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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.27B
AUM Growth
+$124M
Cap. Flow
-$50.2M
Cap. Flow %
-3.97%
Top 10 Hldgs %
32.68%
Holding
503
New
191
Increased
39
Reduced
29
Closed
203

Top Buys

Rank Stock Value
1
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$9.53M
2
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.94M
3
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
+$7.93M
4
VWE
Vintage Wine Estates, Inc. Common Stock
VWE
+$7.15M
5
MGLN
Magellan Health Services, Inc.
MGLN
+$5.69M

Top Sells

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$27M
2
PFSI icon
PennyMac Financial
PFSI
+$18.5M
3
LCID icon
Lucid Motors
LCID
+$13.2M
4
VHAQ.U
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
+$12.8M
5
NOACU
Natural Order Acquisition Corp. Unit
NOACU
+$10.9M

Sector Composition

Rank Sector Weight
1 Financials 10.19%
2 Healthcare 3.67%
3 Technology 2.91%
4 Real Estate 2.06%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVOKU
401
DELISTED
Seven Oaks Acquisition Corp. Unit
SVOKU
– –
-992,252
Closed -$10.3M
SOFIW
402
CALL
DELISTED
SoFi Technologies, Inc. Warrants
SOFIW
– –
-54,097
Closed -$191K
DDMXU
403
DELISTED
DD3 Acquisition Corp. II Unit
DDMXU
– –
-250,000
Closed -$2.63M
ZGYH
404
DELISTED
Yunhong International Class A Ordinary Shares
ZGYH
– –
-26,991
Closed -$268K
ZGYHW
405
CALL
DELISTED
Yunhong International Warrant
ZGYHW
– –
-308,499
Closed -$228K
SKINW
406
CALL
DELISTED
The Beauty Health Company Warrant expiring 5/4/2026
SKINW
– –
-489,168
Closed -$1.29M
LOKB.U
407
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
– –
-100,000
Closed -$1.08M
HZAC.U
408
DELISTED
Horizon Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third o
HZAC.U
– –
-283,503
Closed -$2.99M
HZAC.WS
409
CALL
DELISTED
Horizon Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary sh
HZAC.WS
– –
-113,469
Closed -$165K
MRACU
410
DELISTED
Marquee Raine Acquisition Corp. Unit
MRACU
– –
-150,000
Closed -$1.63M
DMYI.U
411
DELISTED
dMY Technology Group, Inc. III Units, each consisting of one share of Class A common stock and one-f
DMYI.U
– –
-100,000
Closed -$1.14M
PTK.WS
412
CALL
DELISTED
PTK Acquisition Corp. Warrants, each whole warrant exercisable for one half (1/2) of a share of Comm
PTK.WS
– –
-458,342
Closed -$527K
PTK.U
413
DELISTED
PTK Acquisition Corp. Units, each consisting of one share of Common Stock, and one Warrant to acquir
PTK.U
– –
-255,133
Closed -$2.74M
SPFR.U
414
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
– –
-125,000
Closed -$1.38M
LATN
415
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
– –
-100,000
Closed -$1.04M
ACIC.U
416
DELISTED
Atlas Crest Investment Corp. Units, each consisting of one Class A common stock, and one-third of on
ACIC.U
– –
-242,700
Closed -$2.56M
SFTW.U
417
DELISTED
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
– –
-220,460
Closed -$2.41M
SFTW.WS
418
CALL
DELISTED
Osprey Technology Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one shar
SFTW.WS
– –
-31,700
Closed -$47K
CHAQ.U
419
DELISTED
Chardan Healthcare Acquisition 2 Corp. Units, each consisting of one share of Common Stock, and one
CHAQ.U
– –
-285,599
Closed -$3.02M
CHAQ.WS
420
CALL
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
– –
-91,084
Closed -$90K
CFACU
421
DELISTED
CF Finance Acquisition Corp. III Unit
CFACU
– –
-250,000
Closed -$2.68M
NSH.WS
422
CALL
DELISTED
NavSight Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Sto
NSH.WS
– –
-218,668
Closed -$280K
GRNVR
423
CALL
DELISTED
GreenVision Acquisition Corp Rights
GRNVR
– –
-21,724
Closed -$10K
SCPE.WS
424
CALL
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
– –
-388,250
Closed -$524K
SCPE.U
425
DELISTED
SC Health Corporation Units, each consisting of one Class A ordinary share, $0.0001 par value, and o
SCPE.U
– –
-27,300
Closed -$280K
15 16
17
18 19

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K2 Principal Fund's Q1 2021 Portfolio in Review

As of Q1 2021, K2 Principal Fund held 503 positions worth $1.27B, up 11% from $1.14B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

K2 Principal Fund withdrew a net $50.2M in Q1 2021, closing 203 positions and reducing 29 holdings. Its most notable exit was Lucid Motors, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Healthcare and Technology.

Against the trend, K2 Principal Fund opened a new position in CC Neuberger Principal Holdings II Class A Ordinary Shares worth $8.96M.

  • K2 Principal Fund's largest Q1 2021 buy was CC Neuberger Principal Holdings II Class A Ordinary Shares: 909,258 shares worth $8.96M.
  • K2 Principal Fund added most to Varian Medical Systems, Inc. in Q1 2021, an estimated $5.13M increase.
  • K2 Principal Fund's biggest Q1 2021 reduction was CI Financial Corp., cutting an estimated $27M.
  • K2 Principal Fund fully exited Lucid Motors in Q1 2021, selling an estimated $13.2M.
  • K2 Principal Fund's ten largest holdings make up 33% of its $1.27B portfolio in Q1 2021.
  • K2 Principal Fund opened 191 new positions and closed 203 in Q1 2021.
  • K2 Principal Fund's portfolio value rose 11% quarter-over-quarter to $1.27B.

Based on K2 Principal Fund's 13F filing for Q1 2021, filed 14 May 2021.