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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+6.02%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.2B
AUM Growth
+$146M
Cap. Flow
+$18.1M
Cap. Flow %
1.5%
Top 10 Hldgs %
29.56%
Holding
432
New
155
Increased
62
Reduced
58
Closed
138

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$22.3M
2
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
+$20M
3
CWEI
Clayton Williams Energy, Inc.
CWEI
+$17.5M
4
GSHTU
Gores Holdings II, Inc. Units
GSHTU
+$6.74M
5
DBD
Diebold Nixdorf Incorporated
DBD
+$6.32M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$31.4M
2
ACAS
American Capital Ltd
ACAS
+$25M
3
IOC
Interoil Corporation
IOC
+$14.6M
4
WCN
Waste Connections
WCN
+$13.6M
5
BAS
Basis Energy Services, Inc.
BAS
+$10.4M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Energy 5.43%
3 Communication Services 5.27%
4 Financials 4.83%
5 Materials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSRA
51
DELISTED
CSRA Inc.
CSRA
$5.62M 0.47%
+191,800
New +$5.88M
VTRS icon
52
Viatris
VTRS
$20.1B
$5.58M 0.46%
+143,200
New +$5.77M
JPM icon
53
JPMorgan Chase
JPM
$939B
$5.58M 0.46%
63,467
+53,300
+524% +$4.7M
MSFT icon
54
Microsoft
MSFT
$2.84T
$5.46M 0.45%
82,881
-36,000
-30% -$2.31M
BMY icon
55
PUT
Bristol-Myers Squibb
BMY
$127B
$5.44M 0.45%
100,000
+55,000
+122% +$3.02M
RSG icon
56
PUT
Republic Services
RSG
$66.7B
$5.41M 0.45%
86,200
-21,300
-20% -$1.27M
EGAS
57
DELISTED
Gas Natural Inc.
EGAS
$5.32M 0.44%
418,520
+107,061
+34% +$1.35M
SPY icon
58
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$5.3M 0.44%
+22,500
New +$5.23M
TXN icon
59
PUT
Texas Instruments
TXN
$255B
$5.24M 0.43%
65,000
-115,000
-64% -$8.91M
MBLY
60
DELISTED
Mobileye N.V.
MBLY
$5.23M 0.43%
+85,121
New +$4.09M
SRUNU
61
DELISTED
Silver Run Acquisition Corporation II Units
SRUNU
$5.21M 0.43%
+500,000
New +$5.22M
RAI
62
DELISTED
Reynolds American Inc
RAI
$5.04M 0.42%
+80,020
New +$4.81M
KLRE
63
DELISTED
KLR Energy Acquisition Corp
KLRE
$4.99M 0.41%
483,117
-523,625
-52% -$5.44M
LPX icon
64
Louisiana-Pacific
LPX
$5.2B
$4.96M 0.41%
200,000
-312,828
-61% -$6.91M
IMXI icon
65
International Money Express
IMXI
$392M
$4.92M 0.41%
+500,000
New +$4.89M
LVLT
66
DELISTED
Level 3 Communications Inc
LVLT
$4.9M 0.41%
85,558
+72,200
+541% +$4.17M
MON
67
DELISTED
Monsanto Co
MON
$4.63M 0.38%
40,908
+37,508
+1,103% +$4.15M
NLSN
68
DELISTED
Nielsen Holdings plc
NLSN
$4.54M 0.38%
110,000
+40,000
+57% +$1.71M
MXIM
69
CALL
DELISTED
Maxim Integrated Products
MXIM
$4.5M 0.37%
100,000
+50,000
+100% +$2.19M
SCAC
70
DELISTED
Saban Capital Acquisition Corp. Class A Ordinary Share
SCAC
$4.5M 0.37%
+450,000
New +$4.56M
NBR icon
71
PUT
Nabors Industries
NBR
$1.23B
$4.31M 0.36%
+6,600
New +$5.05M
WNR
72
DELISTED
Western Refining Inc
WNR
$4.29M 0.36%
122,208
+112,208
+1,122% +$4.05M
SHLD
73
PUT
DELISTED
Sears Holding Corporation
SHLD
$4.14M 0.34%
360,400
+55,800
+18% +$466K
PRTH icon
74
Priority Technology Holdings
PRTH
$518M
$4.05M 0.34%
+402,464
New +$4.04M
MXIM
75
DELISTED
Maxim Integrated Products
MXIM
$4.05M 0.34%
90,000
-95,414
-51% -$4.18M
1 2
3
4 5

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K2 Principal Fund's Q1 2017 Portfolio in Review

As of Q1 2017, K2 Principal Fund held 432 positions worth $1.2B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund's Q1 2017 filing shows 155 new, 62 increased, 58 reduced and 138 closed positions. Its largest new stake was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M. The largest sale was St Jude Medical, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 7.6% a quarter earlier, followed by Energy and Communication Services.

  • K2 Principal Fund's largest Q1 2017 buy was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M.
  • K2 Principal Fund added most to Time Warner Inc in Q1 2017, an estimated $22.3M increase.
  • K2 Principal Fund's biggest Q1 2017 reduction was Cypress Semiconductor, cutting an estimated $7.44M.
  • K2 Principal Fund fully exited St Jude Medical in Q1 2017, selling an estimated $31.4M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.2B portfolio in Q1 2017.
  • K2 Principal Fund opened 155 new positions and closed 138 in Q1 2017.
  • K2 Principal Fund's portfolio value rose 14% quarter-over-quarter to $1.2B.

Based on K2 Principal Fund's 13F filing for Q1 2017, filed 11 May 2017.