We are live on ! Find out more
KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.15%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.23B
AUM Growth
+$28.2M
Cap. Flow
-$167M
Cap. Flow %
-13.57%
Top 10 Hldgs %
30.38%
Holding
553
New
191
Increased
38
Reduced
38
Closed
238

Top Buys

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$88.5M
2
PFSI icon
PennyMac Financial
PFSI
+$40.7M
3
PMT
PennyMac Mortgage Investment
PMT
+$16M
4
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$16M
5
CHWAU
CHW Acquisition Corporation Unit
CHWAU
+$9.92M

Top Sells

Rank Stock Value
1
SKIN icon
SkinHealth Systems
SKIN
+$21.8M
2
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$15.1M
3
GACQU
Global Consumer Acquisition Corp. Unit
GACQU
+$12.2M
4
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$10.2M
5
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.78M

Sector Composition

Rank Sector Weight
1 Financials 18.24%
2 Real Estate 4.79%
3 Healthcare 4.26%
4 Technology 2.93%
5 Communication Services 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OTECU
376
DELISTED
OceanTech Acquisitions I Corp. Units
OTECU
– –
-300,000
Closed -$3M
NIRWW
377
CALL
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
– –
-405,789
Closed -$300K
PRPC
378
DELISTED
CC Neuberger Principal Holdings III
PRPC
– –
-231,965
Closed -$2.27M
PRPC.WS
379
CALL
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
– –
-271,847
Closed -$345K
AAC.WS
380
CALL
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
– –
-20,232
Closed -$25K
AAC
381
DELISTED
Ares Acquisition Corporation
AAC
– –
-115,290
Closed -$1.12M
TMPO
382
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
– –
-410,178
Closed -$4.08M
BOAC
383
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
– –
-890,955
Closed -$8.74M
SFR
384
DELISTED
Appreciate Holdings, Inc. Class A Common Stock
SFR
– –
-216,290
Closed -$2.11M
VHAQ.WS
385
CALL
DELISTED
Viveon Health Acquisition Corp. Warrants to purchase one-half of a share of common stock at a price of $11.50 per whole share
VHAQ.WS
– –
-870,447
Closed -$306K
FSNB
386
DELISTED
Fusion Acquisition Corp. II
FSNB
– –
-108,225
Closed -$1.05M
BTWN
387
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
– –
-50,000
Closed -$506K
FOCS
388
DELISTED
Focus Financial Partners Inc. Class A
FOCS
– –
-8,953
Closed -$457K
AGAC
389
DELISTED
African Gold Acquisition Corp
AGAC
– –
-100,083
Closed -$966K
SUNL
390
DELISTED
Sunlight Financial Holdings, Inc.
SUNL
– –
-12,497
Closed -$2.5M
CLBR.U
391
DELISTED
Colombier Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
CLBR.U
– –
-150,000
Closed -$1.49M
FMIV
392
DELISTED
Forum Merger IV Corporation Class A Common stock
FMIV
– –
-109,892
Closed -$1.07M
BBLN
393
DELISTED
Babylon Holdings Limited
BBLN
– –
-10,675
Closed -$2.64M
DOMA
394
DELISTED
Doma Holdings, Inc.
DOMA
– –
-18,220
Closed -$4.54M
JUGGU
395
DELISTED
Jaws Juggernaut Acquisition Corporation Unit
JUGGU
– –
-256,245
Closed -$2.58M
CYXT
396
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
– –
-198,880
Closed -$1.99M
SNRHW
397
CALL
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
– –
-225,885
Closed -$192K
PGRWW
398
CALL
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
– –
-50,187
Closed -$35K
PGRW
399
DELISTED
Progress Acquisition Corp. Class A Common Stock
PGRW
– –
-100,374
Closed -$977K
BRIVU
400
DELISTED
B. Riley Principal 250 Merger Corp. Units
BRIVU
– –
-400,000
Closed -$3.98M
14 15
16
17 18

Similar funds

KGI
Kopernik Global Investors Tampa, Florida $1.43B AUM 63.57% 1-Year Est. Return
SC
Styrax Capital New York $1.43B AUM 50.63% 1-Year Est. Return
WIM
Weitz Investment Management Omaha, Nebraska $1.43B AUM 0.51% 1-Year Est. Return
LCG
Luxor Capital Group New York $1.43B AUM 30.88% 1-Year Est. Return
CCM
Callodine Capital Management Boston, Massachusetts $1.43B AUM 8.74% 1-Year Est. Return
TS
Triglav Skladi Ljubljana, Slovenia $1.43B AUM 39.24% 1-Year Est. Return
SMA
Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return
SCA
Stonebridge Capital Advisors St Paul, Minnesota $1.43B AUM 21.98% 1-Year Est. Return

K2 Principal Fund's Q3 2021 Portfolio in Review

As of Q3 2021, K2 Principal Fund held 553 positions worth $1.23B, up 2.3% from $1.2B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund withdrew a net $167M in Q3 2021, closing 238 positions and reducing 38 holdings. Its most notable exit was CC Neuberger Principal Holdings II Class A Ordinary Shares, an estimated $15.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 15% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, K2 Principal Fund opened a new position in Perception Capital Corp. III Unit worth $15.9M.

  • K2 Principal Fund's largest Q3 2021 buy was Perception Capital Corp. III Unit: 1,600,000 shares worth $15.9M.
  • K2 Principal Fund added most to CI Financial Corp. in Q3 2021, an estimated $88.5M increase.
  • K2 Principal Fund's biggest Q3 2021 reduction was SkinHealth Systems, cutting an estimated $21.8M.
  • K2 Principal Fund fully exited CC Neuberger Principal Holdings II Class A Ordinary Shares in Q3 2021, selling an estimated $15.1M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.23B portfolio in Q3 2021.
  • K2 Principal Fund opened 191 new positions and closed 238 in Q3 2021.
  • K2 Principal Fund's portfolio value rose 2.3% quarter-over-quarter to $1.23B.

Based on K2 Principal Fund's 13F filing for Q3 2021, filed 12 Nov 2021.