KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+2.68%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$767M
AUM Growth
-$57.8M
Cap. Flow
-$126M
Cap. Flow %
-16.46%
Top 10 Hldgs %
36.24%
Holding
380
New
77
Increased
42
Reduced
46
Closed
97

Top Buys

1
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
$12M
2
ACEL icon
Accel Entertainment
ACEL
$11.8M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
$11.4M
4
DGI
DigitalGlobe Inc.
DGI
$10.6M
5
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$9.87M

Top Sells

1
MBLY
Mobileye N.V.
MBLY
$21.1M
2
NEXT icon
NextDecade
NEXT
$14.5M
3
WOOF
VCA Inc.
WOOF
$13M
4
TPGH.U
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
$12.3M
5
ELOS
Syneron Medical Ltd
ELOS
$12.1M

Sector Composition

1 Technology 20.63%
2 Communication Services 17.73%
3 Energy 11.33%
4 Materials 9.11%
5 Financials 7.92%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CLR
351
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
0
– –
TWTR
352
DELISTED
Twitter, Inc.
TWTR
– –
-30,000
Closed -$536K
MNDT
353
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
0
– –
XELA
354
DELISTED
Exela Technologies, Inc. Common Stock
XELA
– –
-17
Closed -$2.07M
XLNX
355
DELISTED
Xilinx Inc
XLNX
– –
0
– –
TRIL
356
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-60,013
Closed -$264K
MXIM
357
DELISTED
Maxim Integrated Products
MXIM
– –
0
– –
CLGX
358
DELISTED
Corelogic, Inc.
CLGX
– –
0
– –
PE
359
DELISTED
PARSLEY ENERGY INC
PE
– –
0
– –
KBLMR
360
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
– –
-508,600
Closed -$178K
MNK
361
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-30,000
Closed -$1.34M
FG
362
DELISTED
FGL Holdings Ordinary Shares
FG
– –
-104,582
Closed -$1.18M
PEGI
363
DELISTED
Pattern Energy Group Inc. Class A
PEGI
– –
-17,554
Closed -$418K
TPGH.U
364
DELISTED
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
– –
-1,200,000
Closed -$12.3M
NVLN
365
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
– –
0
– –
CNACU
366
DELISTED
Constellation Alpha Capital Corp. Unit
CNACU
– –
-500,000
Closed -$5.07M
LEXEA
367
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
– –
-5,967
Closed -$322K
BCACU
368
DELISTED
Bison Capital Acquisition Corp. Unit
BCACU
– –
-185,000
Closed -$1.89M
ELLI
369
DELISTED
Ellie Mae Inc
ELLI
– –
0
– –
TFCFA
370
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
0
– –
OCLR
371
DELISTED
Oclaro Inc.
OCLR
– –
0
– –
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