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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$669M
AUM Growth
+$39.7M
Cap. Flow
-$77.2M
Cap. Flow %
-11.54%
Top 10 Hldgs %
20.07%
Holding
361
New
109
Increased
44
Reduced
41
Closed
118

Top Buys

Rank Stock Value
1
PFSI icon
PennyMac Financial
PFSI
+$14.1M
2
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$9.95M
3
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
+$8.34M
4
WPF
Foley Trasimene Acquisition Corp.
WPF
+$7.22M
5
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$7.06M

Top Sells

Rank Stock Value
1
GB
Global Blue Group Holding
GB
+$13.5M
2
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
+$10.5M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
+$9.71M
4
FSR
Fisker Inc.
FSR
+$7.79M
5
OPEN icon
Opendoor
OPEN
+$6.16M

Sector Composition

Rank Sector Weight
1 Financials 9.57%
2 Technology 6%
3 Consumer Discretionary 4.46%
4 Consumer Staples 3.65%
5 Healthcare 3.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETFC
26
DELISTED
E*Trade Financial Corporation
ETFC
$5.59M 0.84%
+111,645
New +$5.82M
RMO
27
DELISTED
Romeo Power, Inc.
RMO
$5.37M 0.8%
+502,340
New +$5.2M
PFPT
28
CALL
DELISTED
Proofpoint, Inc.
PFPT
$5.28M 0.79%
50,000
-30,000
-38% -$3.34M
BG icon
29
CALL
Bunge Global
BG
$22.8B
$5.26M 0.79%
115,000
-41,300
-26% -$1.85M
QELLU
30
DELISTED
Qell Acquisition Corp. Unit
QELLU
$5.08M 0.76%
+500,000
New +$5.08M
VACQU
31
DELISTED
Vector Acquisition Corporation Unit
VACQU
$5.07M 0.76%
+500,000
New +$5.05M
EQD.U
32
DELISTED
Equity Distribution Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
EQD.U
$5.04M 0.75%
+489,354
New +$5.08M
PCPL.U
33
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$4.81M 0.72%
443,349
-4,249
-0.9% -$45.6K
GSAH.U
34
DELISTED
GS Acquisition Holdings Corp II Units, each consisting of one share of Class A Common Stock and one-
GSAH.U
$4.75M 0.71%
423,144
+223,144
+112% +$2.38M
CFIIU
35
DELISTED
CF Finance Acquisition Corp. II Unit
CFIIU
$4.7M 0.7%
+468,745
New +$4.69M
GOOS
36
CALL
Canada Goose Holdings
GOOS
$903M
$4.54M 0.68%
141,000
+124,000
+729% +$3.05M
HIMS icon
37
Hims & Hers Health
HIMS
$6.79B
$4.45M 0.66%
378,503
-21,601
-5% -$230K
IIPR icon
38
PUT
Innovative Industrial Properties
IIPR
$1.76B
$4.34M 0.65%
+35,000
New +$3.91M
BTRS
39
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$4.33M 0.65%
+414,310
New +$4.27M
CLOV icon
40
Clover Health Investments
CLOV
$2.28B
$4.2M 0.63%
336,850
-216,134
-39% -$2.39M
LAZR
41
DELISTED
Luminar Technologies
LAZR
$4.18M 0.62%
24,383
+17,878
+275% +$3.01M
MJ icon
42
PUT
Amplify Alternative Harvest ETF
MJ
$98.2M
$4.16M 0.62%
33,333
+16,666
+100% +$2.48M
CHPM
43
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$4.08M 0.61%
400,000
– –
SVACU
44
DELISTED
Starboard Value Acquisition Corp. Unit
SVACU
$4.04M 0.6%
+400,000
New +$4.05M
CRHC.U
45
DELISTED
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
$4.04M 0.6%
+400,000
New +$4.05M
ASPL.U
46
DELISTED
Aspirational Consumer Lifestyle Corp. Units, each consisting of one Class A ordinary share and one-t
ASPL.U
$4M 0.6%
+400,000
New +$4M
AYX
47
CALL
DELISTED
Alteryx Inc
AYX
$3.97M 0.59%
+35,000
New +$4.77M
MTSI icon
48
MACOM Technology Solutions
MTSI
$19B
$3.91M 0.58%
115,000
+90,000
+360% +$3.27M
WY icon
49
Weyerhaeuser
WY
$17.7B
$3.85M 0.58%
135,000
+45,000
+50% +$1.24M
MGM icon
50
CALL
MGM Resorts International
MGM
$11.8B
$3.81M 0.57%
+175,000
New +$3.47M
1
2
3 4 5

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K2 Principal Fund's Q3 2020 Portfolio in Review

As of Q3 2020, K2 Principal Fund held 361 positions worth $669M, up 6.3% from $629M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

K2 Principal Fund withdrew a net $77.2M in Q3 2020, closing 118 positions and reducing 41 holdings. Its most notable exit was Global Blue Group Holding, an estimated $13.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 6.9% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, K2 Principal Fund opened a new position in CC Neuberger Principal Holdings II worth $10.1M.

  • K2 Principal Fund's largest Q3 2020 buy was CC Neuberger Principal Holdings II: 976,880 shares worth $10.1M.
  • K2 Principal Fund added most to PennyMac Financial in Q3 2020, an estimated $14.1M increase.
  • K2 Principal Fund's biggest Q3 2020 reduction was Tuscan Holdings Corp. II Common Stock, cutting an estimated $3.5M.
  • K2 Principal Fund fully exited Global Blue Group Holding in Q3 2020, selling an estimated $13.5M.
  • K2 Principal Fund's ten largest holdings make up 20% of its $669M portfolio in Q3 2020.
  • K2 Principal Fund opened 109 new positions and closed 118 in Q3 2020.
  • K2 Principal Fund's portfolio value rose 6.3% quarter-over-quarter to $669M.

Based on K2 Principal Fund's 13F filing for Q3 2020, filed 13 Nov 2020.