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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.27B
AUM Growth
+$124M
Cap. Flow
-$50.2M
Cap. Flow %
-3.97%
Top 10 Hldgs %
32.68%
Holding
503
New
191
Increased
39
Reduced
29
Closed
203

Top Buys

Rank Stock Value
1
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$9.53M
2
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.94M
3
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
+$7.93M
4
VWE
Vintage Wine Estates, Inc. Common Stock
VWE
+$7.15M
5
MGLN
Magellan Health Services, Inc.
MGLN
+$5.69M

Top Sells

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$27M
2
PFSI icon
PennyMac Financial
PFSI
+$18.5M
3
LCID icon
Lucid Motors
LCID
+$13.2M
4
VHAQ.U
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
+$12.8M
5
NOACU
Natural Order Acquisition Corp. Unit
NOACU
+$10.9M

Sector Composition

Rank Sector Weight
1 Financials 10.19%
2 Healthcare 3.67%
3 Technology 2.91%
4 Real Estate 2.06%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HZAC
51
DELISTED
Horizon Acquisition Corporation
HZAC
$4.52M 0.36%
457,849
+207,849
+83% +$2.17M
FROG icon
52
CALL
JFrog
FROG
$9.26B
$4.5M 0.36%
101,500
+51,500
+103% +$2.97M
INFO
53
DELISTED
IHS Markit Ltd. Common Shares
INFO
$4.46M 0.35%
46,068
+28,068
+156% +$2.57M
BOAC
54
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
$4.43M 0.35%
+445,019
New +$4.74M
GWPH
55
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$4.34M 0.34%
+20,000
New +$3.76M
CMD
56
DELISTED
Cantel Medical Corporation
CMD
$4.29M 0.34%
+53,714
New +$4.19M
CWB icon
57
PUT
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.52B
$4.17M 0.33%
50,000
-58,200
-54% -$5.03M
BPYU
58
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$4.12M 0.33%
+229,412
New +$4.07M
BBY icon
59
CALL
Best Buy
BBY
$18.9B
$4.02M 0.32%
+35,000
New +$3.92M
NMRK icon
60
Newmark Group
NMRK
$2.88B
$3.99M 0.32%
398,999
-390,498
-49% -$3.5M
FLIR
61
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$3.95M 0.31%
+70,000
New +$3.8M
LVOX
62
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$3.9M 0.31%
387,821
+35,287
+10% +$363K
CHPM
63
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$3.84M 0.3%
387,766
-9,418
-2% -$96.9K
EFA icon
64
CALL
iShares MSCI EAFE ETF
EFA
$76.8B
$3.79M 0.3%
50,000
– –
XPOA
65
DELISTED
DPCM Capital, Inc.
XPOA
$3.78M 0.3%
382,942
-231,920
-38% -$2.45M
LLY icon
66
CALL
Eli Lilly
LLY
$1.09T
$3.74M 0.3%
+20,000
New +$3.91M
HERO icon
67
PUT
Global X Video Games & Esports ETF
HERO
$63.8M
$3.7M 0.29%
+117,800
New +$3.88M
UA icon
68
Under Armour Class C
UA
$2.97B
$3.66M 0.29%
198,251
+20,000
+11% +$352K
MXIM
69
DELISTED
Maxim Integrated Products
MXIM
$3.65M 0.29%
40,000
+19,569
+96% +$1.79M
SMH icon
70
CALL
VanEck Semiconductor ETF
SMH
$63.8B
$3.65M 0.29%
+30,000
New +$3.55M
MNR
71
DELISTED
Monmouth Real Estate Investment Corp
MNR
$3.64M 0.29%
+205,746
New +$3.63M
SKIL icon
72
Skillsoft
SKIL
$63.8M
$3.64M 0.29%
+18,195
New +$3.72M
EPHY
73
DELISTED
Epiphany Technology Acquisition Corp. Class A Common Stock
EPHY
$3.63M 0.29%
+370,616
New +$3.64M
TXNM
74
TXNM Energy Inc
TXNM
$6.43B
$3.56M 0.28%
72,690
+3,014
+4% +$146K
CKH
75
DELISTED
Seacor Holdings Inc.
CKH
$3.46M 0.27%
+85,000
New +$3.56M
1 2
3
4 5

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K2 Principal Fund's Q1 2021 Portfolio in Review

As of Q1 2021, K2 Principal Fund held 503 positions worth $1.27B, up 11% from $1.14B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

K2 Principal Fund withdrew a net $50.2M in Q1 2021, closing 203 positions and reducing 29 holdings. Its most notable exit was Lucid Motors, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Healthcare and Technology.

Against the trend, K2 Principal Fund opened a new position in CC Neuberger Principal Holdings II Class A Ordinary Shares worth $8.96M.

  • K2 Principal Fund's largest Q1 2021 buy was CC Neuberger Principal Holdings II Class A Ordinary Shares: 909,258 shares worth $8.96M.
  • K2 Principal Fund added most to Varian Medical Systems, Inc. in Q1 2021, an estimated $5.13M increase.
  • K2 Principal Fund's biggest Q1 2021 reduction was CI Financial Corp., cutting an estimated $27M.
  • K2 Principal Fund fully exited Lucid Motors in Q1 2021, selling an estimated $13.2M.
  • K2 Principal Fund's ten largest holdings make up 33% of its $1.27B portfolio in Q1 2021.
  • K2 Principal Fund opened 191 new positions and closed 203 in Q1 2021.
  • K2 Principal Fund's portfolio value rose 11% quarter-over-quarter to $1.27B.

Based on K2 Principal Fund's 13F filing for Q1 2021, filed 14 May 2021.