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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+11.93%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$892M
AUM Growth
+$133M
Cap. Flow
+$76.1M
Cap. Flow %
8.54%
Top 10 Hldgs %
27.8%
Holding
388
New
139
Increased
53
Reduced
52
Closed
111

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.6M
2
YHOO
Yahoo Inc
YHOO
+$11.1M
3
WWAV
The WhiteWave Foods Company
WWAV
+$10.8M
4
BMY icon
Bristol-Myers Squibb
BMY
+$10.2M
5
KLAC icon
KLA
KLAC
+$7.95M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$30.2M
2
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$18M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$14.1M
4
FNFG
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
+$12.4M
5
CPXX
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
+$8.13M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Energy 4.6%
3 Communication Services 4.08%
4 Industrials 4.05%
5 Financials 3.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CY
76
CALL
DELISTED
Cypress Semiconductor
CY
$3.07M 0.34%
252,600
-195,000
-44% -$2.23M
N
77
DELISTED
Netsuite Inc
N
$3.04M 0.34%
+27,500
New +$2.77M
BWA icon
78
PUT
BorgWarner
BWA
$13.2B
$3.02M 0.34%
+97,696
New +$2.88M
WSC icon
79
WillScot Mobile Mini Holdings
WSC
$4.8B
$3.02M 0.34%
305,451
– –
ESRX
80
CALL
DELISTED
Express Scripts Holding Company
ESRX
$2.98M 0.33%
+42,200
New +$3.16M
PGND
81
DELISTED
PRESS GANEY HOLDINGS INC COM STK (DE)
PGND
$2.96M 0.33%
+73,359
New +$2.95M
OIBR.C
82
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$2.93M 0.33%
516,089
+41,089
+9% +$206K
QUAD icon
83
PUT
Quad
QUAD
$430M
$2.92M 0.33%
+109,400
New +$2.9M
PAY
84
CALL
DELISTED
Verifone Systems Inc
PAY
$2.91M 0.33%
+184,600
New +$3.35M
QLTI
85
DELISTED
QLT Inc
QLTI
$2.89M 0.32%
1,402,302
-221,564
-14% -$331K
RMNI icon
86
Rimini Street
RMNI
$408M
$2.88M 0.32%
298,700
+28,700
+11% +$280K
C icon
87
Citigroup
C
$222B
$2.83M 0.32%
+60,000
New +$2.73M
QCOM icon
88
CALL
Qualcomm
QCOM
$176B
$2.74M 0.31%
40,000
– –
BABA icon
89
CALL
Alibaba
BABA
$269B
$2.65M 0.3%
+25,000
New +$2.32M
C icon
90
CALL
Citigroup
C
$222B
$2.6M 0.29%
+55,000
New +$2.5M
MSI icon
91
PUT
Motorola Solutions
MSI
$69.4B
$2.59M 0.29%
+34,000
New +$2.48M
LCAHU
92
DELISTED
Landcadia Holdings, Inc. Unit
LCAHU
$2.56M 0.29%
250,000
– –
KS
93
DELISTED
KapStone Paper and Pack Corp.
KS
$2.55M 0.29%
+135,000
New +$2.17M
AAPC
94
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$2.55M 0.29%
243,039
+116,020
+91% +$1.2M
WCN
95
CALL
Waste Connections
WCN
$42.8B
$2.54M 0.28%
51,000
-87,000
-63% -$4.39M
BLK icon
96
Blackrock
BLK
$164B
$2.53M 0.28%
6,970
-3,500
-33% -$1.27M
KHC icon
97
PUT
Kraft Heinz
KHC
$30.4B
$2.51M 0.28%
28,000
+9,000
+47% +$796K
TJX icon
98
TJX Companies
TJX
$170B
$2.47M 0.28%
66,154
+18,600
+39% +$728K
PYPL icon
99
PayPal
PYPL
$49.5B
$2.46M 0.28%
60,000
-105,000
-64% -$4.04M
MXIM
100
CALL
DELISTED
Maxim Integrated Products
MXIM
$2.4M 0.27%
60,000
+40,000
+200% +$1.58M
2 3
4
5 6

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K2 Principal Fund's Q3 2016 Portfolio in Review

As of Q3 2016, K2 Principal Fund held 388 positions worth $892M, up 18% from $758M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

K2 Principal Fund deployed $76.1M of net new capital in Q3 2016, opening 139 new positions and adding to 53 existing holdings. Its largest new stake was Alphabet (Google) Class C: 410,620 shares worth $16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was Permian Resources, an estimated $4.76M trimmed.

  • K2 Principal Fund's largest Q3 2016 buy was Alphabet (Google) Class C: 410,620 shares worth $16M.
  • K2 Principal Fund added most to Yahoo Inc in Q3 2016, an estimated $11.1M increase.
  • K2 Principal Fund's biggest Q3 2016 reduction was Permian Resources, cutting an estimated $4.76M.
  • K2 Principal Fund fully exited Alphabet (Google) Class A in Q3 2016, selling an estimated $30.2M.
  • K2 Principal Fund's ten largest holdings make up 28% of its $892M portfolio in Q3 2016.
  • K2 Principal Fund opened 139 new positions and closed 111 in Q3 2016.
  • K2 Principal Fund's portfolio value rose 18% quarter-over-quarter to $892M.

Based on K2 Principal Fund's 13F filing for Q3 2016, filed 15 Nov 2016.