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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.15%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.23B
AUM Growth
+$28.2M
Cap. Flow
-$167M
Cap. Flow %
-13.57%
Top 10 Hldgs %
30.38%
Holding
553
New
191
Increased
38
Reduced
38
Closed
238

Top Buys

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$88.5M
2
PFSI icon
PennyMac Financial
PFSI
+$40.7M
3
PMT
PennyMac Mortgage Investment
PMT
+$16M
4
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$16M
5
CHWAU
CHW Acquisition Corporation Unit
CHWAU
+$9.92M

Top Sells

Rank Stock Value
1
SKIN icon
SkinHealth Systems
SKIN
+$21.8M
2
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$15.1M
3
GACQU
Global Consumer Acquisition Corp. Unit
GACQU
+$12.2M
4
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$10.2M
5
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.78M

Sector Composition

Rank Sector Weight
1 Financials 18.24%
2 Real Estate 4.79%
3 Healthcare 4.26%
4 Technology 2.93%
5 Communication Services 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HZON.WS
401
CALL
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
– –
-250,512
Closed -$293K
ML
402
DELISTED
MoneyLion Inc.
ML
– –
-2,716
Closed -$811K
RAMMU
403
DELISTED
Aries I Acquisition Corporation Unit
RAMMU
– –
-725,921
Closed -$7.29M
FTPAW
404
CALL
DELISTED
FTAC Parnassus Acquisition Corp. Warrant
FTPAW
– –
-62,500
Closed -$69K
ESM.WS
405
CALL
DELISTED
ESM Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ESM.WS
– –
-100,000
Closed -$101K
HERAW
406
CALL
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
– –
-91,597
Closed -$121K
MCAE
407
DELISTED
Mountain Crest Acquisition Corp. III Common Stock
MCAE
– –
-223,355
Closed -$2.19M
MCAER
408
CALL
DELISTED
Mountain Crest Acquisition Corp. III Right
MCAER
– –
-223,355
Closed -$123K
NAACW
409
CALL
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
– –
-66,644
Closed -$69K
DLCA
410
DELISTED
Deep Lake Capital Acquisition Corp. Class A Ordinary Shares
DLCA
– –
-49,059
Closed -$475K
EPHYW
411
CALL
DELISTED
Epiphany Technology Acquisition Corp. Warrant
EPHYW
– –
-72,559
Closed -$81K
MPACR
412
CALL
DELISTED
Model Performance Acquisition Corp. Right
MPACR
– –
-300,000
Closed -$107K
CLAS
413
DELISTED
Class Acceleration Corp.
CLAS
– –
-58,614
Closed -$568K
MDH
414
DELISTED
MDH Acquisition Corp.
MDH
– –
-204,554
Closed -$1.97M
FTVIU
415
DELISTED
FinTech Acquisition Corp. VI Units
FTVIU
– –
-300,000
Closed -$3.03M
GACQU
416
DELISTED
Global Consumer Acquisition Corp. Unit
GACQU
– –
-1,225,489
Closed -$12.2M
AGAC.WS
417
CALL
DELISTED
African Gold Acquisition Corp Warrants
AGAC.WS
– –
-649,827
Closed -$409K
AFAQ
418
DELISTED
AF Acquisition Corp
AFAQ
– –
-300,000
Closed -$2.93M
AFAQW
419
CALL
DELISTED
AF Acquisition Corp Warrants
AFAQW
– –
-100,000
Closed -$88K
HCARW
420
CALL
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
– –
-509,096
Closed -$453K
DILAU
421
DELISTED
DILA Capital Acquisition Corp. Unit
DILAU
– –
-188,600
Closed -$1.9M
HCIC
422
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
– –
-404,862
Closed -$4.09M
HCICW
423
CALL
DELISTED
Hennessy Capital Investment Corp. V Warrant
HCICW
– –
-40,807
Closed -$100K
SCOA
424
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
– –
-27,442
Closed -$268K
COVAW
425
CALL
DELISTED
COVA Acquisition Corp. Warrants to purchase Class A ordinary shares
COVAW
– –
-44,982
Closed -$40K
15 16
17
18 19

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K2 Principal Fund's Q3 2021 Portfolio in Review

As of Q3 2021, K2 Principal Fund held 553 positions worth $1.23B, up 2.3% from $1.2B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund withdrew a net $167M in Q3 2021, closing 238 positions and reducing 38 holdings. Its most notable exit was CC Neuberger Principal Holdings II Class A Ordinary Shares, an estimated $15.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 15% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, K2 Principal Fund opened a new position in Perception Capital Corp. III Unit worth $15.9M.

  • K2 Principal Fund's largest Q3 2021 buy was Perception Capital Corp. III Unit: 1,600,000 shares worth $15.9M.
  • K2 Principal Fund added most to CI Financial Corp. in Q3 2021, an estimated $88.5M increase.
  • K2 Principal Fund's biggest Q3 2021 reduction was SkinHealth Systems, cutting an estimated $21.8M.
  • K2 Principal Fund fully exited CC Neuberger Principal Holdings II Class A Ordinary Shares in Q3 2021, selling an estimated $15.1M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.23B portfolio in Q3 2021.
  • K2 Principal Fund opened 191 new positions and closed 238 in Q3 2021.
  • K2 Principal Fund's portfolio value rose 2.3% quarter-over-quarter to $1.23B.

Based on K2 Principal Fund's 13F filing for Q3 2021, filed 12 Nov 2021.