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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.06B
AUM Growth
+$167M
Cap. Flow
+$260M
Cap. Flow %
24.54%
Top 10 Hldgs %
29%
Holding
408
New
131
Increased
67
Reduced
52
Closed
131

Top Buys

Rank Stock Value
1
BAS
Basis Energy Services, Inc.
BAS
+$79.6M
2
STJ
St Jude Medical
STJ
+$20.8M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$18.4M
4
DDC
Dominion Diamond Corporation
DDC
+$17.6M
5
IOC
Interoil Corporation
IOC
+$14.9M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$16M
2
IM
Ingram Micro
IM
+$13.4M
3
LNKD
LinkedIn Corporation
LNKD
+$12.4M
4
VAL
Valspar
VAL
+$11.8M
5
CYNA
CYNAPSUS THERAPEUTICS INC COM PAR NO PAR (CANADA)
CYNA
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 7.55%
2 Energy 7.06%
3 Healthcare 5.35%
4 Financials 4.13%
5 Materials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEGR
376
DELISTED
Aegerion Pharmaceuticals
AEGR
– –
-124,454
Closed -$370K
QLTI
377
DELISTED
QLT Inc
QLTI
– –
-1,402,302
Closed -$2.89M
APIC
378
DELISTED
Apigee Corporation Common Stock
APIC
– –
-299,229
Closed -$5.21M
AVG
379
DELISTED
AVG Technologies N.V.
AVG
– –
-9,403
Closed -$235K
BLOX
380
DELISTED
Infoblox Inc
BLOX
– –
-60,000
Closed -$1.58M
FLTX
381
DELISTED
Fleetmatics Group PLC
FLTX
– –
-18,876
Closed -$1.13M
N
382
DELISTED
Netsuite Inc
N
– –
-27,500
Closed -$3.04M
N
383
PUT
DELISTED
Netsuite Inc
N
– –
-6,500
Closed -$719K
RAX
384
DELISTED
Rackspace Hosting Inc
RAX
– –
-52,000
Closed -$1.65M
GRSHW
385
DELISTED
Gores Holdings, Inc. Warrants
GRSHW
– –
-160,000
Closed -$192K
VTAE
386
DELISTED
VITAE PHARMACEUTICALS INC COMMON STOCK
VTAE
– –
-208,608
Closed -$4.36M
CYNA
387
DELISTED
CYNAPSUS THERAPEUTICS INC COM PAR NO PAR (CANADA)
CYNA
– –
-286,023
Closed -$11.5M
PGND
388
DELISTED
PRESS GANEY HOLDINGS INC COM STK (DE)
PGND
– –
-73,359
Closed -$2.96M
ITC
389
DELISTED
ITC HOLDINGS CORP
ITC
– –
-30,000
Closed -$1.39M
SKUL
390
DELISTED
SKULLCANDY INC
SKUL
– –
-207,296
Closed -$1.31M
CY
391
CALL
DELISTED
Cypress Semiconductor
CY
– –
-252,600
Closed -$3.07M
STLRU
392
DELISTED
Stellar Acquisition III Inc. Units
STLRU
– –
-32,000
Closed -$319K
BOBE
393
DELISTED
Bob Evans Farms, Inc.
BOBE
– –
-5,800
Closed -$222K
FDML
394
DELISTED
Federal-Mogul Holdings Corporation
FDML
– –
-25,000
Closed -$240K
CKEC
395
DELISTED
Carmike Cinemas Inc
CKEC
– –
-60,010
Closed -$1.96M
LNKD
396
DELISTED
LinkedIn Corporation
LNKD
– –
-64,732
Closed -$12.4M
LXK
397
DELISTED
Lexmark Intl Inc
LXK
– –
-115,982
Closed -$4.63M
SCTY
398
DELISTED
SolarCity Corporation
SCTY
– –
-68,533
Closed -$1.34M
RPTP
399
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
– –
-10,000
Closed -$90K
HTCH
400
DELISTED
HUTCHINSON TECHNOLOGY INC
HTCH
– –
-26,629
Closed -$106K
12 13 14 15
16

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K2 Principal Fund's Q4 2016 Portfolio in Review

As of Q4 2016, K2 Principal Fund held 408 positions worth $1.06B, up 19% from $892M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

K2 Principal Fund deployed $260M of net new capital in Q4 2016, opening 131 new positions and adding to 67 existing holdings. Its largest new stake was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, down from 11% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Valspar, an estimated $11.8M trimmed.

  • K2 Principal Fund's largest Q4 2016 buy was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.
  • K2 Principal Fund added most to St Jude Medical in Q4 2016, an estimated $20.8M increase.
  • K2 Principal Fund's biggest Q4 2016 reduction was Valspar, cutting an estimated $11.8M.
  • K2 Principal Fund fully exited Alphabet (Google) Class C in Q4 2016, selling an estimated $16M.
  • K2 Principal Fund's ten largest holdings make up 29% of its $1.06B portfolio in Q4 2016.
  • K2 Principal Fund opened 131 new positions and closed 131 in Q4 2016.
  • K2 Principal Fund's portfolio value rose 19% quarter-over-quarter to $1.06B.

Based on K2 Principal Fund's 13F filing for Q4 2016, filed 15 Feb 2017.