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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.27B
AUM Growth
+$124M
Cap. Flow
-$50.2M
Cap. Flow %
-3.97%
Top 10 Hldgs %
32.68%
Holding
503
New
191
Increased
39
Reduced
29
Closed
203

Top Buys

Rank Stock Value
1
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$9.53M
2
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.94M
3
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
+$7.93M
4
VWE
Vintage Wine Estates, Inc. Common Stock
VWE
+$7.15M
5
MGLN
Magellan Health Services, Inc.
MGLN
+$5.69M

Top Sells

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$27M
2
PFSI icon
PennyMac Financial
PFSI
+$18.5M
3
LCID icon
Lucid Motors
LCID
+$13.2M
4
VHAQ.U
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
+$12.8M
5
NOACU
Natural Order Acquisition Corp. Unit
NOACU
+$10.9M

Sector Composition

Rank Sector Weight
1 Financials 10.19%
2 Healthcare 3.67%
3 Technology 2.91%
4 Real Estate 2.06%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRSV
426
DELISTED
Gores Holdings V, Inc.
GRSV
– –
-589,039
Closed -$6.13M
ROCCU
427
DELISTED
Roth CH Acquisition II Co. Unit
ROCCU
– –
-300,000
Closed -$3.12M
CCIV.U
428
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
– –
-401,259
Closed -$4.13M
GHVIU
429
DELISTED
Gores Holdings VI, Inc. Unit
GHVIU
– –
-80,000
Closed -$848K
RAACU
430
DELISTED
Revolution Acceleration Acquisition Corp Unit
RAACU
– –
-96,530
Closed -$1M
FGNA.U
431
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
– –
-582,770
Closed -$6.19M
FGNA.WS
432
CALL
DELISTED
FG New America Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FGNA.WS
– –
-421,300
Closed -$611K
ANDAR
433
CALL
DELISTED
Andina Acquisition Corp. III Right
ANDAR
– –
-50,402
Closed -$19K
LCYAU
434
DELISTED
Landcadia Holdings III, Inc. Unit
LCYAU
– –
-369,650
Closed -$4.13M
RSVAU
435
DELISTED
Rodgers Silicon Valley Acquisition Corp. Unit
RSVAU
– –
-200,000
Closed -$2.67M
ALUS.WS
436
CALL
DELISTED
Alussa Energy Acquisition Corp Warrants
ALUS.WS
– –
-116,373
Closed -$143K
WPF
437
DELISTED
Foley Trasimene Acquisition Corp.
WPF
– –
-621,867
Closed -$6.95M
FCACW
438
CALL
DELISTED
Falcon Capital Acquisition Corp. Warrant
FCACW
– –
-190,280
Closed -$409K
FCACU
439
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
– –
-200,700
Closed -$2.14M
FTOCW
440
CALL
DELISTED
FTAC Olympus Acquisition Corp. Warrant
FTOCW
– –
-166,666
Closed -$317K
FTOC
441
DELISTED
FTAC Olympus Acquisition Corp. Class A Ordinary Shares
FTOC
– –
-626,413
Closed -$6.45M
FRX.U
442
DELISTED
Forest Road Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-th
FRX.U
– –
-225,619
Closed -$2.37M
THBRW
443
CALL
DELISTED
Thunder Bridge Acquisition II, Ltd. Warrants
THBRW
– –
-124,933
Closed -$462K
STIC.WS
444
CALL
DELISTED
Northern Star Acquisition Corp. Redeemable warrants, each whole warrant exercisable for shares of Cl
STIC.WS
– –
-44,527
Closed -$161K
UROV
445
DELISTED
Urovant Sciences Ltd.
UROV
– –
-146,556
Closed -$2.36M
NBACR
446
CALL
DELISTED
Newborn Acquisition Corp. Right
NBACR
– –
-103,884
Closed -$144K
LOACW
447
CALL
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
– –
-373,627
Closed -$583K
LOACR
448
CALL
DELISTED
Longevity Acquisition Corporation Right
LOACR
– –
-21,463
Closed -$24K
LOAC
449
DELISTED
Longevity Acquisition Corporation Ordinary Shares
LOAC
– –
-10,528
Closed -$125K
ROCHW
450
CALL
DELISTED
Roth CH Acquisition I Co. Warrant
ROCHW
– –
-94,798
Closed -$417K
15 16 17
18
19

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K2 Principal Fund's Q1 2021 Portfolio in Review

As of Q1 2021, K2 Principal Fund held 503 positions worth $1.27B, up 11% from $1.14B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

K2 Principal Fund withdrew a net $50.2M in Q1 2021, closing 203 positions and reducing 29 holdings. Its most notable exit was Lucid Motors, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Healthcare and Technology.

Against the trend, K2 Principal Fund opened a new position in CC Neuberger Principal Holdings II Class A Ordinary Shares worth $8.96M.

  • K2 Principal Fund's largest Q1 2021 buy was CC Neuberger Principal Holdings II Class A Ordinary Shares: 909,258 shares worth $8.96M.
  • K2 Principal Fund added most to Varian Medical Systems, Inc. in Q1 2021, an estimated $5.13M increase.
  • K2 Principal Fund's biggest Q1 2021 reduction was CI Financial Corp., cutting an estimated $27M.
  • K2 Principal Fund fully exited Lucid Motors in Q1 2021, selling an estimated $13.2M.
  • K2 Principal Fund's ten largest holdings make up 33% of its $1.27B portfolio in Q1 2021.
  • K2 Principal Fund opened 191 new positions and closed 203 in Q1 2021.
  • K2 Principal Fund's portfolio value rose 11% quarter-over-quarter to $1.27B.

Based on K2 Principal Fund's 13F filing for Q1 2021, filed 14 May 2021.