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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.27B
AUM Growth
+$124M
Cap. Flow
-$50.2M
Cap. Flow %
-3.97%
Top 10 Hldgs %
32.68%
Holding
503
New
191
Increased
39
Reduced
29
Closed
203

Top Buys

Rank Stock Value
1
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$9.53M
2
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.94M
3
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
+$7.93M
4
VWE
Vintage Wine Estates, Inc. Common Stock
VWE
+$7.15M
5
MGLN
Magellan Health Services, Inc.
MGLN
+$5.69M

Top Sells

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$27M
2
PFSI icon
PennyMac Financial
PFSI
+$18.5M
3
LCID icon
Lucid Motors
LCID
+$13.2M
4
VHAQ.U
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
+$12.8M
5
NOACU
Natural Order Acquisition Corp. Unit
NOACU
+$10.9M

Sector Composition

Rank Sector Weight
1 Financials 10.19%
2 Healthcare 3.67%
3 Technology 2.91%
4 Real Estate 2.06%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTCVU
376
DELISTED
FinTech Acquisition Corp. V Unit
FTCVU
– –
-100,000
Closed -$1.07M
PTICU
377
DELISTED
PropTech Investment Corporation II Unit
PTICU
– –
-250,000
Closed -$2.66M
THCAW
378
CALL
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
– –
-496,756
Closed -$1.19M
NOACU
379
DELISTED
Natural Order Acquisition Corp. Unit
NOACU
– –
-1,009,066
Closed -$10.9M
TMPMU
380
DELISTED
Turmeric Acquisition Corp. Unit
TMPMU
– –
-12,883
Closed -$132K
IPOD
381
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
– –
-55,016
Closed -$753K
IPOF
382
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
– –
-557,345
Closed -$6.86M
AVAN.U
383
DELISTED
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
– –
-209,880
Closed -$2.27M
IPOF.WS
384
CALL
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
– –
-241,273
Closed -$789K
EQD
385
DELISTED
Equity Distribution Acquisition Corp.
EQD
– –
-199,587
Closed -$2.04M
ACKIU
386
DELISTED
Ackrell SPAC Partners I Co Units
ACKIU
– –
-250,000
Closed -$2.57M
RDBXW
387
CALL
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
– –
-177,300
Closed -$180K
EQD.WS
388
CALL
DELISTED
Equity Distribution Acquisition Corp. Warrants, each whole warrant exercisable for one share of Clas
EQD.WS
– –
-66,529
Closed -$119K
XPOA.WS
389
CALL
DELISTED
DPCM Capital, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at
XPOA.WS
– –
-154,954
Closed -$333K
PRPB.U
390
DELISTED
CC Neuberger Principal Holdings II
PRPB.U
– –
-898,000
Closed -$9.68M
GLAQU
391
DELISTED
Globis Acquisition Corp. Unit
GLAQU
– –
-800,000
Closed -$8.22M
ECOLW
392
CALL
DELISTED
US Ecology, Inc. Warrant
ECOLW
– –
-111,720
Closed -$770K
MACUU
393
DELISTED
Mallard Acquisition Corp. Unit
MACUU
– –
-481,820
Closed -$5.09M
ALACW
394
CALL
DELISTED
Alberton Acquisition Corp Warrant
ALACW
– –
-28,678
Closed -$34K
ALACR
395
CALL
DELISTED
Alberton Acquisition Corp Rights
ALACR
– –
-64,634
Closed -$48K
MOTV.U
396
DELISTED
Motive Capital Corp Units, each consisting of one Class A ordinary share, and one-third of one redee
MOTV.U
– –
-250,000
Closed -$2.63M
SCVX.U
397
DELISTED
SCVX Corp. Units, each consisting of one Class A ordinary share, $0.0001 par value per share, and on
SCVX.U
– –
-77,425
Closed -$890K
SCVX.WS
398
CALL
DELISTED
SCVX Corp.
SCVX.WS
– –
-212,427
Closed -$361K
CYXTW
399
CALL
DELISTED
Cyxtera Technologies, Inc. Warrant
CYXTW
– –
-15,962
Closed -$31K
DBDRU
400
DELISTED
Roman DBDR Tech Acquisition Corp. Unit
DBDRU
– –
-500,000
Closed -$5.2M
14 15
16
17 18

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K2 Principal Fund's Q1 2021 Portfolio in Review

As of Q1 2021, K2 Principal Fund held 503 positions worth $1.27B, up 11% from $1.14B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

K2 Principal Fund withdrew a net $50.2M in Q1 2021, closing 203 positions and reducing 29 holdings. Its most notable exit was Lucid Motors, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Healthcare and Technology.

Against the trend, K2 Principal Fund opened a new position in CC Neuberger Principal Holdings II Class A Ordinary Shares worth $8.96M.

  • K2 Principal Fund's largest Q1 2021 buy was CC Neuberger Principal Holdings II Class A Ordinary Shares: 909,258 shares worth $8.96M.
  • K2 Principal Fund added most to Varian Medical Systems, Inc. in Q1 2021, an estimated $5.13M increase.
  • K2 Principal Fund's biggest Q1 2021 reduction was CI Financial Corp., cutting an estimated $27M.
  • K2 Principal Fund fully exited Lucid Motors in Q1 2021, selling an estimated $13.2M.
  • K2 Principal Fund's ten largest holdings make up 33% of its $1.27B portfolio in Q1 2021.
  • K2 Principal Fund opened 191 new positions and closed 203 in Q1 2021.
  • K2 Principal Fund's portfolio value rose 11% quarter-over-quarter to $1.27B.

Based on K2 Principal Fund's 13F filing for Q1 2021, filed 14 May 2021.