
VSLR
85
DELISTED
VIVINT SOLAR, INC.
VSLR
$1.44M 0.22%
+34,004
New +$1.44M
SMTC icon
86
Semtech
SMTC
$5.03B
$1.38M 0.21%
+26,000
New +$1.38M
JE
87
DELISTED
Just Energy Group Inc
JE
$1.37M 0.2%
+197,092
New +$1.37M
CRM icon
88
Salesforce
CRM
$245B
$1.26M 0.19%
+5,000
New +$1.26M
WTW icon
89
Willis Towers Watson
WTW
$31.9B
$1.25M 0.19%
6,000
+4,000
+200% +$835K
ACTCU
90
DELISTED
ArcLight Clean Transition Corp. Unit
ACTCU
$1.24M 0.19%
+123,768
New +$1.24M
MGP
91
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$1.12M 0.17%
40,008
-10,593
-21% -$296K
AKCA
92
DELISTED
Akcea Therapeutics, Inc. Common Stock
AKCA
$1.07M 0.16%
+58,853
New +$1.07M
CMLFU
93
DELISTED
CM Life Sciences, Inc. Unit
CMLFU
$1.05M 0.16%
+100,000
New +$1.05M
ACM icon
94
Aecom
ACM
$16.4B
$1.05M 0.16%
+25,000
New +$1.05M
OACB.U
95
DELISTED
Oaktree Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fourth of
OACB.U
$1.03M 0.15%
+100,000
New +$1.03M
NHICU
96
DELISTED
NewHold Investment Corp. Unit
NHICU
$1.03M 0.15%
+102,093
New +$1.03M
VSPRU
97
DELISTED
Vesper Healthcare Acquisition Corp. Unit
VSPRU
$1.03M 0.15%
+100,000
New +$1.03M
CBB
98
DELISTED
Cincinnati Bell Inc.
CBB
$992K 0.15%
66,158
+41,024
+163% +$615K
BGC icon
99
BGC Group
BGC
$4.64B
$935K 0.14%
389,773
+350,350
+889% +$840K
SCVX.U
100
DELISTED
SCVX Corp. Units, each consisting of one Class A ordinary share, $0.0001 par value per share, and on
SCVX.U
$900K 0.13%
83,716
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