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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.15%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.23B
AUM Growth
+$28.2M
Cap. Flow
-$167M
Cap. Flow %
-13.57%
Top 10 Hldgs %
30.38%
Holding
553
New
191
Increased
38
Reduced
38
Closed
238

Top Buys

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$88.5M
2
PFSI icon
PennyMac Financial
PFSI
+$40.7M
3
PMT
PennyMac Mortgage Investment
PMT
+$16M
4
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$16M
5
CHWAU
CHW Acquisition Corporation Unit
CHWAU
+$9.92M

Top Sells

Rank Stock Value
1
SKIN icon
SkinHealth Systems
SKIN
+$21.8M
2
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$15.1M
3
GACQU
Global Consumer Acquisition Corp. Unit
GACQU
+$12.2M
4
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$10.2M
5
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.78M

Sector Composition

Rank Sector Weight
1 Financials 18.24%
2 Real Estate 4.79%
3 Healthcare 4.26%
4 Technology 2.93%
5 Communication Services 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNAXW
351
CALL
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
– –
-509,585
Closed -$637K
MMVWW
352
CALL
DELISTED
MultiMetaVerse Holdings Limited Warrant
MMVWW
– –
-105,506
Closed -$53K
MMV
353
DELISTED
MultiMetaVerse Holdings Limited Class A Ordinary Share
MMV
– –
-198,253
Closed -$1.96M
BROGW
354
CALL
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
– –
-779,330
Closed -$390K
LEV
355
DELISTED
The Lion Electric Company
LEV
– –
-182,000
Closed -$3.36M
THCPU
356
DELISTED
Thunder Bridge Capital Partners IV, Inc. Unit
THCPU
– –
-200,000
Closed -$1.99M
MAQC
357
DELISTED
Maquia Capital Acquisition Corporation Class A Common Stock
MAQC
– –
-118,620
Closed -$1.17M
MAQCW
358
CALL
DELISTED
Maquia Capital Acquisition Corporation Warrant
MAQCW
– –
-315,000
Closed -$167K
MAQCU
359
DELISTED
Maquia Capital Acquisition Corporation Unit
MAQCU
– –
-539,452
Closed -$5.46M
SHPW
360
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
– –
-35,459
Closed -$2.84M
BREZR
361
CALL
DELISTED
Breeze Holdings Acquisition Corp. Right
BREZR
– –
-41,236
Closed -$10K
BREZ
362
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
– –
-50,000
Closed -$502K
ACBA
363
DELISTED
Ace Global Business Acquisition Ltd
ACBA
– –
-160,000
Closed -$1.61M
ACBAW
364
CALL
DELISTED
Ace Global Business Acquisition Ltd Warrant
ACBAW
– –
-210,932
Closed -$104K
PUCK
365
DELISTED
Goal Acquisitions Corp. Common Stock
PUCK
– –
-96,323
Closed -$929K
PUCKW
366
CALL
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
– –
-661,973
Closed -$424K
MBTCR
367
CALL
DELISTED
Nocturne Acquisition Corporation Right
MBTCR
– –
-802,226
Closed -$305K
MBTC
368
DELISTED
Nocturne Acquisition Corporation Ordinary Shares
MBTC
– –
-441,131
Closed -$4.35M
MCAFU
369
DELISTED
Mountain Crest Acquisition Corp. IV Unit
MCAFU
– –
-245,000
Closed -$2.43M
ROSS.WS
370
CALL
DELISTED
Ross Acquisition Corp II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
ROSS.WS
– –
-16,666
Closed -$16K
SPLK
371
CALL
DELISTED
Splunk Inc
SPLK
– –
-10,000
Closed -$1.45M
ROSS
372
DELISTED
Ross Acquisition Corp II
ROSS
– –
-49,998
Closed -$485K
EAC
373
DELISTED
Edify Acquisition Corp. Class A Common Stock
EAC
– –
-100,000
Closed -$966K
FAZEW
374
CALL
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
– –
-399,523
Closed -$479K
VHAQ.RT
375
CALL
DELISTED
Viveon Health Acquisition Corp. Rights, each exchangeable into one-twentieth of a share of Common Stock
VHAQ.RT
– –
-1,041,509
Closed -$281K
13 14
15
16 17

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K2 Principal Fund's Q3 2021 Portfolio in Review

As of Q3 2021, K2 Principal Fund held 553 positions worth $1.23B, up 2.3% from $1.2B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund withdrew a net $167M in Q3 2021, closing 238 positions and reducing 38 holdings. Its most notable exit was CC Neuberger Principal Holdings II Class A Ordinary Shares, an estimated $15.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 15% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, K2 Principal Fund opened a new position in Perception Capital Corp. III Unit worth $15.9M.

  • K2 Principal Fund's largest Q3 2021 buy was Perception Capital Corp. III Unit: 1,600,000 shares worth $15.9M.
  • K2 Principal Fund added most to CI Financial Corp. in Q3 2021, an estimated $88.5M increase.
  • K2 Principal Fund's biggest Q3 2021 reduction was SkinHealth Systems, cutting an estimated $21.8M.
  • K2 Principal Fund fully exited CC Neuberger Principal Holdings II Class A Ordinary Shares in Q3 2021, selling an estimated $15.1M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.23B portfolio in Q3 2021.
  • K2 Principal Fund opened 191 new positions and closed 238 in Q3 2021.
  • K2 Principal Fund's portfolio value rose 2.3% quarter-over-quarter to $1.23B.

Based on K2 Principal Fund's 13F filing for Q3 2021, filed 12 Nov 2021.