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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+11.75%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.14B
AUM Growth
+$472M
Cap. Flow
+$253M
Cap. Flow %
22.19%
Top 10 Hldgs %
31.13%
Holding
444
New
192
Increased
28
Reduced
51
Closed
137

Top Buys

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$25.5M
2
LCID icon
Lucid Motors
LCID
+$12.9M
3
VHAQ.U
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
+$12.8M
4
PFSI icon
PennyMac Financial
PFSI
+$12.6M
5
NOACU
Natural Order Acquisition Corp. Unit
NOACU
+$10.8M

Top Sells

Rank Stock Value
1
SKIL icon
Skillsoft
SKIL
+$10.2M
2
MVST icon
Microvast
MVST
+$10.2M
3
BG icon
Bunge Global
BG
+$9.6M
4
APXTU
Apex Technology Acquisition Corporation Unit
APXTU
+$9.03M
5
OSB
Norbord Inc.
OSB
+$8.77M

Sector Composition

Rank Sector Weight
1 Financials 11.13%
2 Industrials 3.32%
3 Consumer Discretionary 2.76%
4 Technology 2.33%
5 Real Estate 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTN icon
326
CALL
Vail Resorts
MTN
$5.39B
– –
-16,000
Closed -$3.42M
MVST icon
327
Microvast
MVST
$267M
– –
-998,608
Closed -$10.2M
NRXPW
328
CALL
DELISTED
NRX Pharmaceuticals Warrant
NRXPW
– –
-278,011
Closed -$72K
PDS
329
Precision Drilling
PDS
$990M
– –
-53,350
Closed -$886K
SCHW
330
Charles Schwab
SCHW
$182B
– –
-43,152
Closed -$1.56M
SKIL icon
331
Skillsoft
SKIL
$63.9M
– –
-48,445
Closed -$10.2M
SLAB icon
332
CALL
Silicon Laboratories
SLAB
$7.18B
– –
-10,000
Closed -$979K
SMH icon
333
VanEck Semiconductor ETF
SMH
$65.7B
– –
-40,000
Closed -$3.96M
SMTC icon
334
CALL
Semtech
SMTC
$11.1B
– –
-20,000
Closed -$1.06M
SMTC icon
335
Semtech
SMTC
$11.1B
– –
-26,000
Closed -$1.38M
SPRU icon
336
Spruce Power Holding Corp
SPRU
$35.5M
– –
-25,216
Closed -$2.33M
CHAI
337
Core AI Holdings Inc
CHAI
$8.57M
– –
0
– -$128K
U icon
338
Unity
U
$13.6B
– –
-10,000
Closed -$873K
GOEVW
339
CALL
DELISTED
Canoo Inc. Warrant
GOEVW
– –
-197,980
Closed -$457K
SWN
340
DELISTED
Southwestern Energy Company
SWN
– –
-122,157
Closed -$287K
AYX
341
CALL
DELISTED
Alteryx Inc
AYX
– –
-35,000
Closed -$3.97M
SPLK
342
CALL
DELISTED
Splunk Inc
SPLK
– –
-5,000
Closed -$941K
SPLK
343
DELISTED
Splunk Inc
SPLK
– –
-12,500
Closed -$2.35M
BKI
344
CALL
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-6,000
Closed -$522K
AJRD
345
PUT
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-30,000
Closed -$1.2M
BLU
346
DELISTED
BELLUS Health Inc.
BLU
– –
-116,470
Closed -$264K
TWND.U
347
DELISTED
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
– –
-315,861
Closed -$3.17M
BTRS
348
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
– –
-414,310
Closed -$4.33M
EQOS
349
DELISTED
EQONEX LIMITED Ordinary Shares
EQOS
– –
-93,343
Closed -$840K
CRHC.U
350
DELISTED
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
– –
-400,000
Closed -$4.04M
12 13
14
15 16

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K2 Principal Fund's Q4 2020 Portfolio in Review

As of Q4 2020, K2 Principal Fund held 444 positions worth $1.14B, up 71% from $669M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

K2 Principal Fund deployed $253M of net new capital in Q4 2020, opening 192 new positions and adding to 28 existing holdings. Its largest new stake was CI Financial Corp.: 1,967,717 shares worth $24.4M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Bunge Global, an estimated $9.6M trimmed.

  • K2 Principal Fund's largest Q4 2020 buy was CI Financial Corp.: 1,967,717 shares worth $24.4M.
  • K2 Principal Fund added most to PennyMac Financial in Q4 2020, an estimated $12.6M increase.
  • K2 Principal Fund's biggest Q4 2020 reduction was Bunge Global, cutting an estimated $9.6M.
  • K2 Principal Fund fully exited Skillsoft in Q4 2020, selling an estimated $10.2M.
  • K2 Principal Fund's ten largest holdings make up 31% of its $1.14B portfolio in Q4 2020.
  • K2 Principal Fund opened 192 new positions and closed 137 in Q4 2020.
  • K2 Principal Fund's portfolio value rose 71% quarter-over-quarter to $1.14B.

Based on K2 Principal Fund's 13F filing for Q4 2020, filed 12 Feb 2021.