KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
-3.83%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$524M
AUM Growth
-$222M
Cap. Flow
-$235M
Cap. Flow %
-44.8%
Top 10 Hldgs %
18.72%
Holding
377
New
71
Increased
45
Reduced
57
Closed
99

Top Buys

1
GOOG icon
Alphabet (Google) Class C
GOOG
$10M
2
FSAC
Federal Street Acquisition Corp. Common Stock
FSAC
$8.06M
3
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
$8M
4
FTACU
FinTech Acquisition Corp. III Unit
FTACU
$7.5M
5
VVC
Vectren Corporation
VVC
$6.14M

Top Sells

1
GOOGL icon
Alphabet (Google) Class A
GOOGL
$23.1M
2
AET
Aetna Inc
AET
$23M
3
COL
Rockwell Collins
COL
$19.1M
4
NRCG
NRC Group Holdings Corp.
NRCG
$18.6M
5
EACQ
Easterly Acquisition Corp
EACQ
$16.3M

Sector Composition

1 Financials 9.93%
2 Technology 9.29%
3 Communication Services 8.25%
4 Consumer Discretionary 5.63%
5 Industrials 5.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FG.WS
326
DELISTED
FGL Holdings Warrants exercisable for one Ordinary Share at a price of $11.50 per share
FG.WS
– –
-862,123
Closed -$1.7M
AKRX
327
DELISTED
Akorn, Inc.
AKRX
– –
0
– –
NRCG
328
DELISTED
NRC Group Holdings Corp.
NRCG
– –
-1,828,830
Closed -$18.6M
DFRG
329
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
– –
0
– –
MTECW
330
DELISTED
MTech Acquisition Corp. Warrant
MTECW
– –
-385,295
Closed -$570K
MTEC
331
DELISTED
MTech Acquisition Corp. Class A Common Stock
MTEC
– –
-102,870
Closed -$1.05M
USG
332
DELISTED
Usg
USG
– –
-18,748
Closed -$812K
HYACW
333
DELISTED
Haymaker Acquisition Corp. Warrant
HYACW
– –
-151,600
Closed -$183K
ORBK
334
DELISTED
Orbotech Ltd
ORBK
– –
-36,039
Closed -$2.14M
FSACW
335
DELISTED
Federal Street Acquisition Corp. Warrant
FSACW
– –
-268,542
Closed -$376K
XOXO
336
DELISTED
Xo Group Inc
XOXO
– –
-6,530
Closed -$225K
ESRX
337
DELISTED
Express Scripts Holding Company
ESRX
– –
-95,000
Closed -$9.03M
DOTA
338
DELISTED
Draper Oakwood Technology Acquisition, Inc. Class A Common Stock
DOTA
– –
-283,093
Closed -$2.87M
DOTAR
339
DELISTED
Draper Oakwood Technology Acquisition, Inc. Rights
DOTAR
– –
-48,400
Closed -$25K
MZOR
340
DELISTED
Mazor Robotics Ltd.
MZOR
– –
-34,515
Closed -$2.01M
FCE.A
341
DELISTED
Forest City Realty Trust, Inc.
FCE.A
– –
-88,533
Closed -$2.22M
SODA
342
DELISTED
SodaStream International Ltd
SODA
– –
-6,100
Closed -$873K
MITL
343
DELISTED
Mitel Networks Corporation
MITL
– –
-733,124
Closed -$8.08M
AFSI
344
DELISTED
AmTrust Financial Services, Inc.
AFSI
– –
-133,400
Closed -$1.94M
EGN
345
DELISTED
Energen
EGN
– –
-65,509
Closed -$5.65M
AET
346
DELISTED
Aetna Inc
AET
– –
-113,549
Closed -$23M
COL
347
DELISTED
Rockwell Collins
COL
– –
-136,053
Closed -$19.1M
IAMXW
348
DELISTED
I-AM Capital Acquisition Company Warrant
IAMXW
– –
-819,954
Closed -$287K
IAMXR
349
DELISTED
I-AM Capital Acquisition Company Right
IAMXR
– –
-421,465
Closed -$211K
ZOES
350
DELISTED
Zoe's Kitchen, Inc.
ZOES
– –
-47,000
Closed -$598K
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