We are live on ! Find out more
KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.15%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.23B
AUM Growth
+$28.2M
Cap. Flow
-$167M
Cap. Flow %
-13.57%
Top 10 Hldgs %
30.38%
Holding
553
New
191
Increased
38
Reduced
38
Closed
238

Top Buys

Rank Stock Value
1
CIXX
CI Financial Corp.
CIXX
+$88.5M
2
PFSI icon
PennyMac Financial
PFSI
+$40.7M
3
PMT
PennyMac Mortgage Investment
PMT
+$16M
4
PFTAU
Perception Capital Corp. III Unit
PFTAU
+$16M
5
CHWAU
CHW Acquisition Corporation Unit
CHWAU
+$9.92M

Top Sells

Rank Stock Value
1
SKIN icon
SkinHealth Systems
SKIN
+$21.8M
2
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$15.1M
3
GACQU
Global Consumer Acquisition Corp. Unit
GACQU
+$12.2M
4
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$10.2M
5
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$8.78M

Sector Composition

Rank Sector Weight
1 Financials 18.24%
2 Real Estate 4.79%
3 Healthcare 4.26%
4 Technology 2.93%
5 Communication Services 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIIXW
276
DELISTED
Gores Holdings VIII, Inc. Warrant
GIIXW
$48K ﹤0.01%
+43,346
New +$53.7K
ACKIW
277
DELISTED
Ackrell SPAC Partners I Co Warrants
ACKIW
$40K ﹤0.01%
+85,353
New +$48.1K
XBPEW
278
XBP Europe Holdings Warrant
XBPEW
$33K ﹤0.01%
+29,617
New +$30.6K
GHACW
279
DELISTED
Gaming & Hospitality Acquisition Corp. Warrants
GHACW
$31K ﹤0.01%
+43,906
New +$37.1K
GRCYW
280
DELISTED
Greencity Acquisition Corporation Warrants
GRCYW
$29K ﹤0.01%
+123,945
New +$40.7K
PGRWW
281
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$28K ﹤0.01%
+50,187
New +$32.1K
PICC.WS
282
DELISTED
Pivotal Investment Corporation III Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
PICC.WS
$26K ﹤0.01%
+29,132
New +$31.3K
AGBAR
283
DELISTED
AGBA Acquisition Ltd Right
AGBAR
$9K ﹤0.01%
+35,620
New +$12.1K
BREZR
284
DELISTED
Breeze Holdings Acquisition Corp. Right
BREZR
$8K ﹤0.01%
+41,236
New +$9.48K
GPCOR
285
DELISTED
Golden Path Acquisition Corporation Rights
GPCOR
$8K ﹤0.01%
+19,500
New +$7.13K
ABX
286
Abacus Global Management
ABX
$988M
– –
-200,000
Closed -$1.95M
AON icon
287
CALL
Aon
AON
$80.6B
– –
-10,000
Closed -$2.39M
AUPH icon
288
Aurinia Pharmaceuticals
AUPH
$1.95B
– –
-139,499
Closed -$1.81M
BA icon
289
CALL
Boeing
BA
$169B
– –
-170,000
Closed -$40.7M
BHC icon
290
Bausch Health
BHC
$1.75B
– –
-11,200
Closed -$318K
BKSY icon
291
BlackSky Technology
BKSY
$843M
– –
-11,011
Closed -$880K
SRXH
292
SRX Global
SRXH
$28.3M
– –
-77
Closed -$645K
CRSR icon
293
CALL
Corsair Gaming
CRSR
$1.1B
– –
-125,000
Closed -$4.16M
CRSR icon
294
Corsair Gaming
CRSR
$1.1B
– –
-85,000
Closed -$2.83M
DUST icon
295
Direxion Daily Gold Miners Index Bear 2X ETF
DUST
$72.4M
– –
-1,125
Closed -$2.15M
EEM icon
296
CALL
iShares MSCI Emerging Markets ETF
EEM
$27.5B
– –
-50,000
Closed -$2.76M
EWJ icon
297
CALL
iShares MSCI Japan ETF
EWJ
$21.2B
– –
-50,000
Closed -$3.38M
EWW icon
298
CALL
iShares MSCI Mexico ETF
EWW
$1.89B
– –
-50,000
Closed -$2.4M
EWZ icon
299
CALL
iShares MSCI Brazil ETF
EWZ
$8.98B
– –
-50,000
Closed -$2.03M
FXI icon
300
CALL
iShares China Large-Cap ETF
FXI
$4.32B
– –
-50,000
Closed -$2.32M
10 11
12
13 14

Similar funds

KGI
Kopernik Global Investors Tampa, Florida $1.43B AUM 63.57% 1-Year Est. Return
SC
Styrax Capital New York $1.43B AUM 50.63% 1-Year Est. Return
WIM
Weitz Investment Management Omaha, Nebraska $1.43B AUM 0.51% 1-Year Est. Return
LCG
Luxor Capital Group New York $1.43B AUM 30.88% 1-Year Est. Return
CCM
Callodine Capital Management Boston, Massachusetts $1.43B AUM 8.74% 1-Year Est. Return
TS
Triglav Skladi Ljubljana, Slovenia $1.43B AUM 39.24% 1-Year Est. Return
SMA
Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return
SCA
Stonebridge Capital Advisors St Paul, Minnesota $1.43B AUM 21.98% 1-Year Est. Return

K2 Principal Fund's Q3 2021 Portfolio in Review

As of Q3 2021, K2 Principal Fund held 553 positions worth $1.23B, up 2.3% from $1.2B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

K2 Principal Fund withdrew a net $167M in Q3 2021, closing 238 positions and reducing 38 holdings. Its most notable exit was CC Neuberger Principal Holdings II Class A Ordinary Shares, an estimated $15.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 15% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, K2 Principal Fund opened a new position in Perception Capital Corp. III Unit worth $15.9M.

  • K2 Principal Fund's largest Q3 2021 buy was Perception Capital Corp. III Unit: 1,600,000 shares worth $15.9M.
  • K2 Principal Fund added most to CI Financial Corp. in Q3 2021, an estimated $88.5M increase.
  • K2 Principal Fund's biggest Q3 2021 reduction was SkinHealth Systems, cutting an estimated $21.8M.
  • K2 Principal Fund fully exited CC Neuberger Principal Holdings II Class A Ordinary Shares in Q3 2021, selling an estimated $15.1M.
  • K2 Principal Fund's ten largest holdings make up 30% of its $1.23B portfolio in Q3 2021.
  • K2 Principal Fund opened 191 new positions and closed 238 in Q3 2021.
  • K2 Principal Fund's portfolio value rose 2.3% quarter-over-quarter to $1.23B.

Based on K2 Principal Fund's 13F filing for Q3 2021, filed 12 Nov 2021.