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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$871M
AUM Growth
-$35.6M
Cap. Flow
-$72.1M
Cap. Flow %
-8.28%
Top 10 Hldgs %
31.88%
Holding
420
New
69
Increased
48
Reduced
66
Closed
133

Top Buys

Rank Stock Value
1
COOP
Mr. Cooper
COOP
+$24.3M
2
PMT
PennyMac Mortgage Investment
PMT
+$19.5M
3
SJT
San Juan Basin Royalty Trust
SJT
+$8.97M
4
SPRY icon
ARS Pharmaceuticals
SPRY
+$8.41M
5
TWO
Two Harbors Investment
TWO
+$6.57M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$52M
2
COIN icon
Coinbase
COIN
+$16M
3
SIVB
SVB Financial Group
SIVB
+$15.9M
4
CIXX
CI Financial Corp.
CIXX
+$11.9M
5
GME icon
GameStop
GME
+$11.8M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Real Estate 4.84%
3 Healthcare 4.77%
4 Consumer Discretionary 4.27%
5 Energy 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOAS
376
DELISTED
BOA Acquisition Corp.
BOAS
– –
-958,411
Closed -$9.38M
IMPX
377
DELISTED
AEA-Bridges Impact Corp
IMPX
– –
-400,000
Closed -$3.97M
ETAC
378
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
– –
-71,394
Closed -$713K
SAIL
379
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-18,844
Closed -$1.18M
NSR
380
DELISTED
Nomad Royalty Company Ltd.
NSR
– –
-218,600
Closed -$1.54M
GSV
381
DELISTED
Gold Standard Ventures Corp.
GSV
– –
-353,300
Closed -$111K
ACC
382
DELISTED
American Campus Communities, Inc.
ACC
– –
-53,309
Closed -$3.44M
MTOR
383
DELISTED
MERITOR, Inc.
MTOR
– –
-28,898
Closed -$1.05M
DSAC
384
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
– –
-342,258
Closed -$3.4M
GSAQW
385
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
– –
-622,014
Closed -$33K
PRPB
386
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
– –
-239,461
Closed -$2.39M
PRPB.WS
387
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
– –
-536,632
Closed -$247K
SAFM
388
CALL
DELISTED
Sanderson Farms Inc
SAFM
– –
-3,900
Closed -$841K
SAFM
389
DELISTED
Sanderson Farms Inc
SAFM
– –
-4,953
Closed -$1.07M
SREV
390
DELISTED
ServiceSource International, Inc.
SREV
– –
-513,276
Closed -$755K
PSB
391
DELISTED
PS Business Parks, Inc.
PSB
– –
-2,790
Closed -$522K
GLSPW
392
DELISTED
Global SPAC Partners Co. Warrants
GLSPW
– –
-219,102
Closed -$20K
GGGVR
393
DELISTED
G3 VRM Acquisition Corp. Rights
GGGVR
– –
-342,785
Closed -$27K
CDK
394
DELISTED
CDK Global, Inc.
CDK
– –
-23,825
Closed -$1.3M
PCOM
395
DELISTED
Points.com Inc. Common Shares
PCOM
– –
-89,647
Closed -$2.24M
SIVB
396
CALL
DELISTED
SVB Financial Group
SIVB
– –
-11,700
Closed -$4.62M
SIVB
397
DELISTED
SVB Financial Group
SIVB
– –
-40,159
Closed -$15.9M
SIVB
398
PUT
DELISTED
SVB Financial Group
SIVB
– –
-4,000
Closed -$1.58M
INTEW
399
DELISTED
Integral Acquisition Corporation 1 Warrants
INTEW
– –
-325,000
Closed -$42K
BOAC.WS
400
DELISTED
Bluescape Opportunities Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
BOAC.WS
– –
-488,558
Closed -$103K
13 14 15
16
17

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K2 Principal Fund's Q3 2022 Portfolio in Review

As of Q3 2022, K2 Principal Fund held 420 positions worth $871M, down 3.9% from $907M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

K2 Principal Fund withdrew a net $72.1M in Q3 2022, closing 133 positions and reducing 66 holdings. Its most notable exit was Tesla, an estimated $52M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 13% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, K2 Principal Fund opened a new position in Mr. Cooper worth $23.3M.

  • K2 Principal Fund's largest Q3 2022 buy was Mr. Cooper: 574,409 shares worth $23.3M.
  • K2 Principal Fund added most to San Juan Basin Royalty Trust in Q3 2022, an estimated $8.97M increase.
  • K2 Principal Fund's biggest Q3 2022 reduction was Coinbase, cutting an estimated $16M.
  • K2 Principal Fund fully exited Tesla in Q3 2022, selling an estimated $52M.
  • K2 Principal Fund's ten largest holdings make up 32% of its $871M portfolio in Q3 2022.
  • K2 Principal Fund opened 69 new positions and closed 133 in Q3 2022.
  • K2 Principal Fund's portfolio value fell 3.9% quarter-over-quarter to $871M.

Based on K2 Principal Fund's 13F filing for Q3 2022, filed 14 Nov 2022.