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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+6.02%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.2B
AUM Growth
+$146M
Cap. Flow
+$18.1M
Cap. Flow %
1.5%
Top 10 Hldgs %
29.56%
Holding
432
New
155
Increased
62
Reduced
58
Closed
138

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$22.3M
2
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
+$20M
3
CWEI
Clayton Williams Energy, Inc.
CWEI
+$17.5M
4
GSHTU
Gores Holdings II, Inc. Units
GSHTU
+$6.74M
5
DBD
Diebold Nixdorf Incorporated
DBD
+$6.32M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$31.4M
2
ACAS
American Capital Ltd
ACAS
+$25M
3
IOC
Interoil Corporation
IOC
+$14.6M
4
WCN
Waste Connections
WCN
+$13.6M
5
BAS
Basis Energy Services, Inc.
BAS
+$10.4M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Energy 5.43%
3 Communication Services 5.27%
4 Financials 4.83%
5 Materials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGC icon
301
CALL
BGC Group
BGC
$5.58B
– –
-21,770
Closed -$143K
BWA icon
302
CALL
BorgWarner
BWA
$13.2B
– –
-23,629
Closed -$820K
BWA icon
303
PUT
BorgWarner
BWA
$13.2B
– –
-118,144
Closed -$4.1M
C icon
304
CALL
Citigroup
C
$222B
– –
-140,000
Closed -$8.32M
C icon
305
PUT
Citigroup
C
$222B
– –
-55,000
Closed -$3.27M
CAH icon
306
Cardinal Health
CAH
$53.4B
– –
-32,900
Closed -$2.59M
CAKE icon
307
PUT
Cheesecake Factory
CAKE
$4.21B
– –
-10,500
Closed -$629K
CBOE icon
308
Cboe Global Markets
CBOE
$29.8B
– –
-12,804
Closed -$946K
CDE icon
309
CALL
Coeur Mining
CDE
$15.6B
– –
-199,000
Closed -$1.81M
CDE icon
310
PUT
Coeur Mining
CDE
$15.6B
– –
-20,000
Closed -$182K
CHKP icon
311
CALL
Check Point Software Technologies
CHKP
$13.3B
– –
-25,000
Closed -$2.11M
CLS icon
312
Celestica
CLS
$35.1B
– –
-10,000
Closed -$119K
CSX icon
313
PUT
CSX Corp
CSX
$98.6B
– –
-90,000
Closed -$1.08M
DKS icon
314
CALL
Dick's Sporting Goods
DKS
$18.4B
– –
-57,200
Closed -$3.04M
DKS icon
315
Dick's Sporting Goods
DKS
$18.4B
– –
-7,500
Closed -$398K
ENB icon
316
Enbridge
ENB
$124B
– –
-8,448
Closed -$356K
EWW icon
317
PUT
iShares MSCI Mexico ETF
EWW
$1.89B
– –
-42,000
Closed -$1.85M
F icon
318
PUT
Ford
F
$57.3B
– –
-281,300
Closed -$3.41M
FXI icon
319
PUT
iShares China Large-Cap ETF
FXI
$4.31B
– –
-155,000
Closed -$5.38M
GIS icon
320
General Mills
GIS
$19.2B
– –
-5,146
Closed -$315K
GM icon
321
PUT
General Motors
GM
$74.7B
– –
-360,000
Closed -$12.5M
HL icon
322
PUT
Hecla Mining
HL
$10.2B
– –
-32,400
Closed -$170K
IAG icon
323
PUT
IAMGOLD
IAG
$8.47B
– –
-22,000
Closed -$85K
BRSL
324
Brightstar Lottery PLC
BRSL
$1.91B
– –
-10,000
Closed -$260K
ILF icon
325
PUT
iShares Latin America 40 ETF
ILF
$3.77B
– –
-7,500
Closed -$207K
11 12
13
14 15

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K2 Principal Fund's Q1 2017 Portfolio in Review

As of Q1 2017, K2 Principal Fund held 432 positions worth $1.2B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund's Q1 2017 filing shows 155 new, 62 increased, 58 reduced and 138 closed positions. Its largest new stake was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M. The largest sale was St Jude Medical, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 7.6% a quarter earlier, followed by Energy and Communication Services.

  • K2 Principal Fund's largest Q1 2017 buy was Kayne Anderson Acquisition Corp. Unit: 2,000,000 shares worth $20M.
  • K2 Principal Fund added most to Time Warner Inc in Q1 2017, an estimated $22.3M increase.
  • K2 Principal Fund's biggest Q1 2017 reduction was Cypress Semiconductor, cutting an estimated $7.44M.
  • K2 Principal Fund fully exited St Jude Medical in Q1 2017, selling an estimated $31.4M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.2B portfolio in Q1 2017.
  • K2 Principal Fund opened 155 new positions and closed 138 in Q1 2017.
  • K2 Principal Fund's portfolio value rose 14% quarter-over-quarter to $1.2B.

Based on K2 Principal Fund's 13F filing for Q1 2017, filed 11 May 2017.