KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+5.92%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$561M
AUM Growth
+$37.7M
Cap. Flow
-$50.3M
Cap. Flow %
-8.96%
Top 10 Hldgs %
19.2%
Holding
362
New
76
Increased
31
Reduced
31
Closed
117

Top Buys

1
THCBU
Tuscan Holdings Corp. Unit
THCBU
$17.2M
2
TRNE.U
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$8.02M
3
INSUU
Insurance Acquisition Corp. Unit
INSUU
$7.07M
4
LVOXU
LiveVox Holding, Inc. Unit
LVOXU
$7M
5
STNL
Sentinel Energy Services Inc. Class A Common Stock
STNL
$6.89M

Top Sells

1
FSAC
Federal Street Acquisition Corp. Common Stock
FSAC
$11.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
$10M
3
DMTK
DermTech, Inc. Common Stock
DMTK
$6.52M
4
DNB
Dun & Bradstreet
DNB
$6.4M
5
HYACU
Haymaker Acquisition Corp. Unit
HYACU
$6.35M

Sector Composition

1 Consumer Discretionary 9.77%
2 Technology 8.41%
3 Industrials 6.73%
4 Communication Services 6.09%
5 Financials 4.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CELG
51
DELISTED
Celgene Corp
CELG
$3.3M 0.42%
+35,000
New +$3.3M
ALACU
52
DELISTED
Alberton Acquisition Corporation Unit
ALACU
$3.25M 0.41%
322,020
-77,980
-19% -$787K
LSXMA
53
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$3.24M 0.41%
117,502
+69,453
+145% +$1.92M
ATTU
54
DELISTED
Attunity Ltd
ATTU
$3.23M 0.41%
+137,810
New +$3.23M
MXIM
55
DELISTED
Maxim Integrated Products
MXIM
$3.19M 0.41%
+60,000
New +$3.19M
DISCK
56
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$3.14M 0.4%
123,515
-60,000
-33% -$1.53M
DDMXU
57
DELISTED
DD3 Acquisition Corp. Units
DDMXU
$3.04M 0.39%
300,000
– –
NFC.U
58
DELISTED
New Frontier Corporation Units, each consisting of one Class A Ordinary Share and one half of one Wa
NFC.U
$3.03M 0.39%
300,000
– –
LACQU
59
DELISTED
Leisure Acquisition Corp. Unit
LACQU
$3.01M 0.38%
294,007
– –
DELL icon
60
Dell
DELL
$84.3B
$2.9M 0.37%
97,429
-17,609
-15% -$524K
LFACU
61
DELISTED
LF Capital Acquistion Corp. Unit
LFACU
$2.88M 0.37%
277,305
-39,600
-12% -$411K
USG
62
DELISTED
Usg
USG
$2.81M 0.36%
+64,900
New +$2.81M
MRT
63
DELISTED
MedEquities Realty Trust, Inc.
MRT
$2.8M 0.36%
+251,243
New +$2.8M
MERC icon
64
Mercer International
MERC
$218M
$2.77M 0.35%
205,000
-95,873
-32% -$1.3M
CUK icon
65
Carnival PLC
CUK
$37.8B
$2.68M 0.34%
53,852
+13,452
+33% +$670K
SMH icon
66
VanEck Semiconductor ETF
SMH
$27.1B
$2.66M 0.34%
50,000
+20,200
+68% +$1.07M
ONCE
67
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$2.65M 0.34%
+23,260
New +$2.65M
BRPAU
68
DELISTED
Big Rock Partners Acquisition Corp. Unit
BRPAU
$2.52M 0.32%
240,000
– –
VRT icon
69
Vertiv
VRT
$46.8B
$2.49M 0.32%
248,036
– –
ASLE icon
70
AerSale
ASLE
$402M
$2.45M 0.31%
+250,000
New +$2.45M
AVA icon
71
Avista
AVA
$2.98B
$2.44M 0.31%
60,000
+15,773
+36% +$641K
CARS icon
72
Cars.com
CARS
$834M
$2.33M 0.3%
102,121
+4,209
+4% +$96K
CMSSU
73
DELISTED
CM Seven Star Acquisition Corporation Unit
CMSSU
$2.29M 0.29%
217,700
– –
GG
74
DELISTED
Goldcorp Inc
GG
$2.29M 0.29%
+199,834
New +$2.29M
BG icon
75
Bunge Global
BG
$16.6B
$2.28M 0.29%
43,000
+30,923
+256% +$1.64M
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