We are live on ! Find out more
KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+6.02%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.2B
AUM Growth
+$146M
Cap. Flow
+$18.1M
Cap. Flow %
1.5%
Top 10 Hldgs %
29.56%
Holding
432
New
155
Increased
62
Reduced
58
Closed
138

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$22.3M
2
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
+$20M
3
CWEI
Clayton Williams Energy, Inc.
CWEI
+$17.5M
4
GSHTU
Gores Holdings II, Inc. Units
GSHTU
+$6.74M
5
DBD
Diebold Nixdorf Incorporated
DBD
+$6.32M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$31.4M
2
ACAS
American Capital Ltd
ACAS
+$25M
3
IOC
Interoil Corporation
IOC
+$14.6M
4
WCN
Waste Connections
WCN
+$13.6M
5
BAS
Basis Energy Services, Inc.
BAS
+$10.4M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Energy 5.43%
3 Communication Services 5.27%
4 Financials 4.83%
5 Materials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
26
CALL
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$10.7M 0.89%
450,000
+259,900
+137% +$6.22M
SMH icon
27
PUT
VanEck Semiconductor ETF
SMH
$67.6B
$10.4M 0.86%
260,000
-120,000
-32% -$4.57M
SHOR
28
DELISTED
ShoreTel, Inc.
SHOR
$10.3M 0.85%
1,672,909
– –
GOOGL icon
29
PUT
Alphabet (Google) Class A
GOOGL
$3.91T
$10.2M 0.84%
240,000
-140,000
-37% -$5.89M
WFC icon
30
Wells Fargo
WFC
$261B
$9.46M 0.79%
170,000
+10,000
+6% +$567K
PRGO icon
31
CALL
Perrigo
PRGO
$1.4B
$9.05M 0.75%
+136,400
New +$10.4M
BABA icon
32
PUT
Alibaba
BABA
$269B
$8.63M 0.72%
+80,000
New +$8.14M
AWH
33
DELISTED
Allied World Assurance Co Hld Lt
AWH
$8.51M 0.71%
160,270
+51,945
+48% +$2.76M
VMW
34
PUT
DELISTED
VMware, Inc
VMW
$8.5M 0.71%
+92,300
New +$8.12M
C icon
35
Citigroup
C
$222B
$8.08M 0.67%
135,000
+25,000
+23% +$1.48M
PR
36
Permian Resources
PR
$17.9B
$8.01M 0.67%
439,429
+34,592
+9% +$637K
NLSN
37
CALL
DELISTED
Nielsen Holdings plc
NLSN
$7.87M 0.65%
190,600
+105,600
+124% +$4.52M
CY
38
DELISTED
Cypress Semiconductor
CY
$7.81M 0.65%
567,555
-582,445
-51% -$7.44M
DELL icon
39
Dell
DELL
$283B
$7.31M 0.61%
406,551
+172,525
+74% +$3.01M
XBI icon
40
PUT
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$7.18M 0.6%
103,500
+53,500
+107% +$3.59M
WPM icon
41
CALL
Wheaton Precious Metals
WPM
$50.6B
$6.98M 0.58%
334,800
+164,500
+97% +$3.42M
DBD
42
DELISTED
Diebold Nixdorf Incorporated
DBD
$6.87M 0.57%
+223,663
New +$6.32M
GSHTU
43
DELISTED
Gores Holdings II, Inc. Units
GSHTU
$6.67M 0.55%
+650,000
New +$6.74M
PYPL icon
44
CALL
PayPal
PYPL
$49.5B
$6.45M 0.54%
+150,000
New +$6.28M
MJN
45
DELISTED
Mead Johnson Nutrition Company
MJN
$6.24M 0.52%
+70,000
New +$5.76M
PANW icon
46
Palo Alto Networks
PANW
$264B
$6.23M 0.52%
331,584
+111,384
+51% +$2.49M
XLU icon
47
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$6.16M 0.51%
240,000
-40,000
-14% -$999K
PHM icon
48
CALL
Pultegroup
PHM
$24.5B
$5.77M 0.48%
245,000
-63,000
-20% -$1.36M
VYX icon
49
PUT
NCR Voyix
VYX
$1.06B
$5.71M 0.47%
203,750
-195,763
-49% -$5.36M
MNDT
50
CALL
DELISTED
Mandiant, Inc. Common Stock
MNDT
$5.67M 0.47%
+450,000
New +$5.37M
1
2
3 4 5

Similar funds

KGI
Kopernik Global Investors Tampa, Florida $1.43B AUM 63.57% 1-Year Est. Return
SC
Styrax Capital New York $1.43B AUM 50.63% 1-Year Est. Return
WIM
Weitz Investment Management Omaha, Nebraska $1.43B AUM 0.51% 1-Year Est. Return
LCG
Luxor Capital Group New York $1.43B AUM 30.88% 1-Year Est. Return
CCM
Callodine Capital Management Boston, Massachusetts $1.43B AUM 8.74% 1-Year Est. Return
TS
Triglav Skladi Ljubljana, Slovenia $1.43B AUM 39.24% 1-Year Est. Return
SMA
Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return
SCA
Stonebridge Capital Advisors St Paul, Minnesota $1.43B AUM 21.98% 1-Year Est. Return

K2 Principal Fund's Q1 2017 Portfolio in Review

As of Q1 2017, K2 Principal Fund held 432 positions worth $1.2B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund's Q1 2017 filing shows 155 new, 62 increased, 58 reduced and 138 closed positions. Its largest new stake was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M. The largest sale was St Jude Medical, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 7.6% a quarter earlier, followed by Energy and Communication Services.

  • K2 Principal Fund's largest Q1 2017 buy was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M.
  • K2 Principal Fund added most to Time Warner Inc in Q1 2017, an estimated $22.3M increase.
  • K2 Principal Fund's biggest Q1 2017 reduction was Cypress Semiconductor, cutting an estimated $7.44M.
  • K2 Principal Fund fully exited St Jude Medical in Q1 2017, selling an estimated $31.4M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.2B portfolio in Q1 2017.
  • K2 Principal Fund opened 155 new positions and closed 138 in Q1 2017.
  • K2 Principal Fund's portfolio value rose 14% quarter-over-quarter to $1.2B.

Based on K2 Principal Fund's 13F filing for Q1 2017, filed 11 May 2017.