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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.29%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.51B
AUM Growth
+$4.06M
Cap. Flow
-$85.8M
Cap. Flow %
-5.67%
Top 10 Hldgs %
29.14%
Holding
481
New
146
Increased
64
Reduced
66
Closed
164

Top Buys

Rank Stock Value
1
ACEL icon
Accel Entertainment
ACEL
+$11.7M
2
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$11.5M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.1M
4
DGI
DigitalGlobe Inc.
DGI
+$10.3M
5
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
+$9.87M

Top Sells

Rank Stock Value
1
MBLY
Mobileye N.V.
MBLY
+$21.1M
2
NEXT icon
NextDecade
NEXT
+$14.5M
3
WOOF
VCA Inc.
WOOF
+$13M
4
TPGH.U
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
+$12.3M
5
ELOS
Syneron Medical Ltd
ELOS
+$12.1M

Sector Composition

Rank Sector Weight
1 Technology 10.79%
2 Communication Services 8.99%
3 Energy 5.74%
4 Materials 4.62%
5 Financials 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEXEA
426
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
– –
-5,967
Closed -$322K
BCACU
427
DELISTED
Bison Capital Acquisition Corp. Unit
BCACU
– –
-185,000
Closed -$1.89M
TFCFA
428
PUT
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-25,000
Closed -$709K
TFCF
429
CALL
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
– –
-29,300
Closed -$817K
OCLR
430
CALL
DELISTED
Oclaro Inc.
OCLR
– –
-50,000
Closed -$467K
ANW
431
DELISTED
Aegean Marine Petroleum Network
ANW
– –
-17,100
Closed -$100K
HCAC.U
432
DELISTED
Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h
HCAC.U
– –
-900,000
Closed -$9.05M
WIN
433
DELISTED
Windstream Holdings Inc
WIN
– –
-5,739
Closed -$111K
WIN
434
PUT
DELISTED
Windstream Holdings Inc
WIN
– –
-3,880
Closed -$75K
CBI
435
CALL
DELISTED
Chicago Bridge & Iron Nv
CBI
– –
-215,500
Closed -$4.25M
FNFV
436
DELISTED
Fidelity Natl Financial, Inc.
FNFV
– –
-35,356
Closed -$559K
LVLT
437
DELISTED
Level 3 Communications Inc
LVLT
– –
-35,000
Closed -$2.08M
WBKC
438
DELISTED
Wolverine Bancorp, Inc.
WBKC
– –
-25,124
Closed -$1.01M
ATW
439
DELISTED
Atwood Oceanics
ATW
– –
-90,753
Closed -$740K
ATW
440
PUT
DELISTED
Atwood Oceanics
ATW
– –
-100,000
Closed -$815K
ALR
441
DELISTED
Alere Inc
ALR
– –
-10,516
Closed -$528K
CAB
442
CALL
DELISTED
Cabela's Inc
CAB
– –
-26,600
Closed -$1.58M
SHOR
443
DELISTED
ShoreTel, Inc.
SHOR
– –
-1,647,642
Closed -$9.56M
WBMD
444
DELISTED
WebMD Health Corp.
WBMD
– –
-40,000
Closed -$2.35M
DFT
445
DELISTED
DuPont Fabros Technology Inc.
DFT
– –
-81,073
Closed -$4.96M
PTHN
446
DELISTED
Patheon N.V.
PTHN
– –
-20,613
Closed -$719K
NVDQ
447
DELISTED
Novadaq Technologies Inc.
NVDQ
– –
-300,000
Closed -$3.52M
MBLY
448
DELISTED
Mobileye N.V.
MBLY
– –
-336,471
Closed -$21.1M
ARIS
449
DELISTED
ARI Network Services, Inc.
ARIS
– –
-132,765
Closed -$936K
WFM
450
CALL
DELISTED
Whole Foods Market Inc
WFM
– –
-56,000
Closed -$2.36M
15 16 17
18
19

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LCG
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K2 Principal Fund's Q3 2017 Portfolio in Review

As of Q3 2017, K2 Principal Fund held 481 positions worth $1.51B, up 0.27% from $1.51B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

K2 Principal Fund withdrew a net $85.8M in Q3 2017, closing 164 positions and reducing 66 holdings. Its most notable exit was Mobileye N.V., an estimated $21.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Communication Services and Energy.

Against the trend, K2 Principal Fund opened a new position in Accel Entertainment worth $11.8M.

  • K2 Principal Fund's largest Q3 2017 buy was Accel Entertainment: 1,200,000 shares worth $11.8M.
  • K2 Principal Fund added most to Alphabet (Google) Class A in Q3 2017, an estimated $11.1M increase.
  • K2 Principal Fund's biggest Q3 2017 reduction was Dell, cutting an estimated $7.09M.
  • K2 Principal Fund fully exited Mobileye N.V. in Q3 2017, selling an estimated $21.1M.
  • K2 Principal Fund's ten largest holdings make up 29% of its $1.51B portfolio in Q3 2017.
  • K2 Principal Fund opened 146 new positions and closed 164 in Q3 2017.
  • K2 Principal Fund's portfolio value rose 0.27% quarter-over-quarter to $1.51B.

Based on K2 Principal Fund's 13F filing for Q3 2017, filed 9 Nov 2017.