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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.27%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$616M
AUM Growth
+$59.7M
Cap. Flow
+$81.3M
Cap. Flow %
13.18%
Top 10 Hldgs %
42.33%
Holding
252
New
79
Increased
37
Reduced
29
Closed
97

Top Buys

Rank Stock Value
1
HME
HOME PROPERTIES, INC
HME
+$39.3M
2
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$26.9M
3
THOR
THORATEC CORPORATION
THOR
+$23M
4
KYTH
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
+$17M
5
NYRT
New York REIT, Inc.
NYRT
+$12.6M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$36.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$33.1M
3
AEC
ASSOCIATED ESTATES REALTY CORP
AEC
+$19.1M
4
MWV
MEADWESTVACO CORP
MWV
+$13.2M
5
SIAL
SIGMA - ALDRICH CORP
SIAL
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 8.83%
2 Communication Services 7.98%
3 Technology 5.16%
4 Healthcare 2.84%
5 Real Estate 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYX icon
76
NCR Voyix
VYX
$1.06B
$1.63M 0.26%
116,473
+23,697
+26% +$395K
ODP
77
DELISTED
ODP
ODP
$1.61M 0.26%
25,150
+1,000
+4% +$77.9K
VTRS icon
78
CALL
Viatris
VTRS
$20.1B
$1.51M 0.24%
+37,500
New +$2.09M
PACW
79
DELISTED
PacWest Bancorp
PACW
$1.41M 0.23%
32,984
– –
WPM icon
80
CALL
Wheaton Precious Metals
WPM
$50.6B
$1.38M 0.22%
+115,000
New +$1.5M
TWTR
81
CALL
DELISTED
Twitter, Inc.
TWTR
$1.35M 0.22%
+50,000
New +$1.5M
RYL
82
DELISTED
RYLAND GROUP INC
RYL
$1.33M 0.22%
+32,489
New +$1.45M
NXPI icon
83
NXP Semiconductors
NXPI
$68B
$1.32M 0.21%
15,200
-8,907
-37% -$803K
XPO icon
84
XPO
XPO
$25B
$1.31M 0.21%
+158,448
New +$2.08M
LPX icon
85
PUT
Louisiana-Pacific
LPX
$5.2B
$1.28M 0.21%
90,000
-36,500
-29% -$579K
AET
86
DELISTED
Aetna Inc
AET
$1.26M 0.2%
+11,509
New +$1.33M
CSC
87
CALL
DELISTED
Computer Sciences
CSC
$1.25M 0.2%
48,409
-93,971
-66% -$2.54M
NXEO
88
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
$1.21M 0.2%
116,810
-2,000
-2% -$20.7K
KEY.PRG
89
DELISTED
KeyCorp Pfd
KEY.PRG
$1.16M 0.19%
8,854
-792
-8% -$104K
IWF icon
90
PUT
iShares Russell 1000 Growth ETF
IWF
$122B
$1.12M 0.18%
48,000
-96,000
-67% -$2.36M
MU icon
91
Micron Technology
MU
$1.04T
$1.11M 0.18%
+74,300
New +$1.28M
PACEU
92
DELISTED
Pace Holdings Corp.
PACEU
$1.02M 0.17%
+100,000
New +$1.02M
AAPC
93
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$1M 0.16%
99,000
-1,000
-1% -$10.2K
HSBC icon
94
PUT
HSBC
HSBC
$355B
$947K 0.15%
+28,059
New +$1.05M
IWF icon
95
CALL
iShares Russell 1000 Growth ETF
IWF
$122B
$930K 0.15%
+40,000
New +$984K
BHI
96
DELISTED
Baker Hughes
BHI
$886K 0.14%
17,024
-154,807
-90% -$8.65M
PANL icon
97
Pangaea Logistics
PANL
$501M
$878K 0.14%
314,742
-21,887
-7% -$71.3K
DKS icon
98
CALL
Dick's Sporting Goods
DKS
$18.4B
$833K 0.14%
+16,800
New +$848K
REMY
99
DELISTED
REMY INTL INC NEW COMMON
REMY
$823K 0.13%
+28,137
New +$801K
BEN icon
100
Franklin Resources
BEN
$16.9B
$801K 0.13%
+21,500
New +$931K
2 3
4
5 6

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K2 Principal Fund's Q3 2015 Portfolio in Review

As of Q3 2015, K2 Principal Fund held 252 positions worth $616M, up 11% from $557M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

K2 Principal Fund deployed $81.3M of net new capital in Q3 2015, opening 79 new positions and adding to 37 existing holdings. Its largest new stake was HOME PROPERTIES, INC: 530,322 shares worth $39.6M.

By sector, the portfolio is most concentrated in Financials at 8.8% of assets, up from 5.7% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Baker Hughes, an estimated $8.65M trimmed.

  • K2 Principal Fund's largest Q3 2015 buy was HOME PROPERTIES, INC: 530,322 shares worth $39.6M.
  • K2 Principal Fund added most to DEALERTRACK TECHNOLOGIES, INC. COM STK in Q3 2015, an estimated $26.9M increase.
  • K2 Principal Fund's biggest Q3 2015 reduction was Baker Hughes, cutting an estimated $8.65M.
  • K2 Principal Fund fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $36.5M.
  • K2 Principal Fund's ten largest holdings make up 42% of its $616M portfolio in Q3 2015.
  • K2 Principal Fund opened 79 new positions and closed 97 in Q3 2015.
  • K2 Principal Fund's portfolio value rose 11% quarter-over-quarter to $616M.

Based on K2 Principal Fund's 13F filing for Q3 2015, filed 13 Nov 2015.