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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.15%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.23B
AUM Growth
+$28.2M
Cap. Flow
-$167M
Cap. Flow %
-13.57%
Top 10 Hldgs %
30.38%
Holding
553
New
191
Increased
38
Reduced
38
Closed
238

Top Buys

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$88.5M
2
PFSI icon
PennyMac Financial
PFSI
+$40.7M
3
PMT
PennyMac Mortgage Investment
PMT
+$16M
4
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$16M
5
CHWAU
CHW Acquisition Corporation Unit
CHWAU
+$9.92M

Top Sells

Rank Stock Value
1
SKIN icon
SkinHealth Systems
SKIN
+$21.8M
2
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$15.1M
3
GACQU
Global Consumer Acquisition Corp. Unit
GACQU
+$12.2M
4
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$10.2M
5
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.78M

Sector Composition

Rank Sector Weight
1 Financials 18.24%
2 Real Estate 4.79%
3 Healthcare 4.26%
4 Technology 2.93%
5 Communication Services 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOME
501
DELISTED
At Home Group Inc.
HOME
– –
-23,809
Closed -$877K
ALSK
502
DELISTED
Alaska Communications Systems
ALSK
– –
-708,875
Closed -$2.36M
ALXN
503
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-34,777
Closed -$6.39M
WORK
504
DELISTED
Slack Technologies, Inc.
WORK
– –
-120,183
Closed -$5.32M
ANDAR
505
CALL
DELISTED
Andina Acquisition Corp. III Right
ANDAR
– –
-517,950
Closed -$425K
DSSI
506
DELISTED
Diamond S Shipping Inc. Common Shares
DSSI
– –
-136,709
Closed -$1.36M
LMNX
507
DELISTED
Luminex Corp
LMNX
– –
-162,949
Closed -$6M
ALUS
508
DELISTED
Alussa Energy Acquisition Corp
ALUS
– –
-165,331
Closed -$1.64M
FCAC
509
DELISTED
Falcon Capital Acquisition Corp. Class A Common Stock
FCAC
– –
-18,865
Closed -$189K
WTRE
510
DELISTED
Watford Holdings Ltd. Common Shares
WTRE
– –
-56,704
Closed -$1.98M
PRAH
511
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-37,907
Closed -$6.26M
NAV
512
DELISTED
Navistar International
NAV
– –
-147,001
Closed -$6.54M
BPFH
513
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
– –
-39,154
Closed -$578K
CDOR
514
DELISTED
Condor Hospitality Trust, Inc. Common Stock
CDOR
– –
-77,283
Closed -$469K
FLY
515
DELISTED
Fly Leasing Limited
FLY
– –
-112,318
Closed -$1.9M
KNL
516
DELISTED
Knoll, Inc.
KNL
– –
-73,274
Closed -$1.9M
AGAC.U
517
DELISTED
African Gold Acquisition Corp Units
AGAC.U
– –
-500,000
Closed -$5.05M
CLAS.WS
518
CALL
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
– –
-150,633
Closed -$119K
SPKAU
519
DELISTED
SPK Acquisition Corp Unit
SPKAU
– –
-275,000
Closed -$2.75M
UFS
520
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
-15,400
Closed -$846K
GRA
521
DELISTED
W.R. Grace & Co.
GRA
– –
-53,878
Closed -$3.72M
CBB
522
DELISTED
Cincinnati Bell Inc.
CBB
– –
-186,526
Closed -$2.88M
ORBC
523
DELISTED
ORBCOMM, Inc.
ORBC
– –
-118,855
Closed -$1.34M
AGBA
524
DELISTED
AGBA Acquisition Ltd
AGBA
– –
-139,362
Closed -$1.5M
17 18 19 20
21

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K2 Principal Fund's Q3 2021 Portfolio in Review

As of Q3 2021, K2 Principal Fund held 553 positions worth $1.23B, up 2.3% from $1.2B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund withdrew a net $167M in Q3 2021, closing 238 positions and reducing 38 holdings. Its most notable exit was CC Neuberger Principal Holdings II Class A Ordinary Shares, an estimated $15.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 15% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, K2 Principal Fund opened a new position in Perception Capital Corp. III Unit worth $15.9M.

  • K2 Principal Fund's largest Q3 2021 buy was Perception Capital Corp. III Unit: 1,600,000 shares worth $15.9M.
  • K2 Principal Fund added most to CI Financial Corp. in Q3 2021, an estimated $88.5M increase.
  • K2 Principal Fund's biggest Q3 2021 reduction was SkinHealth Systems, cutting an estimated $21.8M.
  • K2 Principal Fund fully exited CC Neuberger Principal Holdings II Class A Ordinary Shares in Q3 2021, selling an estimated $15.1M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.23B portfolio in Q3 2021.
  • K2 Principal Fund opened 191 new positions and closed 238 in Q3 2021.
  • K2 Principal Fund's portfolio value rose 2.3% quarter-over-quarter to $1.23B.

Based on K2 Principal Fund's 13F filing for Q3 2021, filed 12 Nov 2021.