KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+1.8%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$634M
AUM Growth
-$15.7M
Cap. Flow
-$238M
Cap. Flow %
-37.51%
Top 10 Hldgs %
20.48%
Holding
446
New
142
Increased
27
Reduced
19
Closed
117

Top Buys

1
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$8.97M
2
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
$8.66M
3
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
$7.35M
4
VWE
Vintage Wine Estates, Inc. Common Stock
VWE
$7.1M
5
MGLN
Magellan Health Services, Inc.
MGLN
$5.66M

Top Sells

1
CIXX
CI Financial Corp.
CIXX
$28.3M
2
PFSI icon
PennyMac Financial
PFSI
$20M
3
LCID icon
Lucid Motors
LCID
$13.2M
4
VHAQ.U
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
$12.8M
5
NOACU
Natural Order Acquisition Corp. Unit
NOACU
$10.9M

Sector Composition

1 Financials 20.34%
2 Healthcare 7.32%
3 Technology 5.81%
4 Real Estate 4.11%
5 Consumer Staples 3.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PE
276
DELISTED
PARSLEY ENERGY INC
PE
– –
-288,174
Closed -$4.09M
WPX
277
DELISTED
WPX Energy, Inc.
WPX
– –
-392,778
Closed -$3.2M
TIF
278
DELISTED
Tiffany & Co.
TIF
– –
-16,973
Closed -$2.23M
BMY.RT
279
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-60,300
Closed –
BMCH
280
DELISTED
BMC Stock Holdings, Inc
BMCH
– –
-73,420
Closed -$3.94M
JE
281
DELISTED
Just Energy Group Inc
JE
– –
-204,556
Closed -$1.22M
BEAT
282
DELISTED
BioTelemetry, Inc.
BEAT
– –
-3,054
Closed -$220K
AAWW
283
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
0
– –
RESI
284
DELISTED
Front Yard Residential Corporation Common Stock
RESI
– –
-194,627
Closed -$3.15M
ABBV icon
285
AbbVie
ABBV
$375B
– –
0
– –
AMD icon
286
Advanced Micro Devices
AMD
$245B
– –
0
– –
AMP icon
287
Ameriprise Financial
AMP
$46.1B
– –
0
– –
ARKK icon
288
ARK Innovation ETF
ARKK
$7.49B
– –
0
– –
BAX icon
289
Baxter International
BAX
$12.5B
– –
0
– –
BBY icon
290
Best Buy
BBY
$16.1B
– –
0
– –
BG icon
291
Bunge Global
BG
$16.9B
– –
-80,427
Closed -$5.27M
BHC icon
292
Bausch Health
BHC
$2.72B
– –
0
– –
BKSY icon
293
BlackSky Technology
BKSY
$575M
– –
-31,250
Closed -$2.62M
BLDP
294
Ballard Power Systems
BLDP
$598M
– –
-25,000
Closed -$585K
BMRN icon
295
BioMarin Pharmaceuticals
BMRN
$11.1B
– –
0
– –
CELUW icon
296
Celularity Inc. Warrant
CELUW
$791K
– –
0
– –
CLOV icon
297
Clover Health Investments
CLOV
$1.41B
– –
-10,300
Closed -$173K
CMPO icon
298
CompoSecure
CMPO
$1.89B
– –
-12,040
Closed -$101K
CMPOW icon
299
CompoSecure, Inc. Warrant
CMPOW
$1.07B
– –
0
– –
CRWD icon
300
CrowdStrike
CRWD
$105B
– –
-11,000
Closed -$2.33M
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