KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+7.28%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$371M
AUM Growth
+$71M
Cap. Flow
-$23.4M
Cap. Flow %
-6.29%
Top 10 Hldgs %
27.38%
Holding
317
New
65
Increased
17
Reduced
11
Closed
57

Top Buys

1
GB
Global Blue Group Holding
GB
$12M
2
PFSI icon
PennyMac Financial
PFSI
$9.89M
3
CLOV icon
Clover Health Investments
CLOV
$6.18M
4
OPEN icon
Opendoor
OPEN
$6.16M
5
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$6.06M

Top Sells

1
UTZ icon
Utz Brands
UTZ
$8.28M
2
AGN
Allergan plc
AGN
$8.21M
3
CCH.U
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$8.17M
4
CCXX.U
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$5.56M
5
INSUU
Insurance Acquisition Corp. Unit
INSUU
$5.21M

Sector Composition

1 Financials 11.63%
2 Consumer Discretionary 7.59%
3 Technology 6.61%
4 Industrials 6.2%
5 Consumer Staples 5.79%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MTA
76
Metalla Royalty & Streaming
MTA
$502M
$650K 0.1%
+90,000
New +$650K
MU icon
77
Micron Technology
MU
$139B
$644K 0.1%
+12,500
New +$644K
MIST icon
78
Milestone Pharmaceuticals
MIST
$151M
$642K 0.1%
+169,730
New +$642K
THBRU
79
DELISTED
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$611K 0.1%
58,201
– –
USAS
80
Americas Gold and Silver
USAS
$728M
$566K 0.09%
+64,000
New +$566K
HBM icon
81
Hudbay
HBM
$4.91B
$557K 0.09%
+135,600
New +$557K
HECCU
82
DELISTED
Hudson Executive Investment Corp. Units
HECCU
$544K 0.09%
+53,041
New +$544K
SEGG
83
Lottery.com
SEGG
$24.9M
$537K 0.09%
245
– –
ARYBU
84
DELISTED
ARYA Sciences Acquisition Corp II Unit
ARYBU
$522K 0.08%
+45,000
New +$522K
BKI
85
DELISTED
Black Knight, Inc. Common Stock
BKI
$508K 0.08%
+7,000
New +$508K
BRK.B icon
86
Berkshire Hathaway Class B
BRK.B
$1.09T
$482K 0.08%
+2,700
New +$482K
CCAC.U
87
DELISTED
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
$464K 0.07%
46,130
+300
+0.7% +$3.02K
SLV icon
88
iShares Silver Trust
SLV
$20B
$424K 0.07%
+24,900
New +$424K
SG
89
DELISTED
Sirius International Insurance Group, Ltd. Common Share
SG
$418K 0.07%
60,205
– –
KNX icon
90
Knight Transportation
KNX
$7.16B
$417K 0.07%
+10,000
New +$417K
VXX icon
91
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$256M
$407K 0.06%
+188
New +$407K
WTW icon
92
Willis Towers Watson
WTW
$32.2B
$394K 0.06%
+2,000
New +$394K
CBB
93
DELISTED
Cincinnati Bell Inc.
CBB
$373K 0.06%
+25,134
New +$373K
LBRDK icon
94
Liberty Broadband Class C
LBRDK
$8.53B
$306K 0.05%
+2,471
New +$306K
TJX icon
95
TJX Companies
TJX
$157B
$304K 0.05%
+42,618
New +$304K
SCPE.U
96
DELISTED
SC Health Corporation Units, each consisting of one Class A ordinary share, $0.0001 par value, and o
SCPE.U
$284K 0.05%
+27,300
New +$284K
HPK icon
97
HighPeak Energy
HPK
$961M
$265K 0.04%
25,184
-175,116
-87% -$1.84M
LPTH icon
98
Lightpath Technologies
LPTH
$245M
$262K 0.04%
+78,396
New +$262K
BMY.RT
99
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$180K 0.03%
50,300
– –
PFPT
100
DELISTED
Proofpoint, Inc.
PFPT
$146K 0.02%
75,000
+42,100
+128% +$82K
2 3
4
5 6