KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+5.92%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$561M
AUM Growth
+$37.7M
Cap. Flow
-$50.3M
Cap. Flow %
-8.96%
Top 10 Hldgs %
19.2%
Holding
362
New
76
Increased
31
Reduced
31
Closed
117

Top Buys

1
THCBU
Tuscan Holdings Corp. Unit
THCBU
$17.2M
2
TRNE.U
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$8.02M
3
INSUU
Insurance Acquisition Corp. Unit
INSUU
$7.07M
4
LVOXU
LiveVox Holding, Inc. Unit
LVOXU
$7M
5
STNL
Sentinel Energy Services Inc. Class A Common Stock
STNL
$6.89M

Top Sells

1
FSAC
Federal Street Acquisition Corp. Common Stock
FSAC
$11.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
$10M
3
DMTK
DermTech, Inc. Common Stock
DMTK
$6.52M
4
DNB
Dun & Bradstreet
DNB
$6.4M
5
HYACU
Haymaker Acquisition Corp. Unit
HYACU
$6.35M

Sector Composition

1 Consumer Discretionary 9.77%
2 Technology 8.41%
3 Industrials 6.73%
4 Communication Services 6.09%
5 Financials 4.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JSYNW
326
DELISTED
Jensyn Acquistion Corp. Warrants
JSYNW
– –
-382,627
Closed -$29K
JSYNR
327
DELISTED
Jensyn Acquistion Corp. Rights
JSYNR
– –
-130,155
Closed -$18K
OMAD.WS
328
DELISTED
One Madison Corporation
OMAD.WS
– –
-185,059
Closed -$144K
HIFR
329
DELISTED
InfraREIT, Inc.
HIFR
– –
-18,853
Closed -$396K
BCAC
330
DELISTED
Bison Capital Acquistion Corp Ordinary Shares
BCAC
– –
-131,426
Closed -$1.37M
CCC.U
331
DELISTED
Churchill Capital Corp
CCC.U
– –
-400,000
Closed -$4.04M
CMSSW
332
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
– –
-528,234
Closed -$132K
CMSSR
333
DELISTED
CM Seven Star Acquisition Corporation Right
CMSSR
– –
-574,454
Closed -$213K
VEACW
334
DELISTED
Vantage Energy Acquisition Corp.
VEACW
– –
-402,174
Closed -$189K
SCACW
335
DELISTED
Saban Capital Acquisition Corp. Warrants
SCACW
– –
-385,295
Closed -$231K
MBFI
336
DELISTED
MB Financial Corp
MBFI
– –
-67,655
Closed -$2.68M
TFCFA
337
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-69,704
Closed -$3.35M
TFCF
338
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
– –
-24,707
Closed -$1.18M
HYACU
339
DELISTED
Haymaker Acquisition Corp. Unit
HYACU
– –
-602,310
Closed -$6.35M
HYAC
340
DELISTED
Haymaker Acquisition Corp. Class A Common Stock
HYAC
– –
-345,000
Closed -$3.45M
EAGLU
341
DELISTED
Platinum Eagle Acquisition Corp. Unit
EAGLU
– –
-262,335
Closed -$2.75M
EAGLW
342
DELISTED
Platinum Eagle Acquisition Corp. Warrant
EAGLW
– –
-250,530
Closed -$326K
LTN.U
343
DELISTED
Union Acquisition Corp.
LTN.U
– –
-336,381
Closed -$3.58M
LTN.WS
344
DELISTED
Union Acquisition Corp.
LTN.WS
– –
-71,245
Closed -$18K
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