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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$669M
AUM Growth
+$39.7M
Cap. Flow
-$77.2M
Cap. Flow %
-11.54%
Top 10 Hldgs %
20.07%
Holding
361
New
109
Increased
44
Reduced
41
Closed
118

Top Buys

Rank Stock Value
1
PFSI icon
PennyMac Financial
PFSI
+$14.1M
2
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$9.95M
3
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
+$8.34M
4
WPF
Foley Trasimene Acquisition Corp.
WPF
+$7.22M
5
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$7.06M

Top Sells

Rank Stock Value
1
GB
Global Blue Group Holding
GB
+$13.5M
2
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
+$10.5M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
+$9.71M
4
FSR
Fisker Inc.
FSR
+$7.79M
5
OPEN icon
Opendoor
OPEN
+$6.16M

Sector Composition

Rank Sector Weight
1 Financials 9.57%
2 Technology 6%
3 Consumer Discretionary 4.46%
4 Consumer Staples 3.65%
5 Healthcare 3.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RESI
51
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$3.78M 0.57%
432,488
+347,262
+407% +$3.15M
BFT.U
52
DELISTED
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
$3.75M 0.56%
+368,019
New +$3.76M
CGRO
53
DELISTED
Collective Growth Corporation Class A Common Stock
CGRO
$3.69M 0.55%
+373,830
New +$3.69M
SMH icon
54
VanEck Semiconductor ETF
SMH
$60.8B
$3.48M 0.52%
+40,000
New +$3.35M
JIH
55
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$3.46M 0.52%
+331,236
New +$3.36M
LGVW.U
56
DELISTED
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$3.43M 0.51%
338,100
-261,900
-44% -$2.67M
MTN icon
57
CALL
Vail Resorts
MTN
$5.7B
$3.42M 0.51%
16,000
– –
TWND.U
58
DELISTED
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$3.17M 0.47%
+315,861
New +$3.16M
GOAC.U
59
DELISTED
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
$3.1M 0.46%
+307,100
New +$3.07M
FTOCU
60
DELISTED
FTAC Olympus Acquisition Corp. Unit
FTOCU
$3M 0.45%
+300,000
New +$3M
AEM icon
61
CALL
Agnico Eagle Mines
AEM
$72.2B
$2.98M 0.45%
37,500
+12,500
+50% +$956K
SAIIU
62
DELISTED
Software Acquisition Group Inc. II Unit
SAIIU
$2.98M 0.45%
+300,000
New +$3M
CHAQ.U
63
DELISTED
Chardan Healthcare Acquisition 2 Corp. Units, each consisting of one share of Common Stock, and one
CHAQ.U
$2.93M 0.44%
285,599
-14,401
-5% -$150K
PFSI icon
64
PUT
PennyMac Financial
PFSI
$4.47B
$2.91M 0.43%
+50,000
New +$2.48M
APHA
65
CALL
DELISTED
Aphria Inc. Common Shares
APHA
$2.84M 0.42%
640,900
+109,300
+21% +$511K
TAC icon
66
TransAlta
TAC
$3.93B
$2.76M 0.41%
336,600
+33,600
+11% +$211K
LVGO
67
DELISTED
Livongo Health, Inc. Common Stock
LVGO
$2.75M 0.41%
+19,618
New +$2.39M
AYX
68
DELISTED
Alteryx Inc
AYX
$2.67M 0.4%
+23,500
New +$3.2M
CURI icon
69
CuriosityStream
CURI
$148M
$2.63M 0.39%
+263,962
New +$2.66M
NMMCU
70
DELISTED
North Mountain Merger Corp. Unit
NMMCU
$2.56M 0.38%
+250,969
New +$2.56M
TWCTU
71
DELISTED
TWC Tech Holdings II Corp. Unit
TWCTU
$2.51M 0.38%
+248,399
New +$2.52M
LPX icon
72
CALL
Louisiana-Pacific
LPX
$5.14B
$2.51M 0.37%
85,000
-62,500
-42% -$1.92M
HHH icon
73
Howard Hughes
HHH
$3.94B
$2.51M 0.37%
45,639
+14,589
+47% +$779K
ADN
74
DELISTED
Advent Technologies
ADN
$2.42M 0.36%
7,814
+1,135
+17% +$352K
SFTW.U
75
DELISTED
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
$2.4M 0.36%
220,360
– –
1 2
3
4 5

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K2 Principal Fund's Q3 2020 Portfolio in Review

As of Q3 2020, K2 Principal Fund held 361 positions worth $669M, up 6.3% from $629M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

K2 Principal Fund withdrew a net $77.2M in Q3 2020, closing 118 positions and reducing 41 holdings. Its most notable exit was Global Blue Group Holding, an estimated $13.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 6.9% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, K2 Principal Fund opened a new position in CC Neuberger Principal Holdings II worth $10.1M.

  • K2 Principal Fund's largest Q3 2020 buy was CC Neuberger Principal Holdings II: 976,880 shares worth $10.1M.
  • K2 Principal Fund added most to PennyMac Financial in Q3 2020, an estimated $14.1M increase.
  • K2 Principal Fund's biggest Q3 2020 reduction was Tuscan Holdings Corp. II Common Stock, cutting an estimated $3.5M.
  • K2 Principal Fund fully exited Global Blue Group Holding in Q3 2020, selling an estimated $13.5M.
  • K2 Principal Fund's ten largest holdings make up 20% of its $669M portfolio in Q3 2020.
  • K2 Principal Fund opened 109 new positions and closed 118 in Q3 2020.
  • K2 Principal Fund's portfolio value rose 6.3% quarter-over-quarter to $669M.

Based on K2 Principal Fund's 13F filing for Q3 2020, filed 13 Nov 2020.