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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.15%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.23B
AUM Growth
+$28.2M
Cap. Flow
-$167M
Cap. Flow %
-13.57%
Top 10 Hldgs %
30.38%
Holding
553
New
191
Increased
38
Reduced
38
Closed
238

Top Buys

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$88.5M
2
PFSI icon
PennyMac Financial
PFSI
+$40.7M
3
PMT
PennyMac Mortgage Investment
PMT
+$16M
4
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$16M
5
CHWAU
CHW Acquisition Corporation Unit
CHWAU
+$9.92M

Top Sells

Rank Stock Value
1
SKIN icon
SkinHealth Systems
SKIN
+$21.8M
2
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$15.1M
3
GACQU
Global Consumer Acquisition Corp. Unit
GACQU
+$12.2M
4
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$10.2M
5
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.78M

Sector Composition

Rank Sector Weight
1 Financials 18.24%
2 Real Estate 4.79%
3 Healthcare 4.26%
4 Technology 2.93%
5 Communication Services 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSTH
451
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-14,265
Closed -$325K
PRPB
452
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
– –
-1,528,838
Closed -$15.1M
PRPB.WS
453
CALL
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
– –
-425,345
Closed -$578K
MIC
454
CALL
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-25,000
Closed -$957K
GLSPW
455
CALL
DELISTED
Global SPAC Partners Co. Warrants
GLSPW
– –
-220,477
Closed -$121K
GLSPT
456
DELISTED
Global SPAC Partners Co. Subunit
GLSPT
– –
-440,954
Closed -$4.36M
KWAC
457
DELISTED
Kingswood Acquisition Corp.
KWAC
– –
-311,487
Closed -$3.13M
ENJY
458
DELISTED
Enjoy Technology, Inc. Common Stock
ENJY
– –
-150,000
Closed -$1.49M
GLAQW
459
CALL
DELISTED
Globis Acquisition Corp. Warrant
GLAQW
– –
-978,633
Closed -$675K
ZNTE
460
DELISTED
Zanite Acquisition Corp. Class A Common Stock
ZNTE
– –
-198,276
Closed -$2M
MACUW
461
CALL
DELISTED
Mallard Acquisition Corp. Warrant
MACUW
– –
-436,713
Closed -$207K
ALACW
462
CALL
DELISTED
Alberton Acquisition Corp Warrant
ALACW
– –
-463,516
Closed -$190K
ALACR
463
CALL
DELISTED
Alberton Acquisition Corp Rights
ALACR
– –
-646,340
Closed -$362K
PPGHW
464
CALL
DELISTED
Poema Global Holdings Corp. Warrant
PPGHW
– –
-117,658
Closed -$90K
SCVX
465
DELISTED
SCVX Corp.
SCVX
– –
-11,275
Closed -$112K
HCCC
466
DELISTED
Healthcare Capital Corp. Class A common stock
HCCC
– –
-24,884
Closed -$240K
RDS.A
467
CALL
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-110,000
Closed -$4.44M
CFFVW
468
CALL
DELISTED
CF Acquisition Corp. V Warrant
CFFVW
– –
-76,466
Closed -$78K
ATH
469
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
– –
-44,569
Closed -$3.01M
MACQW
470
CALL
DELISTED
MCAP Acquisition Corporation Warrants
MACQW
– –
-33,333
Closed -$35K
MACQ
471
DELISTED
MCAP Acquisition Corporation Class A Common Stock
MACQ
– –
-99,999
Closed -$962K
SOLY
472
DELISTED
Soliton, Inc.
SOLY
– –
-70,650
Closed -$1.59M
SVOK
473
DELISTED
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
– –
-888,206
Closed -$8.78M
SVOKW
474
CALL
DELISTED
Seven Oaks Acquisition Corp. Warrant
SVOKW
– –
-444,103
Closed -$524K
DGNS
475
DELISTED
Dragoneer Growth Opportunities Corp. II Class A Ordinary Shares
DGNS
– –
-267,037
Closed -$2.7M
17 18
19
20 21

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LCG
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SCA
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K2 Principal Fund's Q3 2021 Portfolio in Review

As of Q3 2021, K2 Principal Fund held 553 positions worth $1.23B, up 2.3% from $1.2B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund withdrew a net $167M in Q3 2021, closing 238 positions and reducing 38 holdings. Its most notable exit was CC Neuberger Principal Holdings II Class A Ordinary Shares, an estimated $15.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 15% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, K2 Principal Fund opened a new position in Perception Capital Corp. III Unit worth $15.9M.

  • K2 Principal Fund's largest Q3 2021 buy was Perception Capital Corp. III Unit: 1,600,000 shares worth $15.9M.
  • K2 Principal Fund added most to CI Financial Corp. in Q3 2021, an estimated $88.5M increase.
  • K2 Principal Fund's biggest Q3 2021 reduction was SkinHealth Systems, cutting an estimated $21.8M.
  • K2 Principal Fund fully exited CC Neuberger Principal Holdings II Class A Ordinary Shares in Q3 2021, selling an estimated $15.1M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.23B portfolio in Q3 2021.
  • K2 Principal Fund opened 191 new positions and closed 238 in Q3 2021.
  • K2 Principal Fund's portfolio value rose 2.3% quarter-over-quarter to $1.23B.

Based on K2 Principal Fund's 13F filing for Q3 2021, filed 12 Nov 2021.