KPF

K2 Principal Fund Portfolio holdings

AUM $545M
This Quarter Return
+3.76%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.51%
10 Year Return
+139.89%
AUM
$597M
AUM Growth
+$597M
Cap. Flow
+$16.2M
Cap. Flow %
2.72%
Top 10 Hldgs %
16.18%
Holding
361
New
107
Increased
36
Reduced
36
Closed
70

Top Buys

1
LLL
L3 Technologies, Inc.
LLL
$8.64M
2
GXGXU
GX Acquisiton Corp. Unit
GXGXU
$8.04M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
$7.85M
4
RPLA.U
Replay Acquisition Corp.
RPLA.U
$7.83M
5
HYACU
Haymaker Acquisition Corp. II Unit
HYACU
$6.13M

Top Sells

1
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
$12.1M
2
THCBU
Tuscan Holdings Corp. Unit
THCBU
$9.01M
3
KXIN icon
Kaixin Holdings
KXIN
$8.06M
4
TVPT
Travelport Worldwide Limited
TVPT
$7.57M
5
LEXEA
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$6.6M

Sector Composition

1 Industrials 10.88%
2 Communication Services 9.2%
3 Technology 8.85%
4 Consumer Discretionary 3.94%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
APC
26
DELISTED
Anadarko Petroleum
APC
$5.29M 0.64%
+75,000
New +$5.29M
AMCIU
27
DELISTED
AMCI Acquisition Corp. Unit
AMCIU
$5.09M 0.61%
500,000
– –
VIAB
28
DELISTED
Viacom Inc. Class B
VIAB
$5.05M 0.61%
+169,075
New +$5.05M
MFAC.U
29
DELISTED
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
$4.78M 0.58%
466,492
-27,558
-6% -$282K
GRSHU
30
DELISTED
Gores Holdings III, Inc. Units
GRSHU
$4.76M 0.58%
455,046
-500
-0.1% -$5.24K
DISCK
31
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$4.69M 0.57%
164,938
+41,423
+34% +$1.18M
WPM icon
32
Wheaton Precious Metals
WPM
$45.6B
$4.59M 0.55%
+189,900
New +$4.59M
CUK icon
33
Carnival PLC
CUK
$38.2B
$4.53M 0.55%
100,000
+46,148
+86% +$2.09M
RPAY icon
34
Repay Holdings
RPAY
$509M
$4.49M 0.54%
430,311
+355,311
+474% +$3.71M
BFI
35
DELISTED
BurgerFi International, Inc. Common Stock
BFI
$4.33M 0.52%
421,777
– –
DELL icon
36
Dell
DELL
$82.6B
$4.23M 0.51%
83,337
+33,956
+69% +$1.73M
BPYU
37
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$4.23M 0.51%
223,980
+23,788
+12% +$449K
ARYAU
38
DELISTED
ARYA Sciences Acquisiton Corp. Unit
ARYAU
$4.19M 0.51%
391,875
– –
TBRGW
39
DELISTED
Thunder Bridge Acquisition, Ltd. Warrant
TBRGW
$4.15M 0.5%
+2,056,516
New +$4.15M
ADSW
40
DELISTED
Advanced Disposal Services, Inc.
ADSW
$4.15M 0.5%
+129,897
New +$4.15M
MMDM
41
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$4.14M 0.5%
394,381
+11,966
+3% +$126K
GIX.U
42
DELISTED
GigCapital2, Inc.
GIX.U
$4.01M 0.48%
+400,000
New +$4.01M
BRPM.U
43
DELISTED
B. Riley Principal Merger Corp.
BRPM.U
$4.01M 0.48%
+401,900
New +$4.01M
CTACU
44
DELISTED
ChaSerg Technology Acquisition Corp. Unit
CTACU
$3.84M 0.46%
375,000
-150,000
-29% -$1.53M
CHAC.U
45
DELISTED
Chardan Healthcare Acquisition Corp.
CHAC.U
$3.74M 0.45%
400,000
+50,000
+14% +$468K
CELG
46
DELISTED
Celgene Corp
CELG
$3.7M 0.45%
40,000
+5,000
+14% +$462K
BRSS
47
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
$3.45M 0.42%
+78,929
New +$3.45M
WBC
48
DELISTED
WABCO HOLDINGS INC.
WBC
$3.45M 0.42%
26,000
+16,000
+160% +$2.12M
ACEL icon
49
Accel Entertainment
ACEL
$977M
$3.41M 0.41%
327,462
-211,500
-39% -$2.2M
LGC.U
50
DELISTED
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
$3.27M 0.39%
313,020
-100,000
-24% -$1.04M
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