KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+5.92%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$561M
AUM Growth
+$37.7M
Cap. Flow
-$50.3M
Cap. Flow %
-8.96%
Top 10 Hldgs %
19.2%
Holding
362
New
76
Increased
31
Reduced
31
Closed
117

Top Buys

1
THCBU
Tuscan Holdings Corp. Unit
THCBU
$17.2M
2
TRNE.U
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$8.02M
3
INSUU
Insurance Acquisition Corp. Unit
INSUU
$7.07M
4
LVOXU
LiveVox Holding, Inc. Unit
LVOXU
$7M
5
STNL
Sentinel Energy Services Inc. Class A Common Stock
STNL
$6.89M

Top Sells

1
FSAC
Federal Street Acquisition Corp. Common Stock
FSAC
$11.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
$10M
3
DMTK
DermTech, Inc. Common Stock
DMTK
$6.52M
4
DNB
Dun & Bradstreet
DNB
$6.4M
5
HYACU
Haymaker Acquisition Corp. Unit
HYACU
$6.35M

Sector Composition

1 Consumer Discretionary 9.77%
2 Technology 8.41%
3 Industrials 6.73%
4 Communication Services 6.09%
5 Financials 4.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BIOX.WS
301
DELISTED
Bioceres Crop Solutions Corp Warrants, exercisable for ordinary shares
BIOX.WS
– –
0
– –
PACQW
302
DELISTED
Pure Acquisition Corp. Warrant
PACQW
– –
-1,371,863
Closed -$1.56M
ROSEW
303
DELISTED
Rosehill Resources Inc.
ROSEW
– –
-864,548
Closed -$280K
DNR
304
DELISTED
Denbury Resources, Inc.
DNR
– –
-796,068
Closed -$1.36M
CHK
305
DELISTED
Chesapeake Energy Corporation
CHK
– –
0
– –
NEBUW
306
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
– –
-27,849
Closed -$26K
MUDSW
307
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
– –
-11,000
Closed -$5K
WRLSR
308
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
– –
-173,586
Closed -$50K
WRLSW
309
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
– –
-673,401
Closed -$135K
EDTXU
310
DELISTED
EdtechX Holdings Acquisition Corp. Unit
EDTXU
– –
-75,000
Closed -$749K
TIBRW
311
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
– –
-200,000
Closed -$78K
TKKSW
312
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
– –
-50,000
Closed -$8K
ESTRW
313
DELISTED
Estre Ambiental, Inc
ESTRW
– –
-82,168
Closed -$7K
GSAH.WS
314
DELISTED
GS Acquisition Holdings Corp Warrants, each whole warrant exercisable for one share of Class A Commo
GSAH.WS
– –
-101,020
Closed -$127K
BROGR
315
DELISTED
Twelve Seas Investment Company Rights
BROGR
– –
-99,800
Closed -$35K
GIG.WS
316
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
– –
0
– –
GIG.U
317
DELISTED
GigCapital, Inc.
GIG.U
– –
-181,539
Closed -$1.92M
GIG.RT
318
DELISTED
GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock
GIG.RT
– –
-164,000
Closed -$45K
TPGH.WS
319
DELISTED
TPG Pace Holdings Corp. Warrants, each exercisable for one Class A Ordinary Share at an exercise pri
TPGH.WS
– –
-290,800
Closed -$291K
TMCXW
320
DELISTED
Trinity Merger Corp. Warrant
TMCXW
– –
-299,400
Closed -$118K
STNLU
321
DELISTED
Sentinel Energy Services Inc. Unit
STNLU
– –
-260,311
Closed -$2.68M
NRCG.WS
322
DELISTED
NRC Group Holdings Corp.
NRCG.WS
– –
-265,330
Closed -$215K
IPOA.WS
323
DELISTED
Social Capital Hedosophia Holdings Corp. Warrants, each whole warrant exercisable for one Class A Or
IPOA.WS
– –
-739,590
Closed -$533K
DFRG
324
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
– –
0
– –
AMRWW
325
DELISTED
Alta Mesa Resources, Inc. Warrant
AMRWW
– –
-107,166
Closed -$8K
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