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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+6.02%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.2B
AUM Growth
+$146M
Cap. Flow
+$18.1M
Cap. Flow %
1.5%
Top 10 Hldgs %
29.56%
Holding
432
New
155
Increased
62
Reduced
58
Closed
138

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$22.3M
2
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
+$20M
3
CWEI
Clayton Williams Energy, Inc.
CWEI
+$17.5M
4
GSHTU
Gores Holdings II, Inc. Units
GSHTU
+$6.74M
5
DBD
Diebold Nixdorf Incorporated
DBD
+$6.32M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$31.4M
2
ACAS
American Capital Ltd
ACAS
+$25M
3
IOC
Interoil Corporation
IOC
+$14.6M
4
WCN
Waste Connections
WCN
+$13.6M
5
BAS
Basis Energy Services, Inc.
BAS
+$10.4M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Energy 5.43%
3 Communication Services 5.27%
4 Financials 4.83%
5 Materials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSKE
376
DELISTED
Daseke, Inc. Common Stock
DSKE
– –
-113,172
Closed -$1.14M
VMW
377
DELISTED
VMware, Inc
VMW
– –
-19,460
Closed -$1.71M
TWNK
378
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
-180,000
Closed -$315K
INFO
379
CALL
DELISTED
IHS Markit Ltd. Common Shares
INFO
– –
-10,000
Closed -$354K
INFO
380
PUT
DELISTED
IHS Markit Ltd. Common Shares
INFO
– –
-10,000
Closed -$354K
TRIL
381
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-16,239
Closed -$92K
AXAS
382
DELISTED
Abraxas Petroleum Corp
AXAS
– –
-7,500
Closed -$386K
AMTD
383
CALL
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-21,000
Closed -$916K
AGN
384
CALL
DELISTED
Allergan plc
AGN
– –
-10,000
Closed -$2.1M
PEGI
385
CALL
DELISTED
Pattern Energy Group Inc. Class A
PEGI
– –
-14,400
Closed -$273K
PEGI
386
PUT
DELISTED
Pattern Energy Group Inc. Class A
PEGI
– –
-20,000
Closed -$380K
BID
387
PUT
DELISTED
Sotheby's
BID
– –
-14,000
Closed -$558K
HZNP
388
CALL
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-62,000
Closed -$1M
SCACU
389
DELISTED
Saban Capital Acquisition Corp. Units
SCACU
– –
-450,000
Closed -$4.68M
NXEO
390
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
– –
-248,817
Closed -$174K
GTYHU
391
DELISTED
GTY Technology Holdings, Inc. Units
GTYHU
– –
-377,260
Closed -$3.96M
ESRX
392
CALL
DELISTED
Express Scripts Holding Company
ESRX
– –
-10,200
Closed -$702K
ESRX
393
DELISTED
Express Scripts Holding Company
ESRX
– –
-10,679
Closed -$735K
PAY
394
CALL
DELISTED
Verifone Systems Inc
PAY
– –
-38,300
Closed -$679K
POT
395
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-55,729
Closed -$1.01M
AGU
396
DELISTED
Agrium
AGU
– –
-49,958
Closed -$5.02M
CAB
397
DELISTED
Cabela's Inc
CAB
– –
-16,958
Closed -$993K
GK
398
DELISTED
G&K Services Inc
GK
– –
-2,554
Closed -$246K
PACE
399
DELISTED
Pace Holdings Corp. Class A Ordinary Shares
PACE
– –
-101,500
Closed -$1.03M
PACEW
400
DELISTED
Pace Holdings Corp. Warrants
PACEW
– –
-134,000
Closed -$80K
14 15
16
17 18

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K2 Principal Fund's Q1 2017 Portfolio in Review

As of Q1 2017, K2 Principal Fund held 432 positions worth $1.2B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund's Q1 2017 filing shows 155 new, 62 increased, 58 reduced and 138 closed positions. Its largest new stake was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M. The largest sale was St Jude Medical, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 7.6% a quarter earlier, followed by Energy and Communication Services.

  • K2 Principal Fund's largest Q1 2017 buy was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M.
  • K2 Principal Fund added most to Time Warner Inc in Q1 2017, an estimated $22.3M increase.
  • K2 Principal Fund's biggest Q1 2017 reduction was Cypress Semiconductor, cutting an estimated $7.44M.
  • K2 Principal Fund fully exited St Jude Medical in Q1 2017, selling an estimated $31.4M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.2B portfolio in Q1 2017.
  • K2 Principal Fund opened 155 new positions and closed 138 in Q1 2017.
  • K2 Principal Fund's portfolio value rose 14% quarter-over-quarter to $1.2B.

Based on K2 Principal Fund's 13F filing for Q1 2017, filed 11 May 2017.