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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+6.02%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.2B
AUM Growth
+$146M
Cap. Flow
+$18.1M
Cap. Flow %
1.5%
Top 10 Hldgs %
29.56%
Holding
432
New
155
Increased
62
Reduced
58
Closed
138

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$22.3M
2
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
+$20M
3
CWEI
Clayton Williams Energy, Inc.
CWEI
+$17.5M
4
GSHTU
Gores Holdings II, Inc. Units
GSHTU
+$6.74M
5
DBD
Diebold Nixdorf Incorporated
DBD
+$6.32M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$31.4M
2
ACAS
American Capital Ltd
ACAS
+$25M
3
IOC
Interoil Corporation
IOC
+$14.6M
4
WCN
Waste Connections
WCN
+$13.6M
5
BAS
Basis Energy Services, Inc.
BAS
+$10.4M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Energy 5.43%
3 Communication Services 5.27%
4 Financials 4.83%
5 Materials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLC
401
DELISTED
Clarcor
CLC
– –
-26,850
Closed -$2.21M
LIOX
402
DELISTED
Lionbridge Technologies
LIOX
– –
-20,800
Closed -$121K
ELNK
403
DELISTED
EarthLink Holdings Corp.
ELNK
– –
-18,000
Closed -$102K
IOC
404
DELISTED
Interoil Corporation
IOC
– –
-305,993
Closed -$14.6M
NILE
405
DELISTED
Blue Nile, Inc.
NILE
– –
-8,065
Closed -$328K
WCIC
406
DELISTED
WCI Communities, Inc.
WCIC
– –
-30,500
Closed -$715K
TMH
407
DELISTED
Team Health Holdings Inc
TMH
– –
-84,663
Closed -$3.68M
APOL
408
DELISTED
Apollo Education Group Inc Class A
APOL
– –
-31,882
Closed -$316K
MEG
409
DELISTED
Media General, Inc
MEG
– –
-34,400
Closed -$648K
STJ
410
DELISTED
St Jude Medical
STJ
– –
-391,861
Closed -$31.4M
YELL
411
PUT
DELISTED
Yellow Corporation Common Stock
YELL
– –
-66,000
Closed -$876K
CY
412
PUT
DELISTED
Cypress Semiconductor
CY
– –
-100,000
Closed -$1.14M
BAS
413
CALL
DELISTED
Basis Energy Services, Inc.
BAS
– –
-10,000
Closed -$354K
BAS
414
DELISTED
Basis Energy Services, Inc.
BAS
– –
-293,033
Closed -$10.4M
BAS
415
PUT
DELISTED
Basis Energy Services, Inc.
BAS
– –
-44,500
Closed -$1.57M
SPLS
416
CALL
DELISTED
Staples Inc
SPLS
– –
-66,000
Closed -$597K
HRMNU
417
DELISTED
Harmony Merger Corp. Unit
HRMNU
– –
-600,000
Closed -$6.18M
KEY.PRG
418
DELISTED
KeyCorp Pfd
KEY.PRG
– –
-2,726
Closed -$368K
ACAS
419
DELISTED
American Capital Ltd
ACAS
– –
-1,395,078
Closed -$25M
KNGT
420
PUT
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
– –
-13,000
Closed -$430K
VG
421
DELISTED
Vonage Holdings Corporation
VG
– –
-13,098
Closed -$90K
DDC
422
CALL
DELISTED
Dominion Diamond Corporation
DDC
– –
-12,700
Closed -$123K
GCI
423
DELISTED
Gannett Co., Inc
GCI
– –
-29,186
Closed -$283K
AHPAU
424
DELISTED
Avista Healthcare Public Acquisition Corp.Units
AHPAU
– –
-350,000
Closed -$3.54M
MACQU
425
DELISTED
M I Acquisitions, Inc. Unit
MACQU
– –
-400,000
Closed -$4.06M
14 15 16
17
18

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K2 Principal Fund's Q1 2017 Portfolio in Review

As of Q1 2017, K2 Principal Fund held 432 positions worth $1.2B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund's Q1 2017 filing shows 155 new, 62 increased, 58 reduced and 138 closed positions. Its largest new stake was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M. The largest sale was St Jude Medical, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 7.6% a quarter earlier, followed by Energy and Communication Services.

  • K2 Principal Fund's largest Q1 2017 buy was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M.
  • K2 Principal Fund added most to Time Warner Inc in Q1 2017, an estimated $22.3M increase.
  • K2 Principal Fund's biggest Q1 2017 reduction was Cypress Semiconductor, cutting an estimated $7.44M.
  • K2 Principal Fund fully exited St Jude Medical in Q1 2017, selling an estimated $31.4M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.2B portfolio in Q1 2017.
  • K2 Principal Fund opened 155 new positions and closed 138 in Q1 2017.
  • K2 Principal Fund's portfolio value rose 14% quarter-over-quarter to $1.2B.

Based on K2 Principal Fund's 13F filing for Q1 2017, filed 11 May 2017.