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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+2.94%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.38B
AUM Growth
-$131M
Cap. Flow
-$183M
Cap. Flow %
-13.26%
Top 10 Hldgs %
27.73%
Holding
429
New
110
Increased
67
Reduced
72
Closed
142

Top Buys

Rank Stock Value
1
WCN
Waste Connections
WCN
+$18.2M
2
LGC.U
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
+$15M
3
MON
Monsanto Co
MON
+$12.8M
4
CMSSU
CM Seven Star Acquisition Corporation Unit
CMSSU
+$9.04M
5
HYACU
Haymaker Acquisition Corp. Unit
HYACU
+$8.39M

Top Sells

Rank Stock Value
1
DDC
Dominion Diamond Corporation
DDC
+$47M
2
RICE
Rice Energy Inc.
RICE
+$17.7M
3
DGI
DigitalGlobe Inc.
DGI
+$17.2M
4
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
+$13.1M
5
KNTK icon
Kinetik
KNTK
+$12.5M

Sector Composition

Rank Sector Weight
1 Technology 11.29%
2 Communication Services 9.62%
3 Energy 3.98%
4 Financials 3.39%
5 Industrials 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KITE
401
DELISTED
Kite Pharma, Inc.
KITE
– –
-47,940
Closed -$8.62M
KITE
402
PUT
DELISTED
Kite Pharma, Inc.
KITE
– –
-60,500
Closed -$10.9M
NEFF
403
DELISTED
Neff Corporation
NEFF
– –
-52,600
Closed -$1.31M
AF
404
DELISTED
Astoria Financial Corporation
AF
– –
-24,222
Closed -$521K
PRXL
405
DELISTED
Parexel International Corp
PRXL
– –
-106,215
Closed -$9.36M
SFR
406
DELISTED
Starwood Waypoint Homes
SFR
– –
-131,721
Closed -$4.79M
XL
407
CALL
DELISTED
XL Group Ltd.
XL
– –
-13,000
Closed -$513K
XL
408
PUT
DELISTED
XL Group Ltd.
XL
– –
-25,000
Closed -$986K
ATVI
409
DELISTED
Activision Blizzard
ATVI
– –
-66,094
Closed -$4.26M
YELL
410
PUT
DELISTED
Yellow Corporation Common Stock
YELL
– –
-55,000
Closed -$759K
WR
411
DELISTED
Westar Energy Inc
WR
– –
-32,676
Closed -$1.62M
NMRX
412
DELISTED
Numerex Corp
NMRX
– –
-351,730
Closed -$1.34M
DMTX
413
DELISTED
Dimension Therapeutics, Inc
DMTX
– –
-160,000
Closed -$960K
OKSB
414
DELISTED
Southwest Bancorp Inc/OK
OKSB
– –
-35,000
Closed -$964K
DGI
415
DELISTED
DigitalGlobe Inc.
DGI
– –
-488,660
Closed -$17.2M
FPO
416
DELISTED
First Potomac Realty Trust
FPO
– –
-610,403
Closed -$6.8M
CZR
417
CALL
DELISTED
Caesars Entertainment Corporation
CZR
– –
-60,300
Closed -$805K
CZR
418
PUT
DELISTED
Caesars Entertainment Corporation
CZR
– –
-15,000
Closed -$200K
DDC
419
DELISTED
Dominion Diamond Corporation
DDC
– –
-3,313,017
Closed -$47M
AAN.A
420
DELISTED
The Aaron's Company Inc Class A
AAN.A
– –
-15,000
Closed -$654K
AAN.A
421
PUT
DELISTED
The Aaron's Company Inc Class A
AAN.A
– –
-50,900
Closed -$2.22M
13 14 15 16
17

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WIM
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LCG
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K2 Principal Fund's Q4 2017 Portfolio in Review

As of Q4 2017, K2 Principal Fund held 429 positions worth $1.38B, down 8.6% from $1.51B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

K2 Principal Fund withdrew a net $183M in Q4 2017, closing 142 positions and reducing 72 holdings. Its most notable exit was Dominion Diamond Corporation, an estimated $47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Communication Services and Energy.

Against the trend, K2 Principal Fund opened a new position in Waste Connections worth $22.2M.

  • K2 Principal Fund's largest Q4 2017 buy was Waste Connections: 261,206 shares worth $22.2M.
  • K2 Principal Fund added most to Monsanto Co in Q4 2017, an estimated $12.8M increase.
  • K2 Principal Fund's biggest Q4 2017 reduction was Vantage Energy Acquisition Corp. Class A, cutting an estimated $13.1M.
  • K2 Principal Fund fully exited Dominion Diamond Corporation in Q4 2017, selling an estimated $47M.
  • K2 Principal Fund's ten largest holdings make up 28% of its $1.38B portfolio in Q4 2017.
  • K2 Principal Fund opened 110 new positions and closed 142 in Q4 2017.
  • K2 Principal Fund's portfolio value fell 8.6% quarter-over-quarter to $1.38B.

Based on K2 Principal Fund's 13F filing for Q4 2017, filed 12 Feb 2018.