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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.06B
AUM Growth
+$167M
Cap. Flow
+$260M
Cap. Flow %
24.54%
Top 10 Hldgs %
29%
Holding
408
New
131
Increased
67
Reduced
52
Closed
131

Top Buys

Rank Stock Value
1
BAS
Basis Energy Services, Inc.
BAS
+$79.6M
2
STJ
St Jude Medical
STJ
+$20.8M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$18.4M
4
DDC
Dominion Diamond Corporation
DDC
+$17.6M
5
IOC
Interoil Corporation
IOC
+$14.9M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$16M
2
IM
Ingram Micro
IM
+$13.4M
3
LNKD
LinkedIn Corporation
LNKD
+$12.4M
4
VAL
Valspar
VAL
+$11.8M
5
CYNA
CYNAPSUS THERAPEUTICS INC COM PAR NO PAR (CANADA)
CYNA
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 7.55%
2 Energy 7.06%
3 Healthcare 5.35%
4 Financials 4.13%
5 Materials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBB icon
301
PUT
iShares Biotechnology ETF
IBB
$9.31B
– –
-24,000
Closed -$2.32M
ILF icon
302
iShares Latin America 40 ETF
ILF
$3.77B
– –
-12,065
Closed -$347K
INSE icon
303
Inspired Entertainment
INSE
$177M
– –
-29,209
Closed -$291K
ITB icon
304
PUT
iShares US Home Construction ETF
ITB
$2.41B
– –
-62,200
Closed -$1.71M
IWM icon
305
CALL
iShares Russell 2000 ETF
IWM
$80.9B
– –
-33,000
Closed -$4.1M
JPM icon
306
PUT
JPMorgan Chase
JPM
$939B
– –
-6,000
Closed -$400K
KHC icon
307
CALL
Kraft Heinz
KHC
$30.4B
– –
-17,400
Closed -$1.56M
KHC icon
308
PUT
Kraft Heinz
KHC
$30.4B
– –
-28,000
Closed -$2.51M
KLAC icon
309
PUT
KLA
KLAC
$275B
– –
-699,000
Closed -$4.87M
LRCX icon
310
CALL
Lam Research
LRCX
$382B
– –
-250,000
Closed -$2.37M
MGA icon
311
CALL
Magna International
MGA
$17.9B
– –
-5,000
Closed -$215K
MGA icon
312
PUT
Magna International
MGA
$17.9B
– –
-13,000
Closed -$558K
MORN icon
313
Morningstar
MORN
$6.56B
– –
-2,824
Closed -$208K
MOS icon
314
The Mosaic Company
MOS
$7.09B
– –
-10,000
Closed -$245K
MSI icon
315
Motorola Solutions
MSI
$69.4B
– –
-12,800
Closed -$1M
MSI icon
316
PUT
Motorola Solutions
MSI
$69.4B
– –
-34,000
Closed -$2.59M
NG icon
317
CALL
NovaGold Resources
NG
$2.6B
– –
-117,600
Closed -$659K
NXPI icon
318
CALL
NXP Semiconductors
NXPI
$68B
– –
-21,200
Closed -$2.16M
ORCL icon
319
CALL
Oracle
ORCL
$331B
– –
-12,000
Closed -$471K
PRGO icon
320
CALL
Perrigo
PRGO
$1.4B
– –
-55,000
Closed -$5.08M
PYPL icon
321
CALL
PayPal
PYPL
$49.5B
– –
-105,000
Closed -$4.3M
PYPL icon
322
PUT
PayPal
PYPL
$49.5B
– –
-230,000
Closed -$9.42M
QCOM icon
323
CALL
Qualcomm
QCOM
$176B
– –
-40,000
Closed -$2.74M
QCOM icon
324
PUT
Qualcomm
QCOM
$176B
– –
-235,000
Closed -$16.1M
QUAD icon
325
PUT
Quad
QUAD
$430M
– –
-109,400
Closed -$2.92M
11 12
13
14 15

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SC
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WIM
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LCG
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CCM
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TS
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SMA
Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return
SCA
Stonebridge Capital Advisors St Paul, Minnesota $1.43B AUM 21.98% 1-Year Est. Return

K2 Principal Fund's Q4 2016 Portfolio in Review

As of Q4 2016, K2 Principal Fund held 408 positions worth $1.06B, up 19% from $892M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

K2 Principal Fund deployed $260M of net new capital in Q4 2016, opening 131 new positions and adding to 67 existing holdings. Its largest new stake was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, down from 11% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Valspar, an estimated $11.8M trimmed.

  • K2 Principal Fund's largest Q4 2016 buy was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.
  • K2 Principal Fund added most to St Jude Medical in Q4 2016, an estimated $20.8M increase.
  • K2 Principal Fund's biggest Q4 2016 reduction was Valspar, cutting an estimated $11.8M.
  • K2 Principal Fund fully exited Alphabet (Google) Class C in Q4 2016, selling an estimated $16M.
  • K2 Principal Fund's ten largest holdings make up 29% of its $1.06B portfolio in Q4 2016.
  • K2 Principal Fund opened 131 new positions and closed 131 in Q4 2016.
  • K2 Principal Fund's portfolio value rose 19% quarter-over-quarter to $1.06B.

Based on K2 Principal Fund's 13F filing for Q4 2016, filed 15 Feb 2017.