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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.27B
AUM Growth
+$124M
Cap. Flow
-$50.2M
Cap. Flow %
-3.97%
Top 10 Hldgs %
32.68%
Holding
503
New
191
Increased
39
Reduced
29
Closed
203

Top Buys

Rank Stock Value
1
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$9.53M
2
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.94M
3
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
+$7.93M
4
VWE
Vintage Wine Estates, Inc. Common Stock
VWE
+$7.15M
5
MGLN
Magellan Health Services, Inc.
MGLN
+$5.69M

Top Sells

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$27M
2
PFSI icon
PennyMac Financial
PFSI
+$18.5M
3
LCID icon
Lucid Motors
LCID
+$13.2M
4
VHAQ.U
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
+$12.8M
5
NOACU
Natural Order Acquisition Corp. Unit
NOACU
+$10.9M

Sector Composition

Rank Sector Weight
1 Financials 10.19%
2 Healthcare 3.67%
3 Technology 2.91%
4 Real Estate 2.06%
5 Consumer Staples 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHAK icon
326
CALL
Shake Shack
SHAK
$2.54B
– –
-37,900
Closed -$3.21M
SHAK icon
327
PUT
Shake Shack
SHAK
$2.54B
– –
-20,300
Closed -$1.72M
SLAB icon
328
PUT
Silicon Laboratories
SLAB
$7.15B
– –
-20,000
Closed -$2.55M
SLG icon
329
SL Green Realty
SLG
$3.81B
– –
-8,815
Closed -$541K
SLG icon
330
PUT
SL Green Realty
SLG
$3.81B
– –
-7,773
Closed -$477K
SLV icon
331
CALL
iShares Silver Trust
SLV
$28.6B
– –
-50,000
Closed -$1.23M
SOFI icon
332
SoFi Technologies
SOFI
$21.1B
– –
-216,388
Closed -$2.69M
SSRM icon
333
CALL
SSR Mining
SSRM
$5.54B
– –
-20,000
Closed -$402K
TAC icon
334
TransAlta
TAC
$4.06B
– –
-316,600
Closed -$3.06M
TAN icon
335
PUT
Invesco Solar ETF
TAN
$1.43B
– –
-20,000
Closed -$2.06M
TGB
336
Trekor Metals
TGB
$2.59B
– –
-525,007
Closed -$872K
VFF icon
337
Village Farms International
VFF
$242M
– –
-91,100
Closed -$1.17M
VVOS icon
338
Vivos Therapeutics
VVOS
$5.64M
– –
-2,056
Closed -$304K
WY icon
339
CALL
Weyerhaeuser
WY
$16.9B
– –
-385,800
Closed -$12.9M
WY icon
340
Weyerhaeuser
WY
$16.9B
– –
-130,000
Closed -$4.36M
XLB icon
341
PUT
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
– –
-170,000
Closed -$6.15M
XLE icon
342
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
– –
-40,000
Closed -$758K
XOS icon
343
Xos
XOS
$27.7M
– –
-1,070
Closed -$323K
XOSWW
344
CALL
Xos Inc Warrants
XOSWW
$25.1K
– –
-10,702
Closed -$16K
XPO icon
345
CALL
XPO
XPO
$23.4B
– –
-202,398
Closed -$8.34M
XPO icon
346
XPO
XPO
$23.4B
– –
-78,068
Closed -$3.22M
FFAIW
347
CALL
DELISTED
Faraday Future Intelligent Electric Warrant
FFAIW
– –
-474,572
Closed -$498K
FFAI
348
Faraday Future Intelligent Electric
FFAI
$13.7M
– –
0
– -$500K
BTCTW
349
CALL
DELISTED
BTC Digital Ltd. Warrant
BTCTW
– –
-378,615
Closed -$87K
SNAXW
350
CALL
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
– –
-506,450
Closed -$403K
12 13
14
15 16

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SC
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WIM
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LCG
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CCM
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SMA
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SCA
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K2 Principal Fund's Q1 2021 Portfolio in Review

As of Q1 2021, K2 Principal Fund held 503 positions worth $1.27B, up 11% from $1.14B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

K2 Principal Fund withdrew a net $50.2M in Q1 2021, closing 203 positions and reducing 29 holdings. Its most notable exit was Lucid Motors, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Healthcare and Technology.

Against the trend, K2 Principal Fund opened a new position in CC Neuberger Principal Holdings II Class A Ordinary Shares worth $8.96M.

  • K2 Principal Fund's largest Q1 2021 buy was CC Neuberger Principal Holdings II Class A Ordinary Shares: 909,258 shares worth $8.96M.
  • K2 Principal Fund added most to Varian Medical Systems, Inc. in Q1 2021, an estimated $5.13M increase.
  • K2 Principal Fund's biggest Q1 2021 reduction was CI Financial Corp., cutting an estimated $27M.
  • K2 Principal Fund fully exited Lucid Motors in Q1 2021, selling an estimated $13.2M.
  • K2 Principal Fund's ten largest holdings make up 33% of its $1.27B portfolio in Q1 2021.
  • K2 Principal Fund opened 191 new positions and closed 203 in Q1 2021.
  • K2 Principal Fund's portfolio value rose 11% quarter-over-quarter to $1.27B.

Based on K2 Principal Fund's 13F filing for Q1 2021, filed 14 May 2021.