KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+1.59%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$750M
AUM Growth
-$17.2M
Cap. Flow
-$73.9M
Cap. Flow %
-9.86%
Top 10 Hldgs %
31.39%
Holding
358
New
81
Increased
47
Reduced
51
Closed
76

Top Buys

1
WCN icon
Waste Connections
WCN
$22.2M
2
LGC.U
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
$15M
3
MON
Monsanto Co
MON
$12.6M
4
MGA icon
Magna International
MGA
$9.16M
5
CMSSU
CM Seven Star Acquisition Corporation Unit
CMSSU
$9M

Top Sells

1
DDC
Dominion Diamond Corporation
DDC
$47M
2
RICE
Rice Energy Inc.
RICE
$17.7M
3
DGI
DigitalGlobe Inc.
DGI
$17.2M
4
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
$13.1M
5
KNTK icon
Kinetik
KNTK
$12.5M

Sector Composition

1 Technology 20.81%
2 Communication Services 17.73%
3 Energy 7.34%
4 Financials 6.25%
5 Industrials 5.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AAV
326
DELISTED
Advantage Oil & Gas Ltd
AAV
– –
-372,662
Closed -$2.35M
GST
327
DELISTED
Gastar Exploration Inc.
GST
– –
-1,642,717
Closed -$1.45M
OSPRU
328
DELISTED
Osprey Energy Acquisition Corp. Unit
OSPRU
– –
-699,300
Closed -$6.94M
DEL
329
DELISTED
Deltic Timber
DEL
– –
-41,000
Closed -$3.63M
TKF
330
DELISTED
Turkish Inv Fund
TKF
– –
-204,450
Closed -$1.86M
TESO
331
DELISTED
Tesco Corp
TESO
– –
-545,985
Closed -$2.98M
CFCOW
332
DELISTED
CF Corporation
CFCOW
– –
-210,500
Closed -$444K
CBF
333
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
– –
-21,142
Closed -$868K
EAGLW
334
DELISTED
Double Eagle Acquisition Corp. Warrant
EAGLW
– –
-295,700
Closed -$204K
VALE.P
335
DELISTED
Vale S A
VALE.P
– –
-106,846
Closed -$999K
VWR
336
DELISTED
VWR Corporation
VWR
– –
-79,201
Closed -$2.62M
EXA
337
DELISTED
EXA Corporation
EXA
– –
-20,316
Closed -$491K
ABCO
338
DELISTED
Advisory Board Co/The
ABCO
– –
-15,805
Closed -$848K
BRCD
339
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
– –
-269,500
Closed -$3.22M
RICE
340
DELISTED
Rice Energy Inc.
RICE
– –
-611,535
Closed -$17.7M
PCBK
341
DELISTED
Pacific Continental Corp
PCBK
– –
-111,516
Closed -$3.01M
FSBK
342
DELISTED
First South Bancorp Inc/VA
FSBK
– –
-42,966
Closed -$796K
CUNB
343
DELISTED
CU Bancorp
CUNB
– –
-71,207
Closed -$2.76M
WSTC
344
DELISTED
West Corporation
WSTC
– –
-16,607
Closed -$390K
KITE
345
DELISTED
Kite Pharma, Inc.
KITE
– –
-47,940
Closed -$8.62M
NEFF
346
DELISTED
Neff Corporation
NEFF
– –
-52,600
Closed -$1.32M
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