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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+6.02%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.2B
AUM Growth
+$146M
Cap. Flow
+$18.1M
Cap. Flow %
1.5%
Top 10 Hldgs %
29.56%
Holding
432
New
155
Increased
62
Reduced
58
Closed
138

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$22.3M
2
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
+$20M
3
CWEI
Clayton Williams Energy, Inc.
CWEI
+$17.5M
4
GSHTU
Gores Holdings II, Inc. Units
GSHTU
+$6.74M
5
DBD
Diebold Nixdorf Incorporated
DBD
+$6.32M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$31.4M
2
ACAS
American Capital Ltd
ACAS
+$25M
3
IOC
Interoil Corporation
IOC
+$14.6M
4
WCN
Waste Connections
WCN
+$13.6M
5
BAS
Basis Energy Services, Inc.
BAS
+$10.4M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Energy 5.43%
3 Communication Services 5.27%
4 Financials 4.83%
5 Materials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QSR icon
351
CALL
Restaurant Brands International
QSR
$25.1B
– –
-18,000
Closed -$858K
QUAD icon
352
CALL
Quad
QUAD
$430M
– –
-10,300
Closed -$277K
RNG icon
353
PUT
RingCentral
RNG
$4.05B
– –
-11,100
Closed -$229K
RRC icon
354
Range Resources
RRC
$9.11B
– –
-55,000
Closed -$1.89M
RRGB icon
355
CALL
Red Robin
RRGB
$134M
– –
-38,000
Closed -$2.14M
SAND
356
PUT
DELISTED
Sandstorm Gold
SAND
– –
-33,000
Closed -$129K
SLG icon
357
CALL
SL Green Realty
SLG
$3.88B
– –
-17,561
Closed -$1.83M
TLT icon
358
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
– –
-75,000
Closed -$8.94M
TLT icon
359
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
– –
-125,000
Closed -$14.9M
TNA icon
360
PUT
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.34B
– –
-66,000
Closed -$3.34M
TRIP icon
361
CALL
TripAdvisor
TRIP
$1.59B
– –
-10,000
Closed -$464K
TRP icon
362
TC Energy
TRP
$73.5B
– –
-120,600
Closed -$5.45M
TRP icon
363
PUT
TC Energy
TRP
$73.5B
– –
-215,300
Closed -$9.72M
VTRS icon
364
PUT
Viatris
VTRS
$20.1B
– –
-190,000
Closed -$7.25M
VWO icon
365
Vanguard FTSE Emerging Markets ETF
VWO
$119B
– –
-58,400
Closed -$2.09M
VWO icon
366
PUT
Vanguard FTSE Emerging Markets ETF
VWO
$119B
– –
-54,000
Closed -$1.93M
WCN
367
CALL
Waste Connections
WCN
$42.8B
– –
-7,500
Closed -$393K
WCN
368
Waste Connections
WCN
$42.8B
– –
-260,046
Closed -$13.6M
WCN
369
PUT
Waste Connections
WCN
$42.8B
– –
-9,750
Closed -$511K
WFC icon
370
PUT
Wells Fargo
WFC
$261B
– –
-185,000
Closed -$10.2M
WM icon
371
CALL
Waste Management
WM
$95.9B
– –
-7,000
Closed -$496K
WPM icon
372
Wheaton Precious Metals
WPM
$50.6B
– –
-22,292
Closed -$463K
WPRT
373
Westport Fuel Systems
WPRT
$36.5M
– –
-4,668
Closed -$53K
XLRE icon
374
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
– –
-10,825
Closed -$333K
SWN
375
DELISTED
Southwestern Energy Company
SWN
– –
-140,000
Closed -$1.51M
13 14
15
16 17

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K2 Principal Fund's Q1 2017 Portfolio in Review

As of Q1 2017, K2 Principal Fund held 432 positions worth $1.2B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund's Q1 2017 filing shows 155 new, 62 increased, 58 reduced and 138 closed positions. Its largest new stake was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M. The largest sale was St Jude Medical, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 7.6% a quarter earlier, followed by Energy and Communication Services.

  • K2 Principal Fund's largest Q1 2017 buy was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M.
  • K2 Principal Fund added most to Time Warner Inc in Q1 2017, an estimated $22.3M increase.
  • K2 Principal Fund's biggest Q1 2017 reduction was Cypress Semiconductor, cutting an estimated $7.44M.
  • K2 Principal Fund fully exited St Jude Medical in Q1 2017, selling an estimated $31.4M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.2B portfolio in Q1 2017.
  • K2 Principal Fund opened 155 new positions and closed 138 in Q1 2017.
  • K2 Principal Fund's portfolio value rose 14% quarter-over-quarter to $1.2B.

Based on K2 Principal Fund's 13F filing for Q1 2017, filed 11 May 2017.