KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+5.92%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$561M
AUM Growth
+$37.7M
Cap. Flow
-$50.3M
Cap. Flow %
-8.96%
Top 10 Hldgs %
19.2%
Holding
362
New
76
Increased
31
Reduced
31
Closed
117

Top Buys

1
THCBU
Tuscan Holdings Corp. Unit
THCBU
$17.2M
2
TRNE.U
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$8.02M
3
INSUU
Insurance Acquisition Corp. Unit
INSUU
$7.07M
4
LVOXU
LiveVox Holding, Inc. Unit
LVOXU
$7M
5
STNL
Sentinel Energy Services Inc. Class A Common Stock
STNL
$6.89M

Top Sells

1
FSAC
Federal Street Acquisition Corp. Common Stock
FSAC
$11.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
$10M
3
DMTK
DermTech, Inc. Common Stock
DMTK
$6.52M
4
DNB
Dun & Bradstreet
DNB
$6.4M
5
HYACU
Haymaker Acquisition Corp. Unit
HYACU
$6.35M

Sector Composition

1 Consumer Discretionary 9.77%
2 Technology 8.41%
3 Industrials 6.73%
4 Communication Services 6.09%
5 Financials 4.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GB
76
DELISTED
Global Blue Group Holding
GB
$2.24M 0.29%
225,369
– –
MOSC.U
77
DELISTED
Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o
MOSC.U
$2.24M 0.29%
217,300
– –
TBRGU
78
DELISTED
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
$2.23M 0.28%
206,500
-75,000
-27% -$810K
FDC
79
DELISTED
First Data Corporation
FDC
$2.21M 0.28%
+84,106
New +$2.21M
ZG icon
80
Zillow
ZG
$19.6B
$2.15M 0.27%
62,792
+41,512
+195% +$1.42M
RWGE.U
81
DELISTED
Regalwood Global Energy Ltd. Units, each consisting of one Class A ordinary share and one-third of o
RWGE.U
$2.14M 0.27%
207,742
– –
DHR.PRA
82
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$2.11M 0.27%
+2,000
New +$2.11M
LACQ
83
DELISTED
Leisure Acquisition Corp.
LACQ
$2.1M 0.27%
210,000
– –
CENTA icon
84
Central Garden & Pet Class A
CENTA
$2.14B
$2.1M 0.27%
112,729
+25,104
+29% +$467K
CECO icon
85
Ceco Environmental
CECO
$1.72B
$2.04M 0.26%
283,296
-10
-0% -$72
LOACU
86
DELISTED
Longevity Acquisition Corporation Units
LOACU
$2.04M 0.26%
200,000
– –
JFKKU
87
DELISTED
8i Enterprises Acquisition Corp Unit
JFKKU
$2.01M 0.26%
+200,000
New +$2.01M
NRXP icon
88
NRX Pharmaceuticals
NRXP
$62.5M
$2M 0.25%
19,309
– –
UQM
89
DELISTED
UQM Technologies, Inc.
UQM
$1.99M 0.25%
+1,203,100
New +$1.99M
BF.A icon
90
Brown-Forman Class A
BF.A
$13.5B
$1.97M 0.25%
38,538
+7,853
+26% +$402K
ISUN
91
DELISTED
iSun, Inc. Common Stock
ISUN
$1.96M 0.25%
178,395
– –
BEL
92
DELISTED
Belmond Ltd.
BEL
$1.96M 0.25%
+78,686
New +$1.96M
ISCA
93
DELISTED
International Speedway Corp
ISCA
$1.96M 0.25%
44,947
+4,561
+11% +$199K
OMAD.U
94
DELISTED
One Madison Corporation
OMAD.U
$1.94M 0.25%
181,866
– –
GLACU
95
DELISTED
Greenland Acquisition Corporation Unit
GLACU
$1.84M 0.23%
175,964
-23,636
-12% -$247K
QUAD icon
96
Quad
QUAD
$336M
$1.81M 0.23%
+151,990
New +$1.81M
MXWL
97
DELISTED
Maxwell Technologies Inc
MXWL
$1.79M 0.23%
+400,000
New +$1.79M
MX icon
98
Magnachip Semiconductor
MX
$106M
$1.78M 0.23%
+240,000
New +$1.78M
OAK
99
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$1.76M 0.22%
+35,405
New +$1.76M
LEN icon
100
Lennar Class A
LEN
$35.8B
$1.75M 0.22%
36,901
+26,004
+239% +$1.24M
2 3
4
5 6