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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$871M
AUM Growth
-$35.6M
Cap. Flow
-$72.1M
Cap. Flow %
-8.28%
Top 10 Hldgs %
31.88%
Holding
420
New
69
Increased
48
Reduced
66
Closed
133

Top Buys

Rank Stock Value
1
COOP
Mr. Cooper
COOP
+$24.3M
2
PMT
PennyMac Mortgage Investment
PMT
+$19.5M
3
SJT
San Juan Basin Royalty Trust
SJT
+$8.97M
4
SPRY icon
ARS Pharmaceuticals
SPRY
+$8.41M
5
TWO
Two Harbors Investment
TWO
+$6.57M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$52M
2
COIN icon
Coinbase
COIN
+$16M
3
SIVB
SVB Financial Group
SIVB
+$15.9M
4
CIXX
CI Financial Corp.
CIXX
+$11.9M
5
GME icon
GameStop
GME
+$11.8M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Real Estate 4.84%
3 Healthcare 4.77%
4 Consumer Discretionary 4.27%
5 Energy 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIX
351
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-35,900
Closed -$779K
RWODU
352
DELISTED
Redwoods Acquisition Corp. Unit
RWODU
– –
-394,799
Closed -$3.95M
FAZE
353
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
– –
-685,877
Closed -$6.83M
OTECW
354
DELISTED
OceanTech Acquisitions I Corp. Warrant
OTECW
– –
-50,000
Closed -$5K
TBCPW
355
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
– –
-351,922
Closed -$75K
CCVI.WS
356
DELISTED
Churchill Capital Corp VI Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCVI.WS
– –
-79,155
Closed -$27K
NFNT.WS
357
DELISTED
Infinite Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
NFNT.WS
– –
-44,042
Closed -$11K
FOCS
358
DELISTED
Focus Financial Partners Inc. Class A
FOCS
– –
-52,916
Closed -$2.02M
ENTFW
359
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Warrant
ENTFW
– –
-149,900
Closed -$25K
DNAD
360
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
– –
-99,910
Closed -$970K
DNAB
361
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
– –
-96,319
Closed -$936K
IQMDW
362
DELISTED
Intelligent Medicine Acquisition Corp. Warrant
IQMDW
– –
-98,684
Closed -$13K
FTPAW
363
DELISTED
FTAC Parnassus Acquisition Corp. Warrant
FTPAW
– –
-231,028
Closed -$23K
HERAW
364
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
– –
-100,000
Closed -$24K
PKBOW
365
DELISTED
Peak Bio, Inc. Warrant
PKBOW
– –
-441,409
Closed -$66K
LJAQ
366
DELISTED
LightJump Acquisition Corporation Common Stock
LJAQ
– –
-175,000
Closed -$1.75M
GIIXW
367
DELISTED
Gores Holdings VIII, Inc. Warrant
GIIXW
– –
-337,835
Closed -$191K
POND
368
DELISTED
Angel Pond Holdings Corporation
POND
– –
-250,000
Closed -$2.44M
GSEVW
369
DELISTED
Gores Holdings VII, Inc. Warrant
GSEVW
– –
-427,114
Closed -$196K
GTPAW
370
DELISTED
Gores Technology Partners, Inc. Warrant
GTPAW
– –
-96,059
Closed -$20K
CLRMW
371
DELISTED
Clarim Acquisition Corp. Warrant
CLRMW
– –
-193,018
Closed -$21K
USWS
372
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
– –
-30,342
Closed -$171K
HWKZ.WS
373
DELISTED
Hawks Acquisition Corp Public warrants, each whole public warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
HWKZ.WS
– –
-740,000
Closed -$118K
PICC.WS
374
DELISTED
Pivotal Investment Corporation III Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
PICC.WS
$0 ﹤0.01%
11,474
– –
TWTR
375
PUT
DELISTED
Twitter, Inc.
TWTR
– –
-90,000
Closed -$3.37M
13 14
15
16 17

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K2 Principal Fund's Q3 2022 Portfolio in Review

As of Q3 2022, K2 Principal Fund held 420 positions worth $871M, down 3.9% from $907M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

K2 Principal Fund withdrew a net $72.1M in Q3 2022, closing 133 positions and reducing 66 holdings. Its most notable exit was Tesla, an estimated $52M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 13% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, K2 Principal Fund opened a new position in Mr. Cooper worth $23.3M.

  • K2 Principal Fund's largest Q3 2022 buy was Mr. Cooper: 574,409 shares worth $23.3M.
  • K2 Principal Fund added most to San Juan Basin Royalty Trust in Q3 2022, an estimated $8.97M increase.
  • K2 Principal Fund's biggest Q3 2022 reduction was Coinbase, cutting an estimated $16M.
  • K2 Principal Fund fully exited Tesla in Q3 2022, selling an estimated $52M.
  • K2 Principal Fund's ten largest holdings make up 32% of its $871M portfolio in Q3 2022.
  • K2 Principal Fund opened 69 new positions and closed 133 in Q3 2022.
  • K2 Principal Fund's portfolio value fell 3.9% quarter-over-quarter to $871M.

Based on K2 Principal Fund's 13F filing for Q3 2022, filed 14 Nov 2022.