KPF

K2 Principal Fund Portfolio holdings

AUM $545M
This Quarter Return
+3.76%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.51%
10 Year Return
+139.89%
AUM
$597M
AUM Growth
+$597M
Cap. Flow
+$16.2M
Cap. Flow %
2.72%
Top 10 Hldgs %
16.18%
Holding
361
New
107
Increased
36
Reduced
36
Closed
70

Top Buys

1
LLL
L3 Technologies, Inc.
LLL
$8.64M
2
GXGXU
GX Acquisiton Corp. Unit
GXGXU
$8.04M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
$7.85M
4
RPLA.U
Replay Acquisition Corp.
RPLA.U
$7.83M
5
HYACU
Haymaker Acquisition Corp. II Unit
HYACU
$6.13M

Top Sells

1
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
$12.1M
2
THCBU
Tuscan Holdings Corp. Unit
THCBU
$9.01M
3
KXIN icon
Kaixin Holdings
KXIN
$8.06M
4
TVPT
Travelport Worldwide Limited
TVPT
$7.57M
5
LEXEA
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$6.6M

Sector Composition

1 Industrials 10.88%
2 Communication Services 9.2%
3 Technology 8.85%
4 Consumer Discretionary 3.94%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XOP icon
276
SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$1.9B
– –
0
– –
SILV
277
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
– –
-418,061
Closed -$1.37M
SUM
278
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
– –
-57,001
Closed -$905K
ISUN
279
DELISTED
iSun, Inc. Common Stock
ISUN
– –
-178,395
Closed -$1.96M
AEL
280
DELISTED
American Equity Investment Life Holding Company
AEL
– –
0
– –
AYX
281
DELISTED
Alteryx, Inc.
AYX
– –
0
– –
LHC.U
282
DELISTED
Leo Holdings Corp. II Units, each consisting of one Class A ordinary share and one-quarter of one redeemable warrant
LHC.U
– –
-343,504
Closed -$3.56M
DMS
283
DELISTED
Digital Media Solutions, Inc.
DMS
– –
-115,727
Closed -$1.16M
COUP
284
DELISTED
Coupa Software Incorporated
COUP
– –
0
– –
AVYA
285
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
0
– –
AVCT
286
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
– –
-516,354
Closed -$5.29M
SWIR
287
DELISTED
Sierra Wireless
SWIR
– –
0
– –
USWSW
288
DELISTED
U.S. Well Services, Inc. Warrants
USWSW
– –
0
– –
SAIL
289
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-9,000
Closed -$258K
PVG
290
DELISTED
PRETIUM RESOURCES INC.
PVG
– –
0
– –
APHA
291
DELISTED
Aphria Inc. Common Shares
APHA
– –
0
– –
RMG.U
292
DELISTED
RMG Acquisition Corp.
RMG.U
– –
-150,000
Closed -$1.51M
TZACU
293
DELISTED
Tenzing Acquisition Corp. Units
TZACU
– –
-41,258
Closed -$422K
DPHCU
294
DELISTED
DiamondPeak Holdings Corp. Units
DPHCU
– –
-100,000
Closed -$1M
BIOX.WS
295
DELISTED
Bioceres Crop Solutions Corp Warrants, exercisable for ordinary shares
BIOX.WS
– –
0
– –
MLNX
296
DELISTED
Mellanox Technologies, Ltd.
MLNX
– –
-12,000
Closed -$1.42M
TKKSU
297
DELISTED
TKK Symphony Acquisition Corporation Unit
TKKSU
– –
-420,059
Closed -$4.29M
PVT.U
298
DELISTED
Pivotal Acquisition Corp.
PVT.U
– –
-100,000
Closed -$1.02M
ONCE
299
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-23,260
Closed -$2.65M
ISCA
300
DELISTED
International Speedway Corp
ISCA
– –
-44,947
Closed -$1.96M
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