KPF

K2 Principal Fund Portfolio holdings

AUM $545M
1-Year Return 16.04%
This Quarter Return
+5.92%
1 Year Return
+16.04%
3 Year Return
+37.63%
5 Year Return
+42.5%
10 Year Return
+139.89%
AUM
$561M
AUM Growth
+$37.7M
Cap. Flow
-$50.3M
Cap. Flow %
-8.96%
Top 10 Hldgs %
19.2%
Holding
362
New
76
Increased
31
Reduced
31
Closed
117

Top Buys

1
THCBU
Tuscan Holdings Corp. Unit
THCBU
$17.2M
2
TRNE.U
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$8.02M
3
INSUU
Insurance Acquisition Corp. Unit
INSUU
$7.07M
4
LVOXU
LiveVox Holding, Inc. Unit
LVOXU
$7M
5
STNL
Sentinel Energy Services Inc. Class A Common Stock
STNL
$6.89M

Top Sells

1
FSAC
Federal Street Acquisition Corp. Common Stock
FSAC
$11.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
$10M
3
DMTK
DermTech, Inc. Common Stock
DMTK
$6.52M
4
DNB
Dun & Bradstreet
DNB
$6.4M
5
HYACU
Haymaker Acquisition Corp. Unit
HYACU
$6.35M

Sector Composition

1 Consumer Discretionary 9.77%
2 Technology 8.41%
3 Industrials 6.73%
4 Communication Services 6.09%
5 Financials 4.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XLU icon
276
Utilities Select Sector SPDR Fund
XLU
$20.7B
– –
0
– –
XOP icon
277
SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$1.85B
– –
0
– –
DAY icon
278
Dayforce
DAY
$10.9B
– –
-87,559
Closed -$3.02M
NESRW
279
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
– –
-873,496
Closed -$1.05M
DMTK
280
DELISTED
DermTech, Inc. Common Stock
DMTK
– –
-319,452
Closed -$6.52M
AEL
281
DELISTED
American Equity Investment Life Holding Company
AEL
– –
0
– –
AYX
282
DELISTED
Alteryx, Inc.
AYX
– –
0
– –
THWWW
283
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
– –
0
– –
VMW
284
DELISTED
VMware, Inc
VMW
– –
0
– –
UNVR
285
DELISTED
Univar Solutions Inc.
UNVR
– –
-103,417
Closed -$1.84M
ROCC
286
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
– –
0
– –
SWIR
287
DELISTED
Sierra Wireless
SWIR
– –
0
– –
USWSW
288
DELISTED
U.S. Well Services, Inc. Warrants
USWSW
– –
-80,484
Closed -$48K
TWTR
289
DELISTED
Twitter, Inc.
TWTR
– –
0
– –
ALACW
290
DELISTED
Alberton Acquisition Corporation Warrant
ALACW
– –
0
– –
ALACR
291
DELISTED
Alberton Acquisition Corporation Rights exp April 26, 2021
ALACR
– –
0
– –
PVG
292
DELISTED
PRETIUM RESOURCES INC.
PVG
– –
0
– –
XLNX
293
DELISTED
Xilinx Inc
XLNX
– –
0
– –
GSS
294
DELISTED
Golden Star Resources Ltd.
GSS
– –
-194,562
Closed -$613K
TWNKW
295
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
– –
-194,000
Closed -$180K
XEC
296
DELISTED
CIMAREX ENERGY CO
XEC
– –
-5,915
Closed -$365K
FMCIW
297
DELISTED
Forum Merger II Corporation Warrant
FMCIW
– –
0
– –
GRAF.U
298
DELISTED
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
– –
-264,354
Closed -$2.63M
JE
299
DELISTED
Just Energy Group Inc
JE
– –
0
– –
FPAC.WS
300
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
– –
-259,634
Closed -$312K
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