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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.27B
AUM Growth
+$124M
Cap. Flow
-$50.2M
Cap. Flow %
-3.97%
Top 10 Hldgs %
32.68%
Holding
503
New
191
Increased
39
Reduced
29
Closed
203

Top Buys

Rank Stock Value
1
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$9.53M
2
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.94M
3
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
+$7.93M
4
VWE
Vintage Wine Estates, Inc. Common Stock
VWE
+$7.15M
5
MGLN
Magellan Health Services, Inc.
MGLN
+$5.69M

Top Sells

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$27M
2
PFSI icon
PennyMac Financial
PFSI
+$18.5M
3
LCID icon
Lucid Motors
LCID
+$13.2M
4
VHAQ.U
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
+$12.8M
5
NOACU
Natural Order Acquisition Corp. Unit
NOACU
+$10.9M

Sector Composition

Rank Sector Weight
1 Financials 10.19%
2 Healthcare 3.67%
3 Technology 2.91%
4 Real Estate 2.06%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BROGW
351
CALL
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
– –
-1,230,040
Closed -$763K
COOLU
352
DELISTED
Corner Growth Acquisition Corp. Unit
COOLU
– –
-300,000
Closed -$3.13M
VIEWW
353
CALL
DELISTED
View, Inc. Warrant
VIEWW
– –
-99,948
Closed -$241K
CBAY
354
DELISTED
Cymabay Therapeutics
CBAY
– –
-71,862
Closed -$412K
ALTUU
355
DELISTED
Altitude Acquisition Corp Unit
ALTUU
– –
-299,950
Closed -$3.1M
VHAQ.U
356
DELISTED
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
– –
-1,250,000
Closed -$12.8M
LVOXW
357
CALL
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
– –
-14,100
Closed -$21K
MCOMW
358
CALL
DELISTED
micromobility.com Inc. Warrant
MCOMW
– –
-63,161
Closed -$46K
VIIAU
359
DELISTED
7GC & Co Holdings Unit
VIIAU
– –
-300,000
Closed -$3.17M
CFIVU
360
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
– –
-500,000
Closed -$5.14M
MDNA
361
DELISTED
Medicenna Therapeutics Corp. Common Shares
MDNA
– –
-10,167
Closed -$60K
BKI
362
PUT
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-30,000
Closed -$2.65M
GFX.U
363
DELISTED
Golden Falcon Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
GFX.U
– –
-250,000
Closed -$2.6M
BWACU
364
DELISTED
Better World Acquisition Corp. Unit
BWACU
– –
-192,600
Closed -$2.13M
CYXT
365
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
– –
-199,314
Closed -$2.06M
SNRHU
366
DELISTED
Senior Connect Acquisition Corp. I Unit
SNRHU
– –
-300,000
Closed -$3.09M
PHGE.WS
367
CALL
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
– –
-152,106
Closed -$122K
HZON.U
368
DELISTED
Horizon Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HZON.U
– –
-400,000
Closed -$4.3M
FPAC.U
369
DELISTED
Far Peak Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
FPAC.U
– –
-236,200
Closed -$2.44M
HPX.WS
370
CALL
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
– –
-261,783
Closed -$280K
DS
371
DELISTED
Drive Shack Inc.
DS
– –
-589,916
Closed -$1.4M
HCARU
372
DELISTED
Healthcare Services Acquisition Corporation Unit
HCARU
– –
-700,000
Closed -$7.15M
IIIIU
373
DELISTED
INSU Acquisition Corp. III Unit
IIIIU
– –
-100,000
Closed -$1.06M
CND.U
374
DELISTED
Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CND.U
– –
-100,000
Closed -$1.03M
LOTZ
375
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
– –
-80,316
Closed -$900K
13 14
15
16 17

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K2 Principal Fund's Q1 2021 Portfolio in Review

As of Q1 2021, K2 Principal Fund held 503 positions worth $1.27B, up 11% from $1.14B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

K2 Principal Fund withdrew a net $50.2M in Q1 2021, closing 203 positions and reducing 29 holdings. Its most notable exit was Lucid Motors, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Healthcare and Technology.

Against the trend, K2 Principal Fund opened a new position in CC Neuberger Principal Holdings II Class A Ordinary Shares worth $8.96M.

  • K2 Principal Fund's largest Q1 2021 buy was CC Neuberger Principal Holdings II Class A Ordinary Shares: 909,258 shares worth $8.96M.
  • K2 Principal Fund added most to Varian Medical Systems, Inc. in Q1 2021, an estimated $5.13M increase.
  • K2 Principal Fund's biggest Q1 2021 reduction was CI Financial Corp., cutting an estimated $27M.
  • K2 Principal Fund fully exited Lucid Motors in Q1 2021, selling an estimated $13.2M.
  • K2 Principal Fund's ten largest holdings make up 33% of its $1.27B portfolio in Q1 2021.
  • K2 Principal Fund opened 191 new positions and closed 203 in Q1 2021.
  • K2 Principal Fund's portfolio value rose 11% quarter-over-quarter to $1.27B.

Based on K2 Principal Fund's 13F filing for Q1 2021, filed 14 May 2021.