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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+2.94%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.38B
AUM Growth
-$131M
Cap. Flow
-$183M
Cap. Flow %
-13.26%
Top 10 Hldgs %
27.73%
Holding
429
New
110
Increased
67
Reduced
72
Closed
142

Top Buys

Rank Stock Value
1
WCN
Waste Connections
WCN
+$18.2M
2
LGC.U
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
+$15M
3
MON
Monsanto Co
MON
+$12.8M
4
CMSSU
CM Seven Star Acquisition Corporation Unit
CMSSU
+$9.04M
5
HYACU
Haymaker Acquisition Corp. Unit
HYACU
+$8.39M

Top Sells

Rank Stock Value
1
DDC
Dominion Diamond Corporation
DDC
+$47M
2
RICE
Rice Energy Inc.
RICE
+$17.7M
3
DGI
DigitalGlobe Inc.
DGI
+$17.2M
4
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
+$13.1M
5
KNTK icon
Kinetik
KNTK
+$12.5M

Sector Composition

Rank Sector Weight
1 Technology 11.29%
2 Communication Services 9.62%
3 Energy 3.98%
4 Financials 3.39%
5 Industrials 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEF icon
76
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$4.67M 0.34%
+348,237
New +$4.58M
GGP
77
DELISTED
GGP Inc.
GGP
$4.66M 0.34%
+199,368
New +$4.44M
NWL icon
78
CALL
Newell Brands
NWL
$2.16B
$4.63M 0.33%
+149,700
New +$5.16M
MU icon
79
Micron Technology
MU
$1.04T
$4.52M 0.33%
+110,000
New +$4.74M
SRUN
80
DELISTED
Silver Run Acquisition Corporation II Class A
SRUN
$4.5M 0.33%
453,560
-25,700
-5% -$257K
ORGO icon
81
Organogenesis Holdings
ORGO
$308M
$4.37M 0.32%
440,934
+95,000
+27% +$943K
TER icon
82
Teradyne
TER
$54.8B
$4.36M 0.32%
+104,200
New +$4.3M
SNI
83
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$4.31M 0.31%
50,525
-89,475
-64% -$7.39M
SCAC
84
DELISTED
Saban Capital Acquisition Corp. Class A Ordinary Share
SCAC
$4.23M 0.31%
425,700
-24,300
-5% -$242K
PRTH icon
85
Priority Technology Holdings
PRTH
$518M
$4.21M 0.3%
412,924
+5,100
+1% +$51.9K
CY
86
CALL
DELISTED
Cypress Semiconductor
CY
$4.19M 0.3%
275,000
-55,000
-17% -$874K
ELEC
87
DELISTED
Electrum Special Acquisition Corporation
ELEC
$4.13M 0.3%
400,643
+55,836
+16% +$572K
IWM icon
88
PUT
iShares Russell 2000 ETF
IWM
$80.9B
$4.12M 0.3%
+27,000
New +$4.06M
DISH
89
DELISTED
DISH Network Corp.
DISH
$4.06M 0.29%
85,000
+55,000
+183% +$2.74M
MOS icon
90
PUT
The Mosaic Company
MOS
$7.09B
$3.93M 0.28%
153,100
+20,200
+15% +$464K
USWS
91
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$3.9M 0.28%
19,024
– –
KMX icon
92
CALL
CarMax
KMX
$8.27B
$3.85M 0.28%
+60,000
New +$4.28M
ORCL icon
93
Oracle
ORCL
$331B
$3.78M 0.27%
80,000
-5,000
-6% -$245K
CAVM
94
DELISTED
Cavium, Inc.
CAVM
$3.77M 0.27%
+45,000
New +$3.48M
GTYH
95
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$3.74M 0.27%
377,054
-205
-0.1% -$2.04K
XLNX
96
DELISTED
Xilinx Inc
XLNX
$3.71M 0.27%
+55,000
New +$3.9M
DLTR icon
97
PUT
Dollar Tree
DLTR
$23.1B
$3.56M 0.26%
33,200
– –
RGC
98
DELISTED
Regal Entertainment Group
RGC
$3.48M 0.25%
+151,203
New +$2.78M
VYX icon
99
PUT
NCR Voyix
VYX
$1.06B
$3.47M 0.25%
+166,260
New +$3.37M
KS
100
DELISTED
KapStone Paper and Pack Corp.
KS
$3.46M 0.25%
152,400
-62,600
-29% -$1.38M
2 3
4
5 6

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K2 Principal Fund's Q4 2017 Portfolio in Review

As of Q4 2017, K2 Principal Fund held 429 positions worth $1.38B, down 8.6% from $1.51B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

K2 Principal Fund withdrew a net $183M in Q4 2017, closing 142 positions and reducing 72 holdings. Its most notable exit was Dominion Diamond Corporation, an estimated $47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Communication Services and Energy.

Against the trend, K2 Principal Fund opened a new position in Waste Connections worth $22.2M.

  • K2 Principal Fund's largest Q4 2017 buy was Waste Connections: 261,206 shares worth $22.2M.
  • K2 Principal Fund added most to Monsanto Co in Q4 2017, an estimated $12.8M increase.
  • K2 Principal Fund's biggest Q4 2017 reduction was Vantage Energy Acquisition Corp. Class A, cutting an estimated $13.1M.
  • K2 Principal Fund fully exited Dominion Diamond Corporation in Q4 2017, selling an estimated $47M.
  • K2 Principal Fund's ten largest holdings make up 28% of its $1.38B portfolio in Q4 2017.
  • K2 Principal Fund opened 110 new positions and closed 142 in Q4 2017.
  • K2 Principal Fund's portfolio value fell 8.6% quarter-over-quarter to $1.38B.

Based on K2 Principal Fund's 13F filing for Q4 2017, filed 12 Feb 2018.