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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+11.75%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.14B
AUM Growth
+$472M
Cap. Flow
+$253M
Cap. Flow %
22.19%
Top 10 Hldgs %
31.13%
Holding
444
New
192
Increased
28
Reduced
51
Closed
137

Top Buys

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$25.5M
2
LCID icon
Lucid Motors
LCID
+$12.9M
3
VHAQ.U
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
+$12.8M
4
PFSI icon
PennyMac Financial
PFSI
+$12.6M
5
NOACU
Natural Order Acquisition Corp. Unit
NOACU
+$10.8M

Top Sells

Rank Stock Value
1
SKIL icon
Skillsoft
SKIL
+$10.2M
2
MVST icon
Microvast
MVST
+$10.2M
3
BG icon
Bunge Global
BG
+$9.6M
4
APXTU
Apex Technology Acquisition Corporation Unit
APXTU
+$9.03M
5
OSB
Norbord Inc.
OSB
+$8.77M

Sector Composition

Rank Sector Weight
1 Financials 11.13%
2 Industrials 3.32%
3 Consumer Discretionary 2.76%
4 Technology 2.33%
5 Real Estate 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSB
401
DELISTED
Norbord Inc.
OSB
– –
-222,800
Closed -$8.77M
BMY.RT
402
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$0 ﹤0.01%
60,300
+10,000
+20% +$21.3K
PIC.WS
403
CALL
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
– –
-601,961
Closed -$2.23M
GLIBA
404
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
– –
-29,290
Closed -$2.4M
HUD
405
DELISTED
Hudson Ltd. Class A Common Shares
HUD
– –
-111,857
Closed -$850K
CFFAW
406
CALL
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
– –
-2,023,465
Closed -$1.98M
NFINW
407
CALL
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
– –
-176,806
Closed -$232K
JCAP
408
DELISTED
Jernigan Capital, Inc.
JCAP
– –
-109,549
Closed -$1.88M
LVGO
409
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-19,618
Closed -$2.75M
IMMU
410
DELISTED
Immunomedics Inc
IMMU
– –
-17,582
Closed -$1.5M
RST
411
DELISTED
ROSETTA STONE INC
RST
– –
-17,971
Closed -$539K
AIMT
412
DELISTED
Aimmune Therapeutics
AIMT
– –
-17,952
Closed -$618K
AKCA
413
DELISTED
Akcea Therapeutics Inc
AKCA
– –
-58,853
Closed -$1.07M
VSLR
414
DELISTED
VIVINT SOLAR, INC.
VSLR
– –
-34,004
Closed -$1.44M
NBL
415
DELISTED
Noble Energy, Inc.
NBL
– –
-199,112
Closed -$1.7M
ETFC
416
DELISTED
E*Trade Financial Corporation
ETFC
– –
-111,645
Closed -$5.59M
MNTA
417
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
-12,500
Closed -$656K
JFKKR
418
CALL
DELISTED
8i Enterprises Acquisition Corp Right
JFKKR
– –
-417,164
Closed -$355K
13 14 15 16
17

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WIM
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LCG
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K2 Principal Fund's Q4 2020 Portfolio in Review

As of Q4 2020, K2 Principal Fund held 444 positions worth $1.14B, up 71% from $669M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

K2 Principal Fund deployed $253M of net new capital in Q4 2020, opening 192 new positions and adding to 28 existing holdings. Its largest new stake was CI Financial Corp.: 1,967,717 shares worth $24.4M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Bunge Global, an estimated $9.6M trimmed.

  • K2 Principal Fund's largest Q4 2020 buy was CI Financial Corp.: 1,967,717 shares worth $24.4M.
  • K2 Principal Fund added most to PennyMac Financial in Q4 2020, an estimated $12.6M increase.
  • K2 Principal Fund's biggest Q4 2020 reduction was Bunge Global, cutting an estimated $9.6M.
  • K2 Principal Fund fully exited Skillsoft in Q4 2020, selling an estimated $10.2M.
  • K2 Principal Fund's ten largest holdings make up 31% of its $1.14B portfolio in Q4 2020.
  • K2 Principal Fund opened 192 new positions and closed 137 in Q4 2020.
  • K2 Principal Fund's portfolio value rose 71% quarter-over-quarter to $1.14B.

Based on K2 Principal Fund's 13F filing for Q4 2020, filed 12 Feb 2021.