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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.29%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.51B
AUM Growth
+$4.06M
Cap. Flow
-$85.8M
Cap. Flow %
-5.67%
Top 10 Hldgs %
29.14%
Holding
481
New
146
Increased
64
Reduced
66
Closed
164

Top Buys

Rank Stock Value
1
ACEL icon
Accel Entertainment
ACEL
+$11.7M
2
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$11.5M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.1M
4
DGI
DigitalGlobe Inc.
DGI
+$10.3M
5
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
+$9.87M

Top Sells

Rank Stock Value
1
MBLY
Mobileye N.V.
MBLY
+$21.1M
2
NEXT icon
NextDecade
NEXT
+$14.5M
3
WOOF
VCA Inc.
WOOF
+$13M
4
TPGH.U
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
+$12.3M
5
ELOS
Syneron Medical Ltd
ELOS
+$12.1M

Sector Composition

Rank Sector Weight
1 Technology 10.79%
2 Communication Services 8.99%
3 Energy 5.74%
4 Materials 4.62%
5 Financials 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MON
51
PUT
DELISTED
Monsanto Co
MON
$8.02M 0.53%
+66,900
New +$7.87M
FSACU
52
DELISTED
Federal Street Acquisition Corp. Unit
FSACU
$7.49M 0.5%
+729,600
New +$7.43M
VRRM icon
53
Verra Mobility
VRRM
$615M
$7.48M 0.49%
750,000
+100,000
+15% +$1M
BMY icon
54
Bristol-Myers Squibb
BMY
$127B
$7.33M 0.48%
115,000
-110,933
-49% -$6.48M
BG icon
55
Bunge Global
BG
$23.6B
$7.11M 0.47%
102,349
+47,349
+86% +$3.58M
MMDM
56
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$7.01M 0.46%
718,493
+18,493
+3% +$180K
OSPRU
57
DELISTED
Osprey Energy Acquisition Corp. Unit
OSPRU
$6.94M 0.46%
+699,300
New +$7M
GOOGL icon
58
CALL
Alphabet (Google) Class A
GOOGL
$3.91T
$6.82M 0.45%
140,000
-258,000
-65% -$12.2M
FPO
59
DELISTED
First Potomac Realty Trust
FPO
$6.8M 0.45%
610,403
+263,848
+76% +$2.94M
RICE
60
PUT
DELISTED
Rice Energy Inc.
RICE
$6.51M 0.43%
+225,000
New +$6.15M
DMTK
61
DELISTED
DermTech, Inc. Common Stock
DMTK
$6.46M 0.43%
+332,500
New +$6.47M
AAPL icon
62
Apple
AAPL
$4.89T
$6.3M 0.42%
163,456
-16,400
-9% -$636K
CVON
63
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
$6.07M 0.4%
624,700
+34,100
+6% +$331K
NSC icon
64
CALL
Norfolk Southern
NSC
$78.8B
$5.95M 0.39%
+45,000
New +$5.47M
VYX icon
65
CALL
NCR Voyix
VYX
$1.06B
$5.66M 0.37%
245,804
+205,054
+503% +$4.71M
SLV icon
66
PUT
iShares Silver Trust
SLV
$28.1B
$5.51M 0.36%
350,000
-425,000
-55% -$6.77M
XLE icon
67
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$5.48M 0.36%
+160,000
New +$5.2M
MS icon
68
Morgan Stanley
MS
$337B
$5.3M 0.35%
110,000
+45,000
+69% +$2.09M
F icon
69
PUT
Ford
F
$57.3B
$5.17M 0.34%
432,000
+132,000
+44% +$1.49M
DBD
70
DELISTED
Diebold Nixdorf Incorporated
DBD
$4.99M 0.33%
218,515
-67,785
-24% -$1.44M
FRMM
71
Forum Markets
FRMM
$75.7M
$4.96M 0.33%
134
– –
CY
72
CALL
DELISTED
Cypress Semiconductor
CY
$4.96M 0.33%
330,000
+255,000
+340% +$3.57M
SRUN
73
DELISTED
Silver Run Acquisition Corporation II Class A
SRUN
$4.88M 0.32%
479,260
-95,000
-17% -$967K
SFR
74
DELISTED
Starwood Waypoint Homes
SFR
$4.79M 0.32%
+131,721
New +$4.71M
IMXI icon
75
International Money Express
IMXI
$392M
$4.66M 0.31%
475,000
-25,000
-5% -$245K
1 2
3
4 5

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KGI
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SC
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WIM
Weitz Investment Management Omaha, Nebraska $1.43B AUM 0.51% 1-Year Est. Return
LCG
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CCM
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TS
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SMA
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SCA
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K2 Principal Fund's Q3 2017 Portfolio in Review

As of Q3 2017, K2 Principal Fund held 481 positions worth $1.51B, up 0.27% from $1.51B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

K2 Principal Fund withdrew a net $85.8M in Q3 2017, closing 164 positions and reducing 66 holdings. Its most notable exit was Mobileye N.V., an estimated $21.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Communication Services and Energy.

Against the trend, K2 Principal Fund opened a new position in Accel Entertainment worth $11.8M.

  • K2 Principal Fund's largest Q3 2017 buy was Accel Entertainment: 1,200,000 shares worth $11.8M.
  • K2 Principal Fund added most to Alphabet (Google) Class A in Q3 2017, an estimated $11.1M increase.
  • K2 Principal Fund's biggest Q3 2017 reduction was Dell, cutting an estimated $7.09M.
  • K2 Principal Fund fully exited Mobileye N.V. in Q3 2017, selling an estimated $21.1M.
  • K2 Principal Fund's ten largest holdings make up 29% of its $1.51B portfolio in Q3 2017.
  • K2 Principal Fund opened 146 new positions and closed 164 in Q3 2017.
  • K2 Principal Fund's portfolio value rose 0.27% quarter-over-quarter to $1.51B.

Based on K2 Principal Fund's 13F filing for Q3 2017, filed 9 Nov 2017.