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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+0.34%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.76B
AUM Growth
+$374M
Cap. Flow
+$382M
Cap. Flow %
21.74%
Top 10 Hldgs %
31.81%
Holding
439
New
149
Increased
69
Reduced
61
Closed
124

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$16.8M
2
C icon
Citigroup
C
+$14.7M
3
MS icon
Morgan Stanley
MS
+$10.5M
4
COL
Rockwell Collins
COL
+$10.4M
5
OLED icon
Universal Display
OLED
+$9.85M

Top Sells

Rank Stock Value
1
WCN
Waste Connections
WCN
+$22.2M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$20.8M
3
BMY icon
Bristol-Myers Squibb
BMY
+$14.5M
4
MON
Monsanto Co
MON
+$11.4M
5
MGA icon
Magna International
MGA
+$9.16M

Sector Composition

Rank Sector Weight
1 Technology 10.57%
2 Communication Services 6.12%
3 Financials 4.59%
4 Energy 2.92%
5 Industrials 2.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TER icon
276
Teradyne
TER
$50.2B
$229K 0.01%
5,000
-99,200
-95% -$4.54M
CVON
277
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
$222K 0.01%
24,028
-674,386
-97% -$6.29M
NXEOW
278
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
$217K 0.01%
297,917
+49,100
+20% +$34.2K
PBPB
279
DELISTED
Potbelly
PBPB
$210K 0.01%
+17,439
New +$219K
FSACW
280
DELISTED
Federal Street Acquisition Corp. Warrant
FSACW
$210K 0.01%
+182,400
New +$199K
MDR
281
CALL
DELISTED
McDermott International
MDR
$205K 0.01%
+11,200
New +$256K
NEXT icon
282
NextDecade
NEXT
$1.63B
$198K 0.01%
+40,000
New +$255K
LCAHW
283
DELISTED
Landcadia Holdings, Inc. Warrant
LCAHW
$184K 0.01%
250,000
– –
SMPLW
284
DELISTED
The Simply Good Foods Company Warrant
SMPLW
$178K 0.01%
50,000
– –
CNACW
285
DELISTED
Constellation Alpha Capital Corp. Warrant
CNACW
$166K 0.01%
690,000
-29,700
-4% -$6.86K
SCACW
286
DELISTED
Saban Capital Acquisition Corp. Warrants
SCACW
$163K 0.01%
125,000
– –
GTYHW
287
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$153K 0.01%
125,753
– –
IEAWW
288
DELISTED
Infrastructure and Energy Alternatives, Inc. Warrant
IEAWW
$145K 0.01%
+167,125
New +$146K
HYACW
289
DELISTED
Haymaker Acquisition Corp. Warrant
HYACW
$98K 0.01%
121,898
+21,898
+22% +$17.5K
BRPAR
290
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$83K ﹤0.01%
+237,897
New +$102K
MMDMW
291
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$81K ﹤0.01%
155,487
-194,113
-56% -$93.7K
MPACW
292
DELISTED
Matlin & Partners Acquisition Corporation
MPACW
$73K ﹤0.01%
146,100
– –
KBLMW
293
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$53K ﹤0.01%
222,505
-286,095
-56% -$66.7K
ESTRW
294
DELISTED
Estre Ambiental, Inc
ESTRW
$53K ﹤0.01%
91,355
+70,000
+328% +$46.4K
NSU
295
CALL
DELISTED
Nevsun Resources Ltd.
NSU
$48K ﹤0.01%
+20,000
New +$45.9K
NRXPW
296
DELISTED
NRX Pharmaceuticals Warrant
NRXPW
$33K ﹤0.01%
+101,200
New +$39.7K
BHACR
297
DELISTED
Barington/Hilco Acquisition Corp. Rights
BHACR
$31K ﹤0.01%
+88,246
New +$26.2K
LACQW
298
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$28K ﹤0.01%
+40,400
New +$25.8K
BHACW
299
DELISTED
Barington/Hilco Acquisition Corp. Warrants
BHACW
$26K ﹤0.01%
+125,622
New +$27.5K
CMSSR
300
DELISTED
CM Seven Star Acquisition Corporation Right
CMSSR
$22K ﹤0.01%
+70,000
New +$20.1K
10 11
12
13 14

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SC
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WIM
Weitz Investment Management Omaha, Nebraska $1.43B AUM 0.51% 1-Year Est. Return
LCG
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CCM
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TS
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SMA
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SCA
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K2 Principal Fund's Q1 2018 Portfolio in Review

As of Q1 2018, K2 Principal Fund held 439 positions worth $1.76B, up 27% from $1.38B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

K2 Principal Fund deployed $382M of net new capital in Q1 2018, opening 149 new positions and adding to 69 existing holdings. Its largest new stake was Citigroup: 195,000 shares worth $13.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was Alphabet (Google) Class A, an estimated $20.8M trimmed.

  • K2 Principal Fund's largest Q1 2018 buy was Citigroup: 195,000 shares worth $13.2M.
  • K2 Principal Fund added most to Aetna Inc in Q1 2018, an estimated $16.8M increase.
  • K2 Principal Fund's biggest Q1 2018 reduction was Alphabet (Google) Class A, cutting an estimated $20.8M.
  • K2 Principal Fund fully exited Waste Connections in Q1 2018, selling an estimated $22.2M.
  • K2 Principal Fund's ten largest holdings make up 32% of its $1.76B portfolio in Q1 2018.
  • K2 Principal Fund opened 149 new positions and closed 124 in Q1 2018.
  • K2 Principal Fund's portfolio value rose 27% quarter-over-quarter to $1.76B.

Based on K2 Principal Fund's 13F filing for Q1 2018, filed 14 May 2018.