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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+13.21%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$734M
AUM Growth
+$117M
Cap. Flow
+$89.3M
Cap. Flow %
12.17%
Top 10 Hldgs %
35.81%
Holding
281
New
125
Increased
30
Reduced
29
Closed
81

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$17M
2
USO icon
United States Oil Fund
USO
+$16.1M
3
YOKU
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
+$15.6M
4
SIRO
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
+$12.9M
5
GTU
CENTRAL GOLD TR (CANADA)
GTU
+$11.9M

Top Sells

Rank Stock Value
1
HME
HOME PROPERTIES, INC
HME
+$39.6M
2
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$36.1M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$31.4M
4
THOR
THORATEC CORPORATION
THOR
+$24.5M
5
KYTH
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
+$17.1M

Sector Composition

Rank Sector Weight
1 Technology 9.69%
2 Financials 7.23%
3 Communication Services 5%
4 Real Estate 3.86%
5 Energy 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QIHU
76
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$2.3M 0.31%
+31,550
New +$1.99M
VTRS icon
77
CALL
Viatris
VTRS
$20.1B
$2.16M 0.29%
40,000
+2,500
+7% +$120K
MXIM
78
DELISTED
Maxim Integrated Products
MXIM
$2.08M 0.28%
+54,600
New +$2.09M
WDC icon
79
PUT
Western Digital
WDC
$179B
$2.05M 0.28%
+45,114
New +$2.3M
TRTL
80
DELISTED
Terrapin 3 Acquisition Corporation Class A
TRTL
$1.98M 0.27%
201,000
– –
DYAX
81
DELISTED
DYAX CORPORATION
DYAX
$1.97M 0.27%
+52,400
New +$1.68M
XELA
82
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$1.94M 0.26%
17
– –
CB
83
DELISTED
CHUBB CORPORATION
CB
$1.86M 0.25%
14,000
+10,000
+250% +$1.29M
PANW icon
84
PUT
Palo Alto Networks
PANW
$264B
$1.85M 0.25%
+63,000
New +$1.82M
MXIM
85
CALL
DELISTED
Maxim Integrated Products
MXIM
$1.71M 0.23%
+45,000
New +$1.72M
GDX icon
86
PUT
VanEck Gold Miners ETF
GDX
$23B
$1.69M 0.23%
123,400
-192,200
-61% -$2.79M
EGAS
87
DELISTED
Gas Natural Inc.
EGAS
$1.64M 0.22%
219,658
+14,716
+7% +$125K
EXP icon
88
Eagle Materials
EXP
$6.6B
$1.63M 0.22%
+26,942
New +$1.8M
LPX icon
89
PUT
Louisiana-Pacific
LPX
$5.2B
$1.62M 0.22%
90,000
– –
RY icon
90
PUT
Royal Bank of Canada
RY
$291B
$1.61M 0.22%
+30,000
New +$1.68M
TJX icon
91
PUT
TJX Companies
TJX
$170B
$1.48M 0.2%
+41,800
New +$1.49M
EZCH
92
DELISTED
EZCHIP SEMICONDUCTOR LIMITED ORD SHS (IL)
EZCH
$1.46M 0.2%
+59,227
New +$1.46M
KOLD icon
93
ProShares UltraShort Bloomberg Natural Gas
KOLD
$110M
$1.44M 0.2%
+3,090
New +$1.44M
SYF icon
94
CALL
Synchrony
SYF
$23.7B
$1.41M 0.19%
+46,500
New +$1.46M
OCAT
95
DELISTED
OCATA THERAPEUTICS, INC. COMMON STOCK
OCAT
$1.38M 0.19%
+164,300
New +$1.1M
FCS
96
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
$1.35M 0.18%
+65,000
New +$1.18M
FNFG
97
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$1.31M 0.18%
+120,522
New +$1.29M
BLK icon
98
Blackrock
BLK
$164B
$1.28M 0.17%
3,770
-4,323
-53% -$1.47M
SHPG
99
DELISTED
Shire pic
SHPG
$1.24M 0.17%
6,040
-4,760
-44% -$989K
NXEO
100
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
$1.14M 0.16%
114,310
-2,500
-2% -$25.3K
2 3
4
5 6

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WIM
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LCG
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CCM
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K2 Principal Fund's Q4 2015 Portfolio in Review

As of Q4 2015, K2 Principal Fund held 281 positions worth $734M, up 19% from $616M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

K2 Principal Fund deployed $89.3M of net new capital in Q4 2015, opening 125 new positions and adding to 30 existing holdings. Its largest new stake was Alphabet (Google) Class A: 458,180 shares worth $17.8M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 5.2% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Computer Sciences, an estimated $4.05M trimmed.

  • K2 Principal Fund's largest Q4 2015 buy was Alphabet (Google) Class A: 458,180 shares worth $17.8M.
  • K2 Principal Fund added most to Pinnacle Entertainment Inc. in Q4 2015, an estimated $5.21M increase.
  • K2 Principal Fund's biggest Q4 2015 reduction was Computer Sciences, cutting an estimated $4.05M.
  • K2 Principal Fund fully exited HOME PROPERTIES, INC in Q4 2015, selling an estimated $39.6M.
  • K2 Principal Fund's ten largest holdings make up 36% of its $734M portfolio in Q4 2015.
  • K2 Principal Fund opened 125 new positions and closed 81 in Q4 2015.
  • K2 Principal Fund's portfolio value rose 19% quarter-over-quarter to $734M.

Based on K2 Principal Fund's 13F filing for Q4 2015, filed 12 Feb 2016.