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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.15%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.23B
AUM Growth
+$28.2M
Cap. Flow
-$167M
Cap. Flow %
-13.57%
Top 10 Hldgs %
30.38%
Holding
553
New
191
Increased
38
Reduced
38
Closed
238

Top Buys

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$88.5M
2
PFSI icon
PennyMac Financial
PFSI
+$40.7M
3
PMT
PennyMac Mortgage Investment
PMT
+$16M
4
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$16M
5
CHWAU
CHW Acquisition Corporation Unit
CHWAU
+$9.92M

Top Sells

Rank Stock Value
1
SKIN icon
SkinHealth Systems
SKIN
+$21.8M
2
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$15.1M
3
GACQU
Global Consumer Acquisition Corp. Unit
GACQU
+$12.2M
4
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$10.2M
5
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.78M

Sector Composition

Rank Sector Weight
1 Financials 18.24%
2 Real Estate 4.79%
3 Healthcare 4.26%
4 Technology 2.93%
5 Communication Services 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSEVW
426
CALL
DELISTED
Gores Holdings VII, Inc. Warrant
GSEVW
– –
-16,125
Closed -$22K
AAQC
427
DELISTED
Accelerate Acquisition Corp
AAQC
– –
-116,019
Closed -$1.12M
GHACW
428
CALL
DELISTED
Gaming & Hospitality Acquisition Corp. Warrants
GHACW
– –
-43,906
Closed -$46K
CLRMW
429
CALL
DELISTED
Clarim Acquisition Corp. Warrant
CLRMW
– –
-193,018
Closed -$160K
LAAAU
430
DELISTED
Lakeshore Acquisition I Corp. Unit
LAAAU
– –
-300,000
Closed -$3.07M
RCOR
431
DELISTED
Renovacor, Inc.
RCOR
– –
-237,506
Closed -$2.36M
AUS
432
DELISTED
Austerlitz Acquisition Corporation I
AUS
– –
-74,814
Closed -$742K
THCAW
433
CALL
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
– –
-173,072
Closed -$175K
MDH.WS
434
CALL
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
– –
-190,427
Closed -$133K
FSNB.WS
435
CALL
DELISTED
Fusion Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FSNB.WS
– –
-36,075
Closed -$35K
NOACW
436
CALL
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
– –
-99,579
Closed -$71K
QFTA.WS
437
CALL
DELISTED
Quantum FinTech Acquisition Corporation Warrants, each warrant exercisable for one-half of one share of Common Stock at an exercise price of $11.50
QFTA.WS
– –
-226,093
Closed -$75K
BENEW
438
CALL
DELISTED
Benessere Capital Acquisition Corp. Warrant
BENEW
– –
-364,643
Closed -$200K
BENER
439
CALL
DELISTED
Benessere Capital Acquisition Corp. Right
BENER
– –
-989,681
Closed -$386K
PICC.WS
440
CALL
DELISTED
Pivotal Investment Corporation III Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
PICC.WS
– –
-29,132
Closed -$35K
TEKKW
441
CALL
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
– –
-145,000
Closed -$152K
TWTR
442
CALL
DELISTED
Twitter, Inc.
TWTR
– –
-12,000
Closed -$826K
ASZ.WS
443
CALL
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
– –
-35,227
Closed -$44K
NLITU
444
DELISTED
Northern Lights Acquisition Corp. Units
NLITU
– –
-800,000
Closed -$8.1M
ACKIW
445
CALL
DELISTED
Ackrell SPAC Partners I Co Warrants
ACKIW
– –
-85,353
Closed -$53K
ACKIT
446
DELISTED
Ackrell SPAC Partners I Co Subunits
ACKIT
– –
-151,379
Closed -$1.5M
RDBX
447
DELISTED
Redbox Entertainment Inc. Class A Common Stock
RDBX
– –
-102,445
Closed -$1.02M
RDBXW
448
CALL
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
– –
-455,198
Closed -$391K
XPOA
449
DELISTED
DPCM Capital, Inc.
XPOA
– –
-457,942
Closed -$4.52M
GSAQW
450
CALL
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
– –
-265,360
Closed -$210K
16 17
18
19 20

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K2 Principal Fund's Q3 2021 Portfolio in Review

As of Q3 2021, K2 Principal Fund held 553 positions worth $1.23B, up 2.3% from $1.2B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund withdrew a net $167M in Q3 2021, closing 238 positions and reducing 38 holdings. Its most notable exit was CC Neuberger Principal Holdings II Class A Ordinary Shares, an estimated $15.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 15% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, K2 Principal Fund opened a new position in Perception Capital Corp. III Unit worth $15.9M.

  • K2 Principal Fund's largest Q3 2021 buy was Perception Capital Corp. III Unit: 1,600,000 shares worth $15.9M.
  • K2 Principal Fund added most to CI Financial Corp. in Q3 2021, an estimated $88.5M increase.
  • K2 Principal Fund's biggest Q3 2021 reduction was SkinHealth Systems, cutting an estimated $21.8M.
  • K2 Principal Fund fully exited CC Neuberger Principal Holdings II Class A Ordinary Shares in Q3 2021, selling an estimated $15.1M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.23B portfolio in Q3 2021.
  • K2 Principal Fund opened 191 new positions and closed 238 in Q3 2021.
  • K2 Principal Fund's portfolio value rose 2.3% quarter-over-quarter to $1.23B.

Based on K2 Principal Fund's 13F filing for Q3 2021, filed 12 Nov 2021.